United States v. Michael Hendricks Jaysen Ringling, A/K/A John Kasell

988 F.2d 504, 1993 U.S. App. LEXIS 5244, 1993 WL 76609
CourtCourt of Appeals for the Fourth Circuit
DecidedMarch 19, 1993
Docket92-6271
StatusPublished
Cited by85 cases

This text of 988 F.2d 504 (United States v. Michael Hendricks Jaysen Ringling, A/K/A John Kasell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Michael Hendricks Jaysen Ringling, A/K/A John Kasell, 988 F.2d 504, 1993 U.S. App. LEXIS 5244, 1993 WL 76609 (4th Cir. 1993).

Opinion

OPINION

ERVIN, Chief Judge:

Michael Ringling appeals from a denial by the district court of his motion to enforce the plea agreement which he had entered into with the United States. He alleged that the Government had breached its agreement in two respects. Ringling raises two issues on appeal: (1) did the district court err when it denied his motion to enforce the plea agreement?; (2) did the district court err in holding that the promise of an Assistant United States Attorney did not bind the entire United States Attorney’s office? We agree with Ringling’s assertions as to the plea agreement, but *505 reject them as to the oral promise to make a Rule 35 motion. Accordingly, we affirm in part, reverse in part, and remand the case for resentencing.

I

Ringling was indicted on May 7, 1991 on charges of conspiracy to possess with intent to distribute crack cocaine in violation of 21 U.S.C. § 846. He pled guilty to conspiracy to possess and distribute cocaine, entering a plea agreement on August 14,1991. The plea agreement stated that the Government

will make known to the Court at the time of sentencing the full nature and cooperation, including whether the Government considers the Defendant to have substantially assisted authorities. The Government, however, is not promising to move for a departure pursuant to 18 U.S.C. § 3553(e) or U.S.S.G. § 5K1.1.

This provision implicitly required the Government to debrief Ringling prior to sentencing in order that the Government could make known “at the time of sentencing” the extent of Ringling’s cooperation.

During the interval between Ringling entering his plea and his sentencing, Ringling’s counsel contacted Assistant United States Attorney McCullough to arrange a debriefing. McCullough did not act on the requests for debriefing as required by the plea agreement. Therefore, the Government did not question Ringling concerning other drug transactions to determine whether he had any information that could aid in other prosecutions. At sentencing the Government was unable to inform the court about the value of Ringling’s assistance because it had failed to interview him. Therefore, the court did not consider Ringling’s willingness to cooperate and he was sentenced to 328 months.

Subsequent to sentencing and pursuant to the Government’s request, Ringling sent Assistant United States Attorney McCullough and the Drug Enforcement Agency (“DEA”) agent assigned to the case a written statement implicating others in the scheme to obtain and sell crack. The DEA agent followed the leads in the letter, but they were of no avail. The Government found that the information was.of no value.

Responding to a letter from Ringling’s counsel, Assistant United States Attorney McCullough informed him that Ringling was not going to be debriefed because

efforts to debrief your client [Ringling] will be a waste of time.... Ringling was afforded the opportunity to cooperate the night of his arrest. Unfortunately, he refused at that time. His cooperation is far less valuable to the Drug Enforcement Administration.

(J.A. at 43). McCullough subsequently informed Ringling’s counsel that a Rule 35 motion would not be made. During a phone conference initiated by Ringling’s counsel, Assistant United States Attorney McCullough reversed his position and stated that he would make a Rule 35 motion, seeking modification of Ringling’s sentence. Later McCullough notified Ringling’s counsel by letter, that a committee in the United States Attorney’s office had overruled his recommendation that the Rule 35 motion be made. Ringling protested and filed a motion that both the plea agreement and McCullough’s oral promise to make a Rule 35 motion be enforced. The district court denied Ringling’s motion and this appeal ensued.

II

A

First, Ringling contends that the district court erred by not enforcing the plea agreement and the subsequent oral promise by Assistant United States Attorney McCullough. He asserts that he relied on the portion of the plea agreement that permitted his cooperation with the Government to be taken into account at sentencing. Moreover, Ringling contends that the subsequent oral promise was consideration for his entering into the plea agreement. Therefore, in light of his reliance on both the plea agreement and later promise in agreeing to plead guilty, Ringling argues that the Government breached its duty to adhere to promises made to a criminal defendant that were a significant basis of the *506 plea agreement, as required under Santobello v. New York, 404 U.S. 257, 261, 92 S.Ct. 495, 498, 30 L.Ed.2d 427 (1971). The Government counters that it had the authority to determine whether the information was of value and whether any motion on the defendant’s behalf was warranted.

In Santobello, an assistant district attorney promised a criminal defendant that a sentencing recommendation would not be made if he pled guilty to a lesser offense; the defendant agreed. At sentencing another assistant district attorney was present. He made a sentencing recommendation because of his ignorance regarding the prior promise. The Supreme Court ruled that it was error for the lower court to have accepted this plea. Id. at 262-263, 92 S.Ct. at 499. It stated that plea bargains were an efficient method to administer justice, but that the process must be safeguarded to ensure the fairness that the process presupposes. Id. at 261, 92 S.Ct. at 498. The Court held that

when a plea rests in any significant degree on a promise or agreement of the prosecutor, so that it can be said to be part of the inducement such promise must be fulfilled.

Id. at 262, 92 S.Ct. at 499.

Plea bargains rest on contractual principles, and each party should receive the benefit of its bargain. Yet, the analysis of the plea agreement must be conducted at a more stringent level than in a commercial contract because the rights involved are generally fundamental and constitutionally based. United States v. Harvey, 791 F.2d 294, 299 (4th Cir.1986). In Harvey we held that when interpreting a plea agreement

both constitutional and supervisory concerns require holding the government to a greater degree of responsibility than the defendant (or possibly than would be either of the parties to a commercial contract) for imprecisions or ambiguities in plea agreements.

Id. at 300.

In the instant case, Ringling did not receive the benefit of the plea agreement.

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Bluebook (online)
988 F.2d 504, 1993 U.S. App. LEXIS 5244, 1993 WL 76609, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-michael-hendricks-jaysen-ringling-aka-john-kasell-ca4-1993.