United States v. Moshe Vaulin

132 F.3d 898, 48 Fed. R. Serv. 391, 1997 U.S. App. LEXIS 35969, 1997 WL 785532
CourtCourt of Appeals for the Third Circuit
DecidedDecember 23, 1997
Docket97-1333
StatusPublished
Cited by15 cases

This text of 132 F.3d 898 (United States v. Moshe Vaulin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Moshe Vaulin, 132 F.3d 898, 48 Fed. R. Serv. 391, 1997 U.S. App. LEXIS 35969, 1997 WL 785532 (3d Cir. 1997).

Opinion

OPINION OF THE COURT

PER CURIAM:

The defendant appeals from his conviction for two counts of receipt of stolen property in violation of 18 U.S.C. §§ 371 and' 2315. He alleges that the district court erred in denying his motion for a mistrial. For the reasons that follow, we will affirm.

The district court addressed the issue now before us in ruling upon the defendant’s post-trial motions under Fed.R.Crim.P, 29(c) and 33, and we affirm substantially for the reasons set forth.by.the district court in its April 21, 1997 memorandum. However, given the nature of the challenged prosecutorial conduct, we think it appropriate to supplement what the district court has already said about this case.

I.

Defendant and his eodefendant, Morris Gershtein, each operated jewelry stores in “Jewelers Row” in Philadelphia, Pennsylvania. 1 The Government charged that the defendant and Gershtein entered into a relationship with Harold McCoy, whereby the latter would engage in a series of “smash and grab” robberies of jewelry stores in Virginia, North Carolina, Texas and elsewhere, and sell the proceeds of those robberies to defendant and Gershtein. McCoy was arrested in Texas for robbing a jewelry store there and transferred to Philadelphia, where he was charged in relation to several “smash and grab” robberies. Thereafter, McCoy entered into a plea agreement wherein he agreed to cooperate with the police in their investigation of Vaulin and Gershtein. As part of his cooperation McCoy wore a “body wire” and recorded conversations with Vaulin and Gershstein while selling them watches that appeared to have been stolen from other jewelry stores. 2 Vaulin was arrested almost immediately after purchasing the watches from McCoy and proceeded to a jury trial *900 jointly with Gershtein on the aforementioned charges.

During the course of that trial, the Government called McCoy as a witness. On redirect examination, the Assistant United States Attorney asked McCoy whether he had received any threats while in prison because of his cooperation with the Government. McCoy answered that he received many death threats from inmates who are from Philadelphia. The prosecutor then asked McCoy why an inmate might threaten to kill him, but defense counsel objected and the court called counsel to sidebar because of its concern over the obvious dangers of this line of questioning. At sidebar, the prosecutor conceded that the threats did not come from Vaulin or Gershtein, and that these defendants had nothing to do with any threats. The court denied the defense motions for a mistrial, and asked the Government to clarify its question to eliminate any perceived connection between the threats and the defendants. The Assistant U.S. Attorney then asked McCoy: “You were threatened at Lewisburg but it had absolutely nothing to do with these defendants here, is that correct?” However, McCoy responded, “it was just basically — directly, I am going to say no, not directly.” App. at 124. Another sidebar ensued during which defendants renewed their motion for a mistrial fearing that McCoy’s answer implied that the defendants had threatened McCoy indirectly. Nonetheless, the court once again denied that motion.

Following this sidebar, the court instructed the jury as follows:

This is by way of clarification. At sidebar here, the Government and the attorneys for the defendant stipulated and agreed that these two defendants that are in this courtroom on trial, had nothing whatsoever to do with any threats that this man may have received. That is to be clarified and made clear.

App. at 126. It is this exchange upon which we comment.

II.

It is obvious that this case is not like those cases exemplified by U.S. v. Gonzalez, 703 F.2d 1222 (8th Cir.1983), in which evidence of a threat to a witness can be linked to a defendant and therefore tends to establish a defendant’s consciousness of guilt. In that situation, “the probativeness of thé death threat [outweighs] any danger of undue prejudice.” Id. at 1223. Here, the Government concedes that none of the death threats that McCoy received came from either of the defendants who were on trial. Rather, the threats were apparently the result of a prison code that requires inmates to be antagonistic to any inmate who cooperates with the Government in criminal prosecutions.

The Government attempts to justify its inquiry here by arguing that it was appropriate to bring out McCoy’s concerns about remaining in prison in order to counter defense counsels’ attempt to cross-examine McCoy about the “sweet deal he had made with the Government." See Appellee’s Br. at 11. However, we aré unpersuaded by the logic of this explanation.

It goes without saying that persons in prison would prefer not to be there and may, therefore, avail themselves of an opportunity to reduce the amount of time they have to spend in prison whether or not they are receiving any threats while they are incarcerated. Thus, the fact of incarceration is, by itself, all that is needed for the average person to understand why anyone would enter into a “sweetheart deal” to shorten a period of incarceration. It also should go without saying that any prosecutor, regardless of his or her experience, ought to appreciate that when a cooperating witness is asked about death threats that he or she has received while in prison, a reasonable juror might readily assume that the defendant is behind such threats. Common sense would cause a juror to wonder why else the prosecutor would ask such a question.

Accordingly, the prosecutor’s opening of Pandora’s box here , is as improper as it is ill advised. It invited the jury to return a verdict based upon an inappropriate and erroneous assumption, and then beckoned to them to accept that invitation by exercising the common sense that most trial courts instruct them to utilize while deliberating.

*901 Fed.R.Evid. 401 defines “relevant evidence” as follows:

evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.

Despite the instant prosecutor’s assertion to the contrary, we are hard pressed to see how, under the circumstances here, evidence that an inmate received death threats that are no way connected to a defendant on trial is relevant during the course of that defendant’s trial.

This inquiry may have had some highly attenuated, theoretical relevance, because it bolstered the prosecutor’s argument that the witness would rather have been outside of prison than inside of it. However, even assuming that such an argument would allow these questions to survive scrutiny under Rule 401, they still would fail the balancing test imposed by Fed.R.Evid.

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Bluebook (online)
132 F.3d 898, 48 Fed. R. Serv. 391, 1997 U.S. App. LEXIS 35969, 1997 WL 785532, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-moshe-vaulin-ca3-1997.