United States v. Morgan

47 M.J. 27, 1997 CAAF LEXIS 55, 1997 WL 555747
CourtCourt of Appeals for the Armed Forces
DecidedSeptember 5, 1997
DocketNo. 96-1022; Crim.App. No. 31096
StatusPublished
Cited by4 cases

This text of 47 M.J. 27 (United States v. Morgan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Morgan, 47 M.J. 27, 1997 CAAF LEXIS 55, 1997 WL 555747 (Ark. 1997).

Opinions

Opinion of the Court

COX, Chief Judge:

Appellant was convicted of forgery and larceny.1 The issues in this appeal relate to the propriety of the Court of Criminal Ap[28]*28peals’ reviewing appellant’s conviction. Before that court, appellant assigned as error, inter alia, the adequacy of trial defense counsel’s performance at both the findings and the sentencing phases of the court-martial. By the time of that appeal, however, trial defense counsel had been transferred and was working for the Court of Criminal Appeals in the capacity of law clerk.

In addition to the assignment of error, appellant filed a “Motion for DuBay Hearing” at the Court of Criminal Appeals to resolve the adequacy of representation question. United States v. DuBay, 17 USCMA 147, 37 CMR 411 (1967). Therein, appellant argued that trial defense counsel’s “working relationship” with the court “present[ed] a serious appearance of conflict.” Motion at 2. In support of his motion, appellant asserted his “understanding” that trial defense counsel “is currently clerking for Panel No. 3” and that his “ease is scheduled to be decided by Panel No. 1.” Motion at 1-2. The Government disputed the appearance of conflict since the “case is not assigned to the panel for whom his trial defense counsel is detailed as the clerk.” Government Opposition to Motion at 2. The Court of Criminal Appeals summarily denied the DuBay motion on January 9,1995.

Subsequently, in support of its response to the assignments of error, the Government moved to submit an affidavit from trial defense counsel, and the motion was granted. Therein, counsel responded to the specific accusations of inadequate performance. With respect to her current position, she stated only: “I am currently assigned as an Honors Law Clerk at the Air Force Court of Criminal Appeals.” In its unpublished opinion, that court resolved the adequacy of representation issue against appellant. The court concluded that appellant had not met his burden of establishing trial defense counsel’s deficiency and that, in any event, no prejudice appeared. Unpub. op. at 3-4. Neither in its opinion nor in its denial of the motion aid the Court of Criminal Appeals discuss whether trial defense counsel had participated in the disposition of the appeal in any way.

Appellant then petitioned this Court, asking inter alia whether the Air Force Court should have sent appellant’s case to another service’s court to resolve the effective-assistance question. Instead of granting that issue,2 we specified these issues for review:

I
WHETHER THE RECORD OF THE PROCEEDINGS BELOW IS ADEQUATE FOR THE COURT OF APPEALS FOR THE ARMED FORCES TO DETERMINE WHETHER IT WAS AN ABUSE OF DISCRETION FOR THE JUDGES OF THE AIR FORCE COURT OF CRIMINAL APPEALS TO NOT DISQUALIFY THEMSELVES IN THE FACE OF APPELLANT’S CLAIM OF A CONFLICT OF INTEREST.
II
WHETHER IT WAS AN ABUSE OF DISCRETION FOR THE JUDGES OF THE AIR FORCE COURT OF CRIMINAL APPEALS TO NOT DISQUALIFY THEMSELVES FROM HEARING APPELLANT’S CLAIM OF INEFFECTIVE ASSISTANCE OF COUNSEL PURSUANT TO 28 USC § 455(a) AND CANON 3 OF THE AIR FORCE UNIFORM CODE OF JUDICIAL CONDUCT FOR MILITARY TRIAL AND APPELLATE JUDGES.

Before this Court, apparently in response to the issues granted, appellant has filed three motions. One of the motions is to submit appellate documents. These documents include a portion of the Air Force [29]*29Court of Criminal Appeals’ internal rules regarding the assignment of law clerks, as well as multiple orders by the Chief Judge of that court establishing the composition of the various panels during the relevant period of appellant’s appeal before that court.

By separate motion, appellant seeks to amend certain pages of his final brief. In the amended pages, he argues that the documents submitted in the first motion establish that trial defense counsel actually worked, at various times, for one or more of the appellate judges who acted on his appeal or motion at that court.

In his final motion before this Court, appellant invites our attention to several additional cases that may be germane to the issues we specified.

Notwithstanding the Government’s opposition to the first two motions, we hereby grant all of appellant’s motions. We deem the first two motions as being responsive to issues first specified by this Court; thus, they were not untimely. We readily acknowledge the Government’s objection, however, that we are not a court empowered to find fact, and we do not so find. Art. 67(c), Uniform Code of Military Justice, 10 USC § 867(c)(1994).

As a matter of law, we hold initially that the Air Force Court of Criminal Appeals as an institution is not disqualified from reviewing appellant’s convictions. Even if all the judges of a particular Court of Criminal Appeals are personally disqualified from reviewing a given case, the Judge Advocate General of that service can readily assign new judges who are not disqualified. See Edmond v. United States, — U.S.-, 117 S.Ct. 1573, 137 L.Ed.2d 917 (1997); Weiss v. United States, 510 U.S. 163, 114 S.Ct. 752, 127 L.Ed.2d 1 (1994); Art. 66(a), UCMJ, 10 USC § 866(a) (1994).

Although the court as a whole is not disqualified, the question remains whether any of the judges who acted on the appeal or motion should have disqualified themselves. Even as supplemented, however, this record is not adequate for us to determine that question as a matter of law.

A military judge is required generally to “disqualify himself or herself in any proceeding in which that military judge’s impartiality might reasonably be questioned.” RCM 902(a), Manual for Courts-Martial, United States (1995 ed.). In addition, a specific ground for disqualification exists “[wjhere the military judge has a personal bias or prejudice concerning a party or personal knowledge of disputed evidentiary facts concerning the proceeding.” RCM 902(b)(1). For purposes of these rules, “ ‘[proceeding’ includes ... appellate review____” RCM 902(c)(1).

But we held in United States v. Hamilton, 41 MJ 32, 38-39 (1994), that RCM 902(d)(2) (pertaining to a party’s right to question a judge regarding a ground for disqualification) did not apply to appellate military judges. We noted, however, that “RCM 902 is based on 28 USC § 455.” We noted further that Canon 3C of the Code of Judicial Conduct, which clearly does apply to the judges of the Courts of Military Review (now the Courts of Criminal Appeals), “is virtually identical to RCM 902(a) and 28 USC § 455, in that all three require disqualification of a judge when that judge’s ‘impartiality might reasonably be questioned.’ ” 41 M.J. at 39.3

The thrust of appellant’s complaint is that employment of trial defense counsel at the Court of Criminal Appeals during the pen-dency of his appeal and her professional association with at least some of the judges who acted on his case created a reasonable appearance of partiality. Appellant likens the matter to cases in which a firm with which a judge is negotiating for employment represents a party in litigation before that judge, or one in which an attorney representing a party before a judge had been the judge’s clerk during an earlier proceeding in the same case. In re Continental Airlines Corp.,

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Related

Walker v. United States
60 M.J. 354 (Court of Appeals for the Armed Forces, 2004)
United States v. Dorman
57 M.J. 539 (Air Force Court of Criminal Appeals, 2002)
United States v. Lynn
54 M.J. 202 (Court of Appeals for the Armed Forces, 2000)

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Bluebook (online)
47 M.J. 27, 1997 CAAF LEXIS 55, 1997 WL 555747, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-morgan-armfor-1997.