United States v. Mills

446 F. Supp. 2d 1115, 2006 U.S. Dist. LEXIS 62066, 2006 WL 2381329
CourtDistrict Court, C.D. California
DecidedAugust 17, 2006
DocketCR02-938(E)DOC
StatusPublished
Cited by20 cases

This text of 446 F. Supp. 2d 1115 (United States v. Mills) is published on Counsel Stack Legal Research, covering District Court, C.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mills, 446 F. Supp. 2d 1115, 2006 U.S. Dist. LEXIS 62066, 2006 WL 2381329 (C.D. Cal. 2006).

Opinion

ORDER RE: PENALTY PHASE PROCEDURES

CARTER, District Judge.

Before the Court are two issues concerning the procedures of the death penalty phase of the Aryan Brotherhood trial: (1) whether the Confrontation Clause of the Sixth Amendment applies during the penalty phase of a capital trial; and (2) whether proof of unadjudicated crimes, when offered as evidence to prove the alleged non-statutory aggravating factor of future dangerousness, should be subject to an independent burden of proof. After considering extensive written and oral argument submitted by the parties, for the *1119 reasons set forth below, the Court hereby makes final its tentative rulings that: (1) Testimonial hearsay offered to prove statutory and non-statutory aggravating factors in the death penalty selection phase is barred by the Confrontation Clause; and (2) unadjudicated criminal acts offered to prove the non-statutory aggravating factor of future dangerousness are not subject to an independent burden of proof.

I. BACKGROUND

On July 29, 2006, a jury rendered guilty verdicts to Counts Six and Seven of the First Superseding Indictment against Defendants Barry Byron Mills and Tyler Davis Bingham. Counts Six and Seven each allege that the defendants committed a violent crime in aid of racketeering (“VICAR”), namely the murders of Frank Joyner and Abdul Salaam at the United States Penitentiary (“USP”) in Lewisburg, Pennsylvania in 1997. See 18 U.S.C. § 1959(a)(1). VICAR murder is a capital offense. Id. The government now seeks the death penalty against Defendants Mills and Bingham.

At a status conference held during the jury’s deliberations in the guilt phase, the Court requested that the government provide an overview of the evidence it intends to present during the penalty phase of the trial, should a guilty verdict ensue. The government presented to the Court several hundred pages of documents regarding each defendant. These documents are mostly prison documents and pre- and post-sentence reports. Within these documents are numerous allegations of misconduct against Defendants, including acts ranging in severity from delaying a bed count or flooding one’s cell to never-prosecuted acts of murder. The government indicated that, at that time, it intended to prove the non-statutory factor of future dangerousness primarily through those documentary sources and that it expected to call few live witnesses.

The government contends that the right of confrontation does not apply to evidence of aggravating factors that can subject a capital defendant to the death penalty. This view sanctions the admission of, for example, hearsay evidence from uncorroborated, unnamed informants, presented to the jury in a sterilized document, in order to prove uncharged crimes allegedly committed decades ago. The Court rejects this view, holding that the Confrontation Clause forbids the admission of testimonial hearsay during the death penalty phase.

II. The Federal Death Penalty Act

The Federal Death Penalty Act (“Act” or “FDPA”), 18 U.S.C. §§ 3591, et seq., sets forth the procedures for the penalty phase of a capital trial in federal court. It requires the jury, and not the judge, to engage in a six-step sentencing procedure and make the following determinations: (1) that the statutory intent factor has been proven beyond a reasonable doubt, id. § 3591(a)(2); (2) that at least one statutory aggravating facto has been established beyond a reasonable doubt, id. § 3593(c), (d); (3) that any additional statutory factors have been established beyond a reasonable doubt, id. § 3593(c); (4) that any non-statutory aggravating factor 1 has been established beyond a reasonable doubt, id.; (5) whether any single juror has found a mitigating factor by prepon *1120 derance of the evidence, id.; and (6) “whether all the aggravating factor or factors found to exist sufficiently outweigh all the mitigating factor or factors found to exist to justify a sentence of death, or, in the absence of a mitigating factor, whether the aggravating factor or factors alone are sufficient to justify a sentence of death,” id. § 3593(e). Under this procedure, the FDPA empowers the jury with the ultimate decision about whether to impose the death penalty. Thus, the statutory procedure differs from non-capital sentencing, which is conducted by the judge. The jury makes this ultimate decision only after engaging in this highly structured process.

This six-step procedure comprises both the “eligibility phase” and “selection phase” of death penalty procedure. E.g., Tuilaepa v. California, 512 U.S. 967, 971, 114 S.Ct. 2630, 129 L.Ed.2d 750 (1994). These two phases ensure that the procedure “rationally narrow[s] the class of death-eligible defendants” and permit the jury to “render a reasoned, individualized sentencing determination based on a death-eligible defendant’s record, personal characteristics, and the circumstances of his crime.” Kansas v. Marsh, — U.S. ——, 126 S.Ct. 2516, 2524-25, 165 L.Ed.2d 429 (2006). The Supreme Court has devised this two-phased procedure in recognition of the need for heightened reliability in death penalty proceedings. See Murray v. Giarratano, 492 U.S. 1, 8-9, 109 S.Ct. 2765, 106 L.Ed.2d 1 (1989) (recognizing that “[t]he finality of the death penalty requires ‘a greater degree of reliability’ when it is imposed” (quoting Lockett v. Ohio, 438 U.S. 586, 604, 98 S.Ct. 2954, 57 L.Ed.2d 973 (1978))); Woodson v. North Carolina, 428 U.S. 280, 305, 96 S.Ct. 2978, 49 L.Ed.2d 944 (1976) (plurality opinion) (recognizing that “the penalty of death is qualitatively different” from all other forms of punishment).

The first two steps comprise the eligibility phase: Upon finding the intent factor and one statutory aggravating factor, a defendant becomes “eligible” for the death penalty. Eligibility requires that “the defendant must be convicted of a crime for which the death penalty is a proportionate punishment.” Tuilaepa, 512 U.S. at 971, 114 S.Ct. 2630. “The eligibility decision fits the crime within a defined classification. Eligibility factors almost of necessity require an answer to a question with a factual nexus to the crime or the defendant so as to ‘make rationally reviewable the process for imposing a sentence of death.’ ” Id. at 973,114 S.Ct. 2630.

The final four steps of the FDPA comprise the “selection phase,” where the jury must decide “whether he should receive a death sentence.” Jones, 527 U.S. at 377, 119 S.Ct. 2090.

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Bluebook (online)
446 F. Supp. 2d 1115, 2006 U.S. Dist. LEXIS 62066, 2006 WL 2381329, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mills-cacd-2006.