United States v. Montiel

3 M.J. 873, 1977 CMR LEXIS 747
CourtU.S. Army Court of Military Review
DecidedJuly 19, 1977
DocketCM 434338
StatusPublished
Cited by2 cases

This text of 3 M.J. 873 (United States v. Montiel) is published on Counsel Stack Legal Research, covering U.S. Army Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Montiel, 3 M.J. 873, 1977 CMR LEXIS 747 (usarmymilrev 1977).

Opinions

OPINION OF THE COURT

DeFORD, Judge:

The appellant was convicted, pursuant to his pleas, by a military judge sitting as a general court-martial of two specifications of illegal possession of amphetamines and a specification of possession of marijuana, in violation of Articles 92 and 134, Uniform Code of Military Justice (UCMJ) (10 U.S.C. §§ 892 and 934). He was sentenced to a bad-conduct discharge, confinement at hard labor for 15 months, total forfeiture of pay and allowances, and reduction to the grade of Private E-l. The convening authority approved a bad-conduct discharge, forfeiture of all pay and allowances, reduction to the grade of Private E-l, and pursuant to a pretrial agreement, suspended the confinement that exceeded four months for a period of 12 months.

Our review of the case is predicated upon Article 66, UCMJ (10 U.S.C. § 866).

On appeal, the appellant’s counsel has assigned three allegations of error: (1) the appellant was denied the equal protection of the law by the Government’s act of charging possession of marijuana under Article 134 rather than under Article 92; (2) the military judge committed error in fail[875]*875ing to merge the multiple drug charges for sentence purposes; and (3) the appellant’s plea of guilty was improvident because of a substantial misunderstanding as to the maximum punishment.

I

The appellant’s first assignment of error lacks merit. In United States v. Courtney,1 the United States Court of Military Appeals determined that the appellant there was denied the equal protection of the law because his drug offense was arbitrarily charged under Article 134, UCMJ, rather than under Article 92, UCMJ, for which a lesser punishment was provided. However, the rule in Courtney, supra, was later determined to be applicable only to cases tried or retried after 2 July 1976.2 The case before us was tried on 8 January 1976 and the mandate of Courtney, supra, is not applicable here.

II

We agree with the appellant’s allegation that the drug offenses of which he was convicted were multiplicious for punishment purposes. The appellant’s three offenses were exposed as a result of a controlled purchase by a Government informer. Immediately following the appellant’s sale of amphetamines, he was arrested in his vehicle for that offense and a search incident to his arrest resulted in the remaining charges.

At trial, the military judge determined that the three offenses were not multiplicious for sentence purposes and determined that as a result thereof the maximum confinement imposable in this case was nine years.3 It is our view, and we so hold, that the maximum confinement was in fact only five years as the specifications charging possession and sale of amphetamines merged with the charge of possession of marijuana, the latter being the most serious offense. The punishment for that offense was applicable to all the charges.4 Accordingly, we will reassess the sentence based upon the foregoing error.

Ill

The holding in the foregoing assignment of error raises the spectre that the appellant’s pleas of guilty may have been improvident. However, our review convinces us that any misunderstanding that the appellate may have had with regard to the maximum confinement was not substantial.

As previously noted, the appellant, during the pretrial processing of this case, negotiated a pretrial agreement in which he offered to enter pleas of guilty to the offenses charged in return for the convening authority’s agreement to take the action previously enumerated. The pretrial agreement indicates that the appellant and his counsel had a misunderstanding as to the maximum confinement which could be imposed in this case.

It has been established that a plea of guilty may be improvident if it is predicated upon a “substantial” misunderstanding on the accused’s part as to the maximum punishment to which he or she may be subject.5

[876]*876The primary responsibility for ascertaining the legal limits of punishment rests upon the trial judge.6 However, an accused’s misunderstanding of the correct maximum punishment does not automatically result in a plea of guilty being held to be improvident.7

The United States Court of Military Appeals has not prescribed a fixed formula by which the magnitude of difference between the incorrect maximum punishment and the correct maximum punishment can be readily ascertained.8 That Court has stated that the standard as to what is a “substantial” misunderstanding of the maximum punishment must be elastic and cannot be defined with mathematical certainty.9

Therefore, the inquiry focuses on determining whether the appellant’s misunderstanding of a fact or condition upon which the plea of guilty was based was sufficiently “substantial” that he would not have entered that plea had he known the true fact or condition.

Many years of practice before civil and military courts convinces me that there are several factors which must be considered and cumulatively weighed in determining whether an accused’s misunderstanding as to the correct maximum punishment is in fact “substantial.” I do not believe that any single factor can clearly be dispositive of the issue.

The factors which appear to me to be important are (1) does the quality and quantum of the pretrial evidence dictate that an accused take a given course of action?; (2) what significance did trial defense counsel’s experience in similar type cases at the place of trial or within the judicial circuit have on the terms of a negotiated plea?; (3) what significance if any did counsel’s knowledge of the inclinations of the convening authority and his staff judge advocate in similar type eases have upon the determination to offer a given proposal?; (4) what was the degree of error in the misunderstanding of the maximum punishment?; (5) what aspect or part of the maximum punishment was misunderstood?; (6) what relationship, if any, exists between the terms of the negotiated agreement and the correct maximum punishment?; (7) where there is a negotiated plea and the basis of that plea is grounded upon improper understanding of an element or aspect thereof, does that agreement represent a fair agreement and was the bargain struck realistic in light of the totality of circumstances of the case?; and finally, (8) what was the actual impact of the misunderstood element of the plea in light of the actual sentence resulting from the trial?

Applying the foregoing principles to the facts of this case, I find that the pretrial evidence from a practical viewpoint, dictated that it would be in the best interests of this appellant to negotiate a plea in an effort to gain the most acceptable terms possible under the circumstances.

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Related

United States v. Lundberg
5 M.J. 770 (U.S. Army Court of Military Review, 1978)
United States v. Marbury
4 M.J. 823 (U.S. Army Court of Military Review, 1978)

Cite This Page — Counsel Stack

Bluebook (online)
3 M.J. 873, 1977 CMR LEXIS 747, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-montiel-usarmymilrev-1977.