United States v. Michael Allen Speck

992 F.2d 860, 1993 U.S. App. LEXIS 10560, 1993 WL 147732
CourtCourt of Appeals for the Eighth Circuit
DecidedMay 11, 1993
Docket92-2616
StatusPublished
Cited by15 cases

This text of 992 F.2d 860 (United States v. Michael Allen Speck) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Michael Allen Speck, 992 F.2d 860, 1993 U.S. App. LEXIS 10560, 1993 WL 147732 (8th Cir. 1993).

Opinion

LOKEN, Circuit Judge.

This appeal raises the question whether a defendant who insisted upon his factual innocence at trial and all the way through sen-, tencing qualifies for the acceptance of responsibility reduction under U.S.S.G. § 3E1.1 because of his pretrial efforts at rehabilitation. The district court granted the reduction, and the government appeals. We reverse.

In early 1989, twenty-one year pld Michael Allen Speck left home and moved in with drug dealer Francis Krier. In September 1991, after Krier’s conviction, Speck was charged in a four-count indictment with aiding and- abetting Krier’s cocaine sales to a confidential informant in May and June of 1989, and with conspiracy to distribute cocaine. After a trial at which Krier implicated Speck in the controlled sales and Speck testified in his own defense, the jury convicted Speck on two of the cocaine distribution counts and the conspiracy count.

Speck’s presentence report assigned a criminal history category of TV, based upon his seven other convictions between July 1988 and January 1990, plus the fact that he committed the instant offense while on probation. The PSR recommended a two-level reduction for Speck’s minor role in the offense, but no reduction for acceptance of responsibility because:

The defendant does not appear to be clearly demonstrating a recognition and *861 affirmative acceptance of personal responsibility for his criminal conduct. Mr. Speck advised this officer he has never delivered drugs and is not guilty of the instant offense. He further stated that in his opinion, he received an unfair deal from the government. The Probation Office would add that Mr. Speck does not appear to meet any of the provisions listed in Application Note 1 of Guideline 3E1.1.

At sentencing, Speck urged an acceptance of responsibility reduction because he had voluntarily moved out of Krier’s residence in July 1989 and had turned his life around in 1990 while serving a 180-day sentence at a halfway house for a January 1990 theft conviction. Speck submitted letters from his employer and two halfway house staff members attesting to his rehabilitative progress since early 1990. Over the government’s objection, the district court granted the reduction, explaining that the letters of support

clearly show that [Speck] had turned his head around and changed his life [between the drug offenses and indictment], and I think that’s what acceptance of responsibility is all about.... [E]ven if you’re found guilty, [that] doesn’t mean you then got to cough up and say, “Okay, I was dumb to plead not guilty. I’m now going to tell you, Judge, so I can get two points, that I was guilty.” I don’t think you have to do that.

The court sentenced Speck to thirty months in prison, the bottom of his guidelines range, which made Speck eligible for the Bureau of Prisons “boot camp” program.

U.S.S.G. § 3E1.1 provides for a two-level reduction “[i]f the defendant clearly demonstrates a recognition and affirmative acceptance of personal responsibility for his criminal conduct.” 1 The Background commentary explains, “For several reasons, a defendant who clearly demonstrates a recognition and affirmative acceptance of personal responsibility for the offense and related conduct by taking, in a timely fashion, one or more of the actions listed [in Application Note 1] (or some equivalent action) is appropriately, given a lower offense level than a defendant who has not demonstrated acceptance of responsibility.” Application Note 2 states that the reduction is usually available only to defendants who plead guilty:

This adjustment is not intended to apply to a defendant who puts the government to its burden of proof at trial by denying the essential factual, elements of guilt, is convicted, and only then admits guilt and expresses remorse. Conviction by trial, however, does not automatically preclude a defendant from consideration for such a reduction. In rare situations a defendant may clearly demonstrate an acceptance of responsibility for his criminal conduct even though he exercises his constitutional right to a trial. This may occur, for example, where a defendant goes to trial to assert and preserve issues that do not relate to factual guilt____ In each such instance, however, a determination that a defendant has accepted responsibility will be based primarily upon pre-trial statements and conduct.

See United States v. Aldridge, 985 F.2d 960, 962 (8th Cir.1992); United States v. Peery, 977 F.2d 1230, 1234 (8th Cir.1992), cert. denied, - U.S. -, 113 S.Ct. 1354, 122 L.Ed.2d 734 (1993).

In this case, Speck did more than “put the government to its burden of proof at trial.” He testified at trial and proclaimed his innocence. Though he admitted living with Krier for a few months in 1989 and driving Krier wherever he wanted to go, Speck denied knowledge of any cocaine transactions, denied knowing Krier was a cocaine dealer, and denied ever seeing Krier cut or use cocaine. If the jury had believed this testimony, it would have acquitted Speck on all four counts. Yet even after his conviction, Speck continued to deny his guilt, first to the probation officer, and then in testifying at his sentencing hearing:

*862 Direct Examination.
Q. But, in any event, you did know [Krier] was dealing in marijuana when you moved in?
A. Yeah. ,
Q. Did you know about cocaine?
A. No, nothing with cocaine whatsoever.
* * * * * *
Q. When you were driving Frannie Krier around to these places, what did you think he was doing, if you have a thought?
A. If anything, you know, he might have been getting marijuana. I really didn’t ask him.... I would sit in the truck — or Jeep, or whatever, and he would go in and do his thing and be back out. That’s the way it happened. I might have been turning my head a little to what was going on, but I had no idea he was going in there and getting cocaine.
* * * * * *
Cross Examination.
Q.. You deny being around when Lloyd Michael Harry [the informant] and Fran-nie Krier would set up the transactions?
A. ... I was present in the house when they were both in there, but I wasn’t present when they were making any conversation over cocaine.
* * * * * *
Q. You and Frannie Krier never cut the cocaine back at your house?
A. I never did it. Frannie might have, but I didn’t.
* * * * * *
Q.. Now, you knew that Frannie Krier was involved with cocaine, don’t you?

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Bluebook (online)
992 F.2d 860, 1993 U.S. App. LEXIS 10560, 1993 WL 147732, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-michael-allen-speck-ca8-1993.