United States v. Mulherin

521 F. Supp. 819, 8 Fed. R. Serv. 1599, 1981 U.S. Dist. LEXIS 14288
CourtDistrict Court, S.D. Georgia
DecidedAugust 28, 1981
DocketCrim. A. No. CR181-26
StatusPublished

This text of 521 F. Supp. 819 (United States v. Mulherin) is published on Counsel Stack Legal Research, covering District Court, S.D. Georgia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mulherin, 521 F. Supp. 819, 8 Fed. R. Serv. 1599, 1981 U.S. Dist. LEXIS 14288 (S.D. Ga. 1981).

Opinion

ORDER

BOWEN, District Judge.

Rule 801(d)(2)(E), of the Federal Rules of Evidence, provides that a statement made by a coconspirator is not hearsay if it is made “during the course and in furtherance of the conspiracy.” Under the Rule, therefore, before the extrajudicial statement of a coconspirator may be admitted, the following facts must be established: “that a conspiracy existed; that the coconspirator and the defendant against whom the coconspirator’s statement is offered were members of the conspiracy and that the statement was made in furtherance of the conspiracy.” United States v. Ricks, 639 F.2d 1305, 1308 (5th Cir. 1981); see [821]*821United States v. Holder, 652 F.2d 449, at 450 (5th Cir. 1981); United States v. Grassi, 616 F.2d 1295, 1300 (5th Cir.), cert. denied, --- U.S. ---, 101 S.Ct. 363, 66 L.Ed.2d 220 (1980). The burden to show the requisite predicate facts rests with the party offering the statement in evidence. United States v. Ricks, 639 F.2d at 1308. Whether the predicate facts have been proved is the decision of the trial judge. United States v. James, 590 F.2d 575 (5th Cir.) (en banc), cert. denied, 442 U.S. 917, 99 S.Ct. 2836, 61 L.Ed.2d 283 (1979).

The standard of proof and the preferred order of proof, as prescribed by the en banc court in James, supra, was recently rearticulated by Judge Hill in United States v. Ricks, 639 F.2d 1305 (5th Cir. 1981). The en banc court decided initially that the trial court should not admit the extrajudicial statement of a coconspirator “unless he finds substantial, independent evidence of the predicate facts, at least enough to take the question to the fact finder.” Id. at 1308; see United States v. James, 590 F.2d at 581. Having established “substantial independent evidence” as the standard of proof for admissibility, the James court next set forth the preferred order of proof as follows:

The district court should, whenever reasonably practicable, require the showing of a conspiracy and of the connection of the defendant with it before admitting declarations of a coconspirator. If it determines it is not reasonably practical to require the showing to be made before admitting the evidence, the court may admit the statement subject to being connected up.

United States v. James, 590 F.2d at 582. Thus, the threshold determination of admissibility — whether the government has proved the requisite predicate facts by substantial independent evidence — should be made by the trial judge, if reasonably practicable, prior to admission of the statement.

Once the statement has been admitted, the judge is required to make a “preponderance of the evidence determination” at the end of trial.

Regardless of whether the proof has been made in the preferred order, or the coconspirator’s statement has been admitted subject to later connection, on appropriate motion at the conclusion of all the evidence the court must determine as a factual matter whether the prosecution has shown by a preponderance of the evidence independent of the statement itself (1) that a conspiracy existed, (2) that the coconspirator and the defendant against whom the coconspirator’s statement is offered were members of the conspiracy, and (3) that the statement was made during the course and in furtherance of the conspiracy.

United States v. James, 590 F.2d at 582. In sum, under James, the trial judge, prior to admission of a proffered coeonspirator’s extrajudicial statement, should determine whether the government has proved the requisite predicate facts by substantial independent evidence. Having made this determination in favor of the government, the Court must then decide, at the close of all the evidence, whether the predicate facts were proved by a preponderance of the evidence independent of the statement itself. If the trial court finds that the predicate facts were not proved by a preponderance of the evidence, then the court must determine whether the erroneous admission may be cured by a cautionary jury charge or whether a mistrial is required. Id. at 583.

In construing James, trial courts have often been more cautious than necessary. See United States v. Ricks, 639 F.2d at 1309. Judge Hill postulated that this extra caution resulted from the panel decision’s requirement that “the determination of the admissibility of coeonspirators’ declarations and any hearings necessary for the judge to make that determination by a preponderance of the evidence be conducted outside the presence of the jury.” United States v. Ricks, 639 F.2d at 1309 (quoting United States v. James, 576 F.2d 1121 (5th Cir. 1978)). Of course, a “preponderance of the evidence” standard requires a weighing of all the evidence, pro and con, including [822]*822defendant’s evidence, to determine on which side the greater weight of evidence rests. See id. In applying this standard, as pronounced by the panel decision, therefore, “district judges felt compelled to hear all evidence on the existence, vel non, of the predicate facts in a pre-trial hearing at the conclusion of which the judge could rule upon the admissibility of the tendered co-conspirators’ declarations according to his determination of preponderance.” Id.

Although not expressly mandated by the en banc court, district courts continue the practice of having pretrial extra-jury hearings to determine Rule 801(d)(2)(E) admissibility. Such “James hearings” generally take two forms: (1) the hearing, as just described, develops all proper evidence, pro and con, on the question whether the predicate facts exist such that the trial judge may decide the issue based upon a preponderance of the evidence, see United States v. Ricks, 639 F.2d at 1309 (citing United States v. L’Hoste, 609 F.2d 796, 799 (5th Cir. 1980)); or (2) the hearing is limited to the government’s proof of predicate facts and the admissibility determination is based upon substantial independent evidence. See id. (citing United States v. Sarmiento-Perez, 633 F.2d 1092, 1097 n.3 (5th Cir. 1980)). With respect to the second type of hearing, it is apparent that, in accordance with James, the trial judge, upon proper motion, must reconsider the admissibility issue at the end of the trial and determine, upon weighing all the proper evidence, pro and con, whether the government has proved the requisite predicate facts by a preponderance of the evidence. As stated by the Fifth Circuit in United States v.

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521 F. Supp. 819, 8 Fed. R. Serv. 1599, 1981 U.S. Dist. LEXIS 14288, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mulherin-gasd-1981.