United States v. Mulkern

854 F.3d 87, 2017 WL 1363791, 2017 U.S. App. LEXIS 6459
CourtCourt of Appeals for the First Circuit
DecidedApril 14, 2017
Docket16-1146P
StatusPublished
Cited by22 cases

This text of 854 F.3d 87 (United States v. Mulkern) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mulkern, 854 F.3d 87, 2017 WL 1363791, 2017 U.S. App. LEXIS 6459 (1st Cir. 2017).

Opinion

THOMPSON, Circuit Judge.

Stage Setting

Brian Mulkern pled guilty to a federal charge of possessing ammunition as a felon. See 18 U.S.C. § 922(g)(1). Normally the max prison sentence for an ammunition-possessing felon is 10 years. See 18 U.S.C. § 924(a)(2). But under the Armed Career Criminal Act (“ACCA,” for short), a felon with three or more prior convictions for “violent felon[ies]” or “serious drug offensefs]” carried out “on occasions different from one . another” must get at least 15 years. See id. § 924(e)(1). In addition to two concededly AC CA- qualifying Maine burglary convictions, Mulkern has a 2001 Maine robbery conviction and a 2004 Maine drug-trafficking conviction on his record. So when it came time for sentencing, the government argued for an ACCA enhancement. Mulkern argued against it, unsurprisingly. But siding with the government, the judge sentenced him to the statutory minimum of 15 years in jail.

Mulkern now appeals. And having reviewed the matter afresh, 1 we now vacate his sentence and remand for resentencing. We will explain our thinking shortly — right after a quick tutorial on some ACCA-relat-ed rules.

ACCA

As just noted, ACCA requires mandatory sentences for recidivist criminals with three or more convictions for *90 crimes — committed on different occasions — that qualify as predicate offenses. The government bears the burden of proving by a preponderance of the evidence that a defendant stands convicted of a particular crime. See United States v. Murdock, 699 F.3d 665, 672 (1st Cir. 2012). 2 And whether that crime is an ACCA-predicate offense is ultimately a legal question subject to de novo review. See, e.g., United States v. Hudson, 823 F.3d 11, 14 (1st Cir. 2016), cert. denied, - U.S. -, 137 S.Ct. 620, 196 L.Ed.2d 530 (2017).

One type of ACCA-qualifying offense is a “violent felony,” relevantly defined as “any crime punishable by imprisonment for a term exceeding one year” that “has as an element the use, attempted use, or threatened use of physical force against the person of another.” 3 18 U.S.C. § 924(e)(2)(B)®. The phrase “physical force” means “force capable of causing physical pain or injury to another person.” Johnson v. United States (“Johnson I”), 559 U.S. 133, 140, 130 S.Ct. 1265, 176 L.Ed.2d 1 (2010).

The other type of ACCA-qualifying offense is a “serious drug offense,” pertinently defined as “an offense under State law, involving manufacturing, distributing, or possessing with intent to manufacture or distribute, a controlled substance ..., for which a maximum term of imprisonment of ten years or more is prescribed by law.” 4 18 U.S.C. § 924(e)(2)(A)(ii). The word “involving” helps ACCA “capture[] more offenses than just those that ‘are in fact’ the manufacture, distribution, or possession of, with intent to distribute, a controlled substance” — ie., thanks to “involving,” the statute captures “ ‘offenses that are related to or connected with such conduct’ ” as well. See United States v. McKenney, 450 F.3d 39, 42, 43-44 (1st Cir. 2006) (quoting United States v. King, 325 F.3d 110, 113 (2d Cir. 2003)); see also Whindleton, 797 F.3d at 109.

Our judicial superiors have devised two ways for deciding whether a defendant’s prior conviction satisfies ACCA — the categorical approach and the modified-categorical approach. Bear with us, because explaining these approaches is no walk in the park.

Under the categorical approach, the court assumes that the state statute of conviction “ ‘rested upon [nothing] more than the least of th[e] acts’ criminalized.” See Moncrieffe v. Holder, — U.S. -, 133 S.Ct. 1678, 1684, 185 L.Ed.2d 727 (2013) (quoting Johnson I, 559 U.S. at 137, 130 S.Ct. 1265). The court then compares the state statute of conviction’s elements to ACCA’s definitions of “violent felony” or “serious drug offense.” Cf. Mathis v. United States, — U.S. -, 136 S.Ct. 2243, 2248, 195 L.Ed.2d 604 (2016). And if there *91 is a match, the state conviction is an ACCA predicate. See id. (citing, among other things, Taylor v. United States, 495 U.S. 575, 600-01, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990)).

This comparison is difficult enough when the state statute lists “a single”— a.k.a., “‘indivisible’” — body “of elements to define a single crime.” See id. But some state statutes — a.k.a., “‘divisible’” statutes — lay out “elements in the alternative, and thereby define multiple crimes,” making the comparison of elements harder still. See id. at 2249. In that situation, courts employ the modified-categorical approach. See id. Under that method, the court looks beyond the statute of conviction to a narrow “class of documents (for example, the indictment, jury instructions, or plea agreement and colloquy)” — known as Shepard documents — “to determine what crime, with what elements, a defendant was convicted of.” Id. (citing Shepard v. United States, 544 U.S. 13, 26, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005)). “The court can then compare that crime, as the categorical approach commands,” with the pertinent ACCA definitions to see if the state conviction is ACCA eligible. See id. 5

With these principles in place, we turn to whether Mulkern’s Maine robbery and drug-trafficking convictions trigger the ACCA bump up. FYI: As the combatants correctly agree, Mulkern’s convictions rest on divisible statutes. So we — as do the parties — apply the modified-categorical approach to this case.

Mulkern’s 2001 Robbery Conviction

The Maine Statute

At the time Mulkern pled guilty to robbery in 2001, the Maine legislature defined the crime as follows:

1. A person is guilty of robbery if he commits or attempts to commit theft and at the time of his actions:

A. He recklessly inflicts bodily injury on another;
B. He threatens to use force against any person present with the intent
(1) to prevent or overcome resistance to the taking of the property, or to the retention of the property immediately after the taking; or

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Cite This Page — Counsel Stack

Bluebook (online)
854 F.3d 87, 2017 WL 1363791, 2017 U.S. App. LEXIS 6459, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mulkern-ca1-2017.