United States v. Ned Walker

Procedural entryThis page is a short order in United States v. Ned Walker. Read the opinion of the Court — 393 F.3d 819
Court of Appeals for the Eighth Circuit·Decided January 6, 2005·No. 04-1815·Published

Opinion

United States Court of Appeals FOR THE EIGHTH CIRCUIT ___________

No. 04-1815 ___________

United States of America, * * Appellee, * * Appeal from the United States v. * District Court for the * Northern District of Iowa. Ned Walker, * * Appellant. * ___________

Submitted: November 19, 2004 Filed: January 6, 2005 ___________

Before WOLLMAN and HEANEY, Circuit Judges, and HOLMES,1 District Judge. ___________

HOLMES, District Judge.

The issue in this case is whether Iowa’s offense of Operating While Intoxicated (“OWI”) is a “crime of violence” under the United States Sentencing Guidelines.

I. Ned Walker entered a plea of guilty to a charge of conspiracy to distribute methamphetamine. The presentence investigation report stated that his base offense

1 The Honorable J. Leon Holmes, United States District Judge for the Eastern District of Arkansas, sitting by designation. level was 24, which should be reduced three levels for acceptance of responsibility, leaving an offense level of 21. Walker had a total of 17 criminal history points, placing him in criminal history category VI, which would make Walker’s sentencing range 77 to 96 months.

The government objected to the presentence investigation report, contending that Walker was a career offender because he had two prior predicate crimes of violence. One of the prior crimes was for attempted burglary in 1994, which Walker conceded was a “crime of violence.” The other was an OWI offense in 1991 in Iowa, which Walker contended was not a “crime of violence.” The district court made no findings of fact but held, as a legal matter, that OWI is a “crime of violence” as defined in U.S.S.G. § 4B1.2(a)(2). The two predicate crimes of violence – burglary and OWI – made Walker a career offender under U.S.S.G. § 4B1.1. With career offender status, Walker had a total offense level of 29, criminal history category VI, which has a sentencing range of 151 to 188 months. The district court sentenced Walker to 151 months.

We review the application of the sentencing guidelines de novo. United States v. Sun Bear, 307 F.3d 747, 750 (8th Cir. 2002).

II. OWI is not specifically named in U.S.S.G. § 4B1.2 as a crime of violence. The Supreme Court has held that we should look to the statutory definition of the prior offense, not to the underlying facts, to determine whether a prior conviction is a predicate offense. Taylor v. United States, 495 U.S. 575, 600-02, 110 S. Ct. 2143, 2159-60, 109 L. Ed. 2d 607 (1990).2 See also United States v. Smith, 171 F.3d 617,

2 Taylor construed 18 U.S.C. § 924(e)(2)(B)(ii), which is identical to U.S.S.G. § 4B1.2(a)(2), except that the guideline adds “of a dwelling” after the “burglary.” The current version of § 4B1.2 was adopted by the Sentencing Commission in Amendment 268. In explaining the amendment, the Sentencing

-2- 620 (8th Cir. 1999); United States v. Bauer, 990 F.2d 373, 374-75 (8th Cir. 1993) (rejecting a defendant’s argument under U.S.S.G. § 4B1.2 that the court should consider the underlying facts of the predicate offense); United States v. Whitfield, 907 F.2d 798, 800 (8th Cir. 1990) (holding that 18 U.S.C. § 924(e) mandates a formal categorical approach looking only to the statutory definitions of the prior offenses, not to the underlying facts). The Application Notes to § 4B1.2 state, in pertinent part, that an offense is a crime of violence if “the conduct set forth (i.e., expressly charged) in the count of which the defendant was convicted . . . , by its nature, presented a serious potential risk of physical injury to another.” Most of that language was added in Amendment 268, along with the current version of § 4B1.2(a). It was amended by Amendment 433 in 1991 to include the language, i.e., expressly charged. These changes to the Application Notes apparently were made in response to cases holding that courts may look beyond the face of the indictment in determining whether a prior offense is a “crime of violence” under § 4B1.2(a)(2). United States v. Fitzhugh, 954 F.2d 253, 254 (5th Cir. 1992). This Court stated in United States v. Wright, 957 F.2d 520, 522 (8th Cir. 1992), that courts may examine the facts underlying the conviction when deciding whether an offense involves conduct that presents a serious potential risk of physical injury to another under U.S.S.G. § 4B1.2(a)(2). As noted in United States v. Rodriguez, 979 F.2d 138, 141 (8th Cir. 1992), that statement in Wright was dicta. Wright followed United States v. John, 936 F.2d 764, 770 (3rd Cir. 1991). The Third Circuit has recognized that the Sentencing Commission effectively overruled John when it adopted the current version of the Application Notes to § 4B1.2. United States v. Joshua, 976 F.2d 844, 852-54 (3rd Cir. 1992), overruled on other grounds by Stinson v. United States, 508 U.S. 36, 113 S. Ct. 1913, 123 L. Ed. 2d 598 (1993). Even so, the dicta in Wright has been followed in this circuit. United States v.

Commission said that the definition of crime of violence used is derived from 18 U.S.C. § 924(e). U.S. SENTENCING GUIDELINES MANUAL App. C - Vol. 1, 133 (2003). Although § 924(e)(2) differs in some respects from § 4B1.2, those differences relate to portions of those provisions not at issue here.

-3- Gomez-Hernandez, 300 F.3d 974, 980 (8th Cir. 2002); United States v. Kind, 194 F.3d 900, 907 (8th Cir. 1999).

III. Walker was convicted under Iowa Code Ann. § 321J.2.1, which provides:

1. A person commits the offense of operating while intoxicated if the person operates a motor vehicle in this state in any of the following conditions:

a. While under the influence of an alcoholic beverage or other drug or a combination of such substances.

b. While having an alcohol concentration of .08 or more.

c. While any amount of a controlled substance is present in the person, as measured in the person’s blood or urine.

The information says nothing about the offense in question except that Walker “did operate a motor vehicle while under the influence of an alcoholic beverage or drugs or a combination of such substances, contrary to Section 321J.2 of the 1991 Code of Iowa, THIRD OFFENSE . . . .” A third offense is a class “D” felony punishable by a term of imprisonment not to exceed five years. Iowa Code Ann. § 321J.2.2.c.

The Supreme Court of Iowa has said that the offense of operating while intoxicated consists of two essential elements: (1) the operation of a motor vehicle (2) while under the influence of alcohol. State v.

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