United States v. McKenzie
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Opinion
United States Court of Appeals For the First Circuit
No. 24-2087
UNITED STATES OF AMERICA,
Appellee,
v.
DIMITRI MCKENZIE,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS
[Hon. William G. Young, U.S. District Judge]
Before
Barron, Chief Judge, Howard and Kayatta, Circuit Judges.
Jeremiah R. Newhall, with whom Newhall Law Firm was on brief, for appellant. Karen L. Eisenstadt, Assistant United States Attorney, with whom Leah B. Foley, United States Attorney, was on brief, for appellee.
June 12, 2026 KAYATTA, Circuit Judge. In response to an online
advertisement for commercial sex, Dimitri McKenzie agreed to pay
for sex with "Bri," who he was told was fourteen years old.
Unbeknownst to McKenzie, "Bri" did not exist, and the ad had been
posted as part of an undercover operation conducted by federal law
enforcement. When McKenzie arrived at an agreed-upon hotel later
that night, agents arrested him. A federal jury subsequently
convicted him of attempted sex trafficking of a child, in violation
of 18 U.S.C. §§ 1591 and 1594.
McKenzie appeals his conviction, citing various alleged
errors in the trial proceedings and the judgment entered against
him. Because we find no merit in McKenzie's trial-related
arguments, we affirm his conviction. In so doing, we also clarify
the judgment as described below.
I.
A.
We provide the facts of this case with the following
glosses: Because McKenzie raises a challenge to the sufficiency
of the evidence, we relate the facts relevant to that challenge
"in the light most favorable to the prosecution"; as to the facts
relevant to McKenzie's other claims, "we provide a more or less
neutral summary" and "reserve further exposition of those facts
for our analysis of the claims themselves." United States v. Díaz-
Rosado, 857 F.3d 116, 117 (1st Cir. 2017) (citation modified).
- 2 - B.
This case arises from an online undercover operation
conducted in the Boston area by Homeland Security Investigations
(HSI).1 On November 2, 2022, HSI special agent Kristen Draper
posted an advertisement on a commercial-sex website.2 According
to testimony later given at trial, the ad showed two
"young-looking" adult women, fully clothed and with faces obscured
by emojis. The accompanying text read "fresh, tight, and ready
for a good time" and listed an age of "99 years old."3
Around 8:30 p.m., McKenzie texted the phone number
listed on the ad. Agent Draper responded, and the conversation
proceeded as follows4:
DRAPER: I got couple young and fresh. bri 14 yo and jes 12 yo. one hour is $400 with both or $300 for 1 some things are lil extra MCKENZIE: I'm not into anything under 18
1 This "sting" operation has given rise to at least two other cases that have reached this circuit recently. See United States v. Medina, 155 F.4th 11 (1st Cir. 2025), cert. denied, No. 25-6203, 2026 WL 79673 (U.S. Jan. 12, 2026) (mem.); United States v. Quraishi, No. 25-1115 (1st Cir. argued Sept. 3, 2025). 2 Multiple HSI agents participated in the operation. For the sake of simplicity, we use Agent Draper as a stand-in for the entire undercover team. 3 At trial, Agent Draper testified that the website does not allow a user to select an age under eighteen years old, so she intended the listed age of ninety-nine years old to indicate that the poster "couldn't post the actual age of the individuals being advertised." 4 We reproduce the messages here in their original form, aside from minor changes for clarity, which appear in brackets.
- 3 - DRAPER: ok no worries babe. hit me up if u change your mind
McKenzie responded twenty-two seconds later:
MCKENZIE: Feds DRAPER: your the feds? u gotta tell me MCKENZIE: Hell no You Definitely are DRAPER: nope. but just let us be. thanks MCKENZIE: I only have 100 Could you do that DRAPER: i could do it for one girl for 20 mins. so like a [quick visit] no extras def no anal wear condom MCKENZIE: Ok DRAPER: which girl. you like young and super tight or lil more experience with 14 yo MCKENZIE: 14
At that point, it was 8:52 p.m., and about twenty-two
minutes had passed since McKenzie initiated the conversation.
McKenzie then asked Agent Draper to "[v]erify" by sending a picture
of "Bri."5 When the picture did not come through, McKenzie texted,
"Im out I'm just really suspicious of this whole thing." But
sixteen seconds later, he followed up: "What's the address."
After Agent Draper sent the address for a hotel in Waltham,
Massachusetts, McKenzie asked, "Is there anyway you can confirm
you not the feds." The two then discussed how each could trust
that the other was not law enforcement. At one point, in response
to McKenzie's requests for verification, Agent Draper stated, "i
5 Because no "Bri" existed, we put her name in quotations.
- 4 - aint sending porn. thats some federal prison shit." Eventually,
McKenzie implored, "Please I want this I'm just scared."
In response, Agent Draper called McKenzie twice, but she
got no response either time. A few minutes later, McKenzie called
back, and Agent Draper picked up. During the ensuing conversation,
Agent Draper apparently intimated that "Bri" and "Jes" were her
daughters and agreed to provide a picture of "Bri." After the
call, when the picture did not immediately come, McKenzie called
again -- without an answer -- and then texted, "Hey" and "You still
there?" At that point, Agent Draper sent an age-regressed image
of an adult woman with the date scrawled on her palm; in the image,
the woman has a nose piercing and what appears to be a tattoo on
her wrist largely covered by her sleeve.6 Within moments, McKenzie
replied, "I'm on my way." Agent Draper then explained the
procedure: McKenzie would meet Agent Draper outside the hotel,
and, if she approved, she would give him the key card to a hotel
room where "Bri" would be waiting for him.
Before arriving, McKenzie texted once more, this time
asking whether Agent Draper was available for commercial sex. When
she said no and McKenzie called that suspicious, she retorted,
"Seriously dude I'm not tryna be rude but this is what we do... if
6 Agent Draper testified at trial that the image had been put through an age-regression application. McKenzie did not challenge this testimony below and does not do so before us, either.
- 5 - ur not interested that's cool." Within a minute, McKenzie
clarified, "I'm on my way [right now]."
Twenty minutes later, after stopping at an ATM to
withdraw $120, McKenzie met Agent Draper in the hotel parking lot.
It was roughly 10:37 p.m. The two confirmed the details of their
deal, McKenzie showed that he had the agreed-upon $100, and Agent
Draper handed him a room keycard. Agents then emerged and arrested
McKenzie.
II.
A federal grand jury in the District of Massachusetts
subsequently indicted McKenzie on one count of attempted sex
trafficking of a child, in violation of 18 U.S.C. § 1591(a)(1),
(b)(2) and § 1594(a).
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United States Court of Appeals For the First Circuit
No. 24-2087
UNITED STATES OF AMERICA,
Appellee,
v.
DIMITRI MCKENZIE,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS
[Hon. William G. Young, U.S. District Judge]
Before
Barron, Chief Judge, Howard and Kayatta, Circuit Judges.
Jeremiah R. Newhall, with whom Newhall Law Firm was on brief, for appellant. Karen L. Eisenstadt, Assistant United States Attorney, with whom Leah B. Foley, United States Attorney, was on brief, for appellee.
June 12, 2026 KAYATTA, Circuit Judge. In response to an online
advertisement for commercial sex, Dimitri McKenzie agreed to pay
for sex with "Bri," who he was told was fourteen years old.
Unbeknownst to McKenzie, "Bri" did not exist, and the ad had been
posted as part of an undercover operation conducted by federal law
enforcement. When McKenzie arrived at an agreed-upon hotel later
that night, agents arrested him. A federal jury subsequently
convicted him of attempted sex trafficking of a child, in violation
of 18 U.S.C. §§ 1591 and 1594.
McKenzie appeals his conviction, citing various alleged
errors in the trial proceedings and the judgment entered against
him. Because we find no merit in McKenzie's trial-related
arguments, we affirm his conviction. In so doing, we also clarify
the judgment as described below.
I.
A.
We provide the facts of this case with the following
glosses: Because McKenzie raises a challenge to the sufficiency
of the evidence, we relate the facts relevant to that challenge
"in the light most favorable to the prosecution"; as to the facts
relevant to McKenzie's other claims, "we provide a more or less
neutral summary" and "reserve further exposition of those facts
for our analysis of the claims themselves." United States v. Díaz-
Rosado, 857 F.3d 116, 117 (1st Cir. 2017) (citation modified).
- 2 - B.
This case arises from an online undercover operation
conducted in the Boston area by Homeland Security Investigations
(HSI).1 On November 2, 2022, HSI special agent Kristen Draper
posted an advertisement on a commercial-sex website.2 According
to testimony later given at trial, the ad showed two
"young-looking" adult women, fully clothed and with faces obscured
by emojis. The accompanying text read "fresh, tight, and ready
for a good time" and listed an age of "99 years old."3
Around 8:30 p.m., McKenzie texted the phone number
listed on the ad. Agent Draper responded, and the conversation
proceeded as follows4:
DRAPER: I got couple young and fresh. bri 14 yo and jes 12 yo. one hour is $400 with both or $300 for 1 some things are lil extra MCKENZIE: I'm not into anything under 18
1 This "sting" operation has given rise to at least two other cases that have reached this circuit recently. See United States v. Medina, 155 F.4th 11 (1st Cir. 2025), cert. denied, No. 25-6203, 2026 WL 79673 (U.S. Jan. 12, 2026) (mem.); United States v. Quraishi, No. 25-1115 (1st Cir. argued Sept. 3, 2025). 2 Multiple HSI agents participated in the operation. For the sake of simplicity, we use Agent Draper as a stand-in for the entire undercover team. 3 At trial, Agent Draper testified that the website does not allow a user to select an age under eighteen years old, so she intended the listed age of ninety-nine years old to indicate that the poster "couldn't post the actual age of the individuals being advertised." 4 We reproduce the messages here in their original form, aside from minor changes for clarity, which appear in brackets.
- 3 - DRAPER: ok no worries babe. hit me up if u change your mind
McKenzie responded twenty-two seconds later:
MCKENZIE: Feds DRAPER: your the feds? u gotta tell me MCKENZIE: Hell no You Definitely are DRAPER: nope. but just let us be. thanks MCKENZIE: I only have 100 Could you do that DRAPER: i could do it for one girl for 20 mins. so like a [quick visit] no extras def no anal wear condom MCKENZIE: Ok DRAPER: which girl. you like young and super tight or lil more experience with 14 yo MCKENZIE: 14
At that point, it was 8:52 p.m., and about twenty-two
minutes had passed since McKenzie initiated the conversation.
McKenzie then asked Agent Draper to "[v]erify" by sending a picture
of "Bri."5 When the picture did not come through, McKenzie texted,
"Im out I'm just really suspicious of this whole thing." But
sixteen seconds later, he followed up: "What's the address."
After Agent Draper sent the address for a hotel in Waltham,
Massachusetts, McKenzie asked, "Is there anyway you can confirm
you not the feds." The two then discussed how each could trust
that the other was not law enforcement. At one point, in response
to McKenzie's requests for verification, Agent Draper stated, "i
5 Because no "Bri" existed, we put her name in quotations.
- 4 - aint sending porn. thats some federal prison shit." Eventually,
McKenzie implored, "Please I want this I'm just scared."
In response, Agent Draper called McKenzie twice, but she
got no response either time. A few minutes later, McKenzie called
back, and Agent Draper picked up. During the ensuing conversation,
Agent Draper apparently intimated that "Bri" and "Jes" were her
daughters and agreed to provide a picture of "Bri." After the
call, when the picture did not immediately come, McKenzie called
again -- without an answer -- and then texted, "Hey" and "You still
there?" At that point, Agent Draper sent an age-regressed image
of an adult woman with the date scrawled on her palm; in the image,
the woman has a nose piercing and what appears to be a tattoo on
her wrist largely covered by her sleeve.6 Within moments, McKenzie
replied, "I'm on my way." Agent Draper then explained the
procedure: McKenzie would meet Agent Draper outside the hotel,
and, if she approved, she would give him the key card to a hotel
room where "Bri" would be waiting for him.
Before arriving, McKenzie texted once more, this time
asking whether Agent Draper was available for commercial sex. When
she said no and McKenzie called that suspicious, she retorted,
"Seriously dude I'm not tryna be rude but this is what we do... if
6 Agent Draper testified at trial that the image had been put through an age-regression application. McKenzie did not challenge this testimony below and does not do so before us, either.
- 5 - ur not interested that's cool." Within a minute, McKenzie
clarified, "I'm on my way [right now]."
Twenty minutes later, after stopping at an ATM to
withdraw $120, McKenzie met Agent Draper in the hotel parking lot.
It was roughly 10:37 p.m. The two confirmed the details of their
deal, McKenzie showed that he had the agreed-upon $100, and Agent
Draper handed him a room keycard. Agents then emerged and arrested
McKenzie.
II.
A federal grand jury in the District of Massachusetts
subsequently indicted McKenzie on one count of attempted sex
trafficking of a child, in violation of 18 U.S.C. § 1591(a)(1),
(b)(2) and § 1594(a). The case proceeded to trial, where, McKenzie
asserts, the district court committed several errors that
prejudiced his defense. We recount here only a sketch of the
proceedings, shading in the details later as we confront each
alleged error.
At trial, the government primarily relied on the
testimony of Agent Draper, accompanied by transcripts of the text
messages and phone calls between her and McKenzie. The defense
case consisted solely of McKenzie's testimony on his own behalf.
Based on that testimony, the defense argued that McKenzie had no
prior sexual interest in minors, that he did not actually believe
"Bri" was a minor, and that he went to the hotel intending only to
- 6 - "talk" to "Bri" and help her escape trafficking rather than to
have commercial sex.
After three days of deliberation, the jury returned a
guilty verdict.7 The district court entered judgment against
McKenzie and sentenced him to a term of imprisonment of 126 months.
III.
McKenzie's primary argument on appeal presents a
question of mens rea: What awareness of the fictional "Bri's" age
did McKenzie need to have to be guilty of attempted sex trafficking
of a minor?8
McKenzie argues that, because no actual minor was
involved in this case, the government needed to prove that he
believed "Bri" was under the age of eighteen. The government, for
its part, contends that it only needed to show that McKenzie acted
with reckless disregard as to "Bri's" age. We hold that, as to
the age of the person solicited, the mens rea element of attempted
7 On the second day of deliberations, a Friday, the jury reported being deadlocked and the court gave an Allen charge. See Allen v. United States, 164 U.S. 492, 501 (1896). Because one juror had a flight the next morning, the court gave the parties a choice: either press on with deliberations and risk a mistrial if the jury did not reach a verdict by the end of the day, or replace the departing juror with the first alternate and resume deliberations the following Monday. At McKenzie's request, the court proceeded with the latter option, and the jury convicted McKenzie on Monday morning. 8 Throughout this opinion, we use the term "minor" to refer to a person under the age of eighteen and the term "adult" to refer to a person aged eighteen or older.
- 7 - sex trafficking of a minor is satisfied by proof that the defendant
either believed, or recklessly disregarded a substantial and
unjustifiable risk, that the person solicited for commercial sex
was under the age of eighteen. Our reasoning follows.
The issue of mens rea arises in two of McKenzie's
challenges on appeal -- one to the district court's jury
instructions and one to the sufficiency of the evidence. The two
challenges make essentially the same argument: Absent the
involvement of an actual minor, a conviction for attempted sex
trafficking of a minor requires that the defendant actually
believed the person he solicited for commercial sex was under the
age of eighteen; reckless disregard as to the person's age,
McKenzie contends, is not enough.9
The material facts regarding this issue are undisputed.
The government presented no evidence that McKenzie's conduct
involved any actual minor. Both individuals pictured in the
9 McKenzie originally framed his claim of instructional error more broadly, seemingly contending that reckless disregard as to age would not be sufficient even if an actual minor was involved. However, at oral argument, counsel for McKenzie conceded -- sensibly in view of the statutory text -- that a defendant could be convicted of attempted sex trafficking of a minor based on a mens rea of reckless disregard as to age if the defendant's conduct involved an actual minor. In light of that concession, we view McKenzie's instructional-error and sufficiency-of-the-evidence challenges as coextensively asserting that reckless disregard as to age is only insufficient where, as here, no actual minor was involved.
- 8 - original advertisement that McKenzie responded to were adults.
The picture of "Bri" that Agent Draper sent McKenzie depicted an
adult put through age-regression software. And no minor was in
the hotel room that Agent Draper directed McKenzie to right before
his arrest.
In relevant part, the district court's mens rea
instruction stated:
So what [the government has] got to prove beyond a reasonable doubt is that Mr. McKenzie, not what he testified to, but he intended to entice, obtain, patronize, or solicit a person to engage in a commercial sex act.
[And that] Mr. McKenzie knew that the object of the commercial sex act was a child who had not obtained the age of 18 years or that he was acting in reckless disregard of whether that person was 18 or not. And so you have in mind -- first of all, he has to have intended sex for money. Now this is only an attempt, because there really wasn't a person here in the room. An attempt to do that. And then the second point is he has got to know or at least genuinely believe that the person who is being offered for the commercial sex act is a minor under the age of 18 years or he was acting in reckless disregard, he didn't care whether the person was or was not.
McKenzie timely objected to the inclusion of the
"reckless disregard" mens rea standard, thereby preserving his
claim of instructional error for appeal. See United States v.
Stefanik, 674 F.3d 71, 76 (1st Cir. 2012). He also preserved his
sufficiency-of-the-evidence claim by moving for a judgment of
- 9 - acquittal at the close of the government's case and renewing that
motion at the close of evidence. See id. at 74. Both challenges
present a question of law, which we review de novo. Id. at 76
(claim of instructional legal error); id. at 74 (sufficiency of
the evidence).10
B.
As this issue is essentially one of statutory
interpretation, "we begin with the language of the statute itself."
In re Fin. Oversight & Mgmt. Bd. for P.R., 919 F.3d 121, 128 (1st
Cir. 2019). The statute in question defines the offense of sex
trafficking of a minor as, in relevant part:
(a) . . . knowingly . . . (1) . . . recruit[ing], entic[ing], harbor[ing], transport[ing], provid[ing], obtain[ing], advertis[ing], maintain[ing], patroniz[ing], or solicit[ing] by any means a person . . . knowing, or, . . . in reckless disregard of the fact, . . . that the person has not attained the age of 18 years and will be caused to engage in a commercial sex act . . . .
10 McKenzie's instructional-error claim challenges only the inclusion of the "reckless disregard" mens rea standard in the jury instructions, not the form or wording of the instructions. See Stefanik, 674 F.3d at 76 (differentiating between categorical challenges to the giving of an instruction at all and challenges to the "form or wording" of an instruction (quoting Uphoff Figueroa v. Alejandro, 597 F.3d 423, 434 (1st Cir. 2010))). Likewise, McKenzie's sufficiency-of-the-evidence argument challenges only the absence of an actual minor. He does not contend that the evidence could not support a finding of reckless disregard as to age. Nor does he challenge any other element of the offense.
- 10 - 18 U.S.C. § 1591(a).11 Section 1594(a), in turn, makes it an
offense to "attempt[] to violate section . . . 1591." Id.
§ 1594(a).
As relevant here, then, the substantive offense of sex
trafficking of a minor requires two mental states: (1) knowingly
soliciting a person; while (2) knowing that, or recklessly
disregarding the fact that, a minor will be caused to engage in
commercial sex by virtue of that solicitation. We are concerned
here only with the latter mental state, under which reckless
disregard as to age is clearly sufficient for a conviction of sex
trafficking of a minor. Although the statute does not define
"reckless disregard," caselaw establishes that "[a] person acts
recklessly, in the most common formulation, when he 'consciously
disregards a substantial and unjustifiable risk' attached to his
conduct, in 'gross deviation' from accepted standards." Borden v.
United States, 593 U.S. 420, 427 (2021) (quoting Model Penal Code
§ 2.02(2)(c) (A.L.I. 1985)); see also Neder v. United States, 527
U.S. 1, 21 (1999) ("Where Congress uses terms that have accumulated
settled meaning under the common law, a court must infer, unless
11 For convenience, we refer to the menagerie of actions proscribed by § 1591(a)(1) -- recruiting, enticing, harboring, transporting, providing, obtaining, advertising, maintaining, patronizing, and soliciting -- as, simply, "soliciting" or "solicitation." We note, however, that the statute requires knowledge, not just reckless disregard, of age when the charge is based on advertising. 18 U.S.C. § 1591(a).
- 11 - the statute otherwise dictates, that Congress means to incorporate
the established meaning of these terms." (citation modified)).
As for attempted sex trafficking of a minor, McKenzie
concedes that reckless disregard as to age generally suffices for
a conviction. He also concedes that an attempt conviction does
not generally require that the person solicited be an actual minor
(such as where an adult, undercover officer poses as a minor).
See, e.g., Bronson v. United States, No. 22-1745, 2023 WL 9900908,
at *1 (1st Cir. Sep. 5, 2023) ("[Petitioner's] contention that he
is actually innocent of the crime [of attempted sex trafficking of
a minor] because there was no actual minor involved here fails to
present a debatable claim."). McKenzie argues instead that, where
the person solicited is not actually a minor, reckless disregard
is not sufficient: The defendant must believe the person solicited
is a minor. We therefore must determine whether this reading of
the statute is correct.
C.
The parties each assert that out-of-circuit caselaw
resolves this issue. We are unconvinced.
The government, for one, points out that several out-
of-circuit cases involving undercover officers posing as minors
list reckless disregard as to age as a sufficient mens rea for
attempted sex trafficking of a minor. See, e.g., United States v.
Haas, 986 F.3d 467, 478 (4th Cir. 2021) ("To sustain this
- 12 - attempted-sex-trafficking-of-a-child conviction, the government
must have proven that . . . [the defendant] knew or recklessly
disregarded that the person was under the age of
eighteen . . . ."). Yet, in each such case, the reviewing court
either rested its decision on a finding of knowledge or else was
not asked to decide the particular issue before us. See id.
(addressing claim that defendant did not engage in a substantial
step); United States v. Puff, No. 23-4457, 2025 WL 830439, at *2–3
(4th Cir. Mar. 17, 2025) (unpublished opinion) (per curiam)
(concluding evidence supported finding of knowledge); United
States v. Tunchez, 772 F. App'x 105, 106 (5th Cir. 2019)
(unpublished opinion) (per curiam) (reviewing facts suggesting
knowledge); United States v. Zam Lian Mung, 989 F.3d 639, 642–43
(8th Cir. 2021) (rejecting, on plain-error review, argument that
reckless-disregard standard did not apply to sex trafficking of a
minor absent allegations of force, fraud, or coercion of the
minor); United States v. Baker, No. 24-1242, 2025 WL 342862, at *1
(9th Cir. Jan. 30, 2025) (unpublished opinion) (deciding evidence
supported finding of knowledge); United States v. Robinson, 993
F.3d 839, 844 (10th Cir. 2021) (addressing argument that defendant
did not intend for target to engage in commercial sex acts until
after she was no longer a minor).
McKenzie, for his part, reads the out-of-circuit caselaw
as requiring that, where the person solicited either is an adult
- 13 - posing as a minor or does not exist at all, the defendant believe
the person solicited was a minor. In doing so, he points primarily
to the Eighth Circuit's decision in United States v. Wolff, 796
F.3d 972 (8th Cir. 2015) (per curiam). The defendant there had
been ensnared in a sting operation when he tried to arrange for
commercial sex with a sixteen-year-old. Id. at 973. Faced with
Wolff's argument that a conviction required an actual minor, the
Eighth Circuit explained that "the government must prove the
requisite intent applicable to the predicate offense, but proof of
the ability to actually carry out the predicate offense is not
required for conviction under an attempt statute." Id. at 974–75.
In the end, "Wolff's subjective intent to engage in a commercial
sex act with someone he believed to be a minor female," combined
with the steps he took toward that goal, "constitute[d] attempted
sex trafficking of a minor in violation of 18 U.S.C. § 1594(a)."
Id. at 975. That Wolff's belief as to age was sufficient, though,
does not mean that reckless disregard would not have been as well.
See United States v. Saldaña-Rivera, 914 F.3d 721, 725 (1st Cir.
2019) (observing that courts may "cho[o]se to rest on obviously
sufficient grounds for affirmance without suggesting that other
grounds [are] also not available"); see also United States v.
Medina, 155 F.4th 11, 20–22 (1st Cir. 2025) (similarly approving
of jury instructions that required knowledge as to age, without
indicating that a reckless-disregard-as-to-age instruction would
- 14 - have been improper), cert. denied, No. 25-6203, 2026 WL 79673 (U.S.
Jan. 12, 2026) (mem.).
McKenzie also points to United States v. Jayavarman, 871
F.3d 1050 (9th Cir. 2017). In Jayavarman, the Ninth Circuit
rejected the argument that an attempt to produce and transport a
visual depiction of a minor engaged in sexually explicit conduct,
in violation of 18 U.S.C. § 2251(c), required the presence of an
actual minor, holding that "a defendant may be convicted of an
attempt to violate § 2251(c) if he believes that the victim is a
minor, even if the victim turns out to be an adult." Id. at 1059.
McKenzie reads this as requiring such belief when there is no
actual minor involved. And, because a completed offense under
§ 2251(c) imposes strict liability as to age, id. at 1058, McKenzie
argues we should not understand an attempt to violate § 1591(a) to
require any lower mens rea than an attempt to violate § 2251(c).
There are two problems with this reasoning. First, as
with Wolff, Jayavarman's conclusion that belief as to age suffices
for an attempt to violate § 2251(c) does not mean that such belief
is required. Second, even if it did, § 2251(c)'s strict liability
regime in fact makes it an inappropriate comparator for attempted
sex trafficking of a minor. This is because "[t]he rationale for
punishing factually impossible attempts" -- i.e., where no minor
is present -- "is that the defendant has taken substantial steps
with a culpable mens rea." Kenneth W. Simons, Mistake and
- 15 - Impossibility, Law and Fact, and Culpability: A Speculative Essay,
81 J. Crim. L. & Criminology 447, 480 n.109 (1990). "This
rationale, however, does not extend to strict liability, which
requires no culpability at all." Id. In contrast, § 1591(a)'s
"reckless disregard" is a culpable mens rea, requiring some
awareness of a substantial risk of criminality. For this reason,
we find Jayavarman's holding as to § 2251(c) unhelpful in
understanding § 1591(a).
So, as far as the precedent cited by the parties goes,
we are left with a blank slate upon which to write our answer.
D.
We turn, then, to the federal law of attempt in general.
"There is no statutory definition of attempt anywhere in the
federal law." United States v. Dworken, 855 F.2d 12, 16 (1st Cir.
1988). Instead, this circuit turns to the Model Penal Code to
define "attempt." United States v. Benítez-Beltrán, 892 F.3d 462,
468 (1st Cir. 2018). Under that definition, "we have viewed the
two key elements of the offense of attempt as (1) an intent to
commit the substantive offense and (2) a substantial step towards
its commission." United States v. Doyon, 194 F.3d 207, 210 (1st
Cir. 1999) (citation modified).
However, that "intent" need not attach to all elements
of the substantive offense. Rather, as the commentary to the Model
Penal Code explains, the requisite intent "extends to the conduct
- 16 - of the actor and to the results that his conduct causes" but "need
not encompass all of the circumstances included in the formal
definition of the substantive offense." A.L.I., Model Penal Code
& Commentaries § 5.01 cmt. 2, at 301 (1985). These "circumstances"
"refer to the objective situation that the law requires to exist,"
such as the traditional requirement that a burglary take place at
night. Id. at 301 n.9. As to these circumstances, "it is
sufficient that [the defendant] acts with the culpability that is
required for commission of the completed crime." Id. at 301; see
also Simons, supra, at 478–84 (discussing application of different
mental states to circumstances and results for attempt liability).
In arguing that the government must show he subjectively
believed "Bri" was under eighteen to convict, McKenzie points to
the second element of attempt, the "substantial step," which
requires that the defendant "purposely do[] or omit[] to do
anything that, under the circumstances as he believes them to be,
is an act or omission constituting a substantial step in a course
of conduct planned to culminate in his commission of the crime."
Dworken, 855 F.2d at 16 (emphasis added) (quoting Model Penal Code
§ 5.01(1)(c) (A.L.I. 1985)). However, the language "under the
circumstances as he believes them to be" simply ensures that, where
a defendant believes a circumstance of the offense exists, the
fact that the defendant is mistaken in that belief will not prevent
a conviction for attempt. A.L.I., supra, § 5.01 cmt. 2, at 302
- 17 - n.12. It does not override the principle that, as to such
circumstances, an attempt defendant need only "act[] with the kind
of culpability otherwise required for commission of the crime."
Dworken, 855 F.2d at 16 (quoting Model Penal Code § 5.01(1)(c)
(A.L.I. 1985)).
For example, suppose a law makes it a crime to knowingly
injure a person while recklessly disregarding that the person is
an FBI agent. See Herbert Wechsler, William Kenneth Jones & Harold
L. Korn, The Treatment of Inchoate Crimes in the Model Penal Code
of the American Law Institute: Attempt, Solicitation, and
Conspiracy, 61 Colum. L. Rev. 571, 575–76 (1961).12 Under the
foregoing framework for attempt liability, the injury is the result
that a defendant must intend, while "the fact that the victim is
an agent would be only a circumstance as to which the actor [must
have] the kind of culpability otherwise required for commission of
the crime." Id. (quotation marks omitted). There would thus be
an attempt to violate the statute if the actor attempted to injure
a person, while recklessly disregarding the risk that the victim
may be an FBI agent. Id. This is true regardless of the actor's
subjective beliefs because "the language 'under the circumstances
12 We have relied on this article before in understanding the law of attempt, as it "was written by the Chief Reporter and Special Consultants of the Model Penal Code, and was substantially adopted in the official commentary to the Code." Dworken, 855 F.2d at 16–17, 17 n.2.
- 18 - as he believes them to be' . . . does not affect the analysis of
cases like" this FBI agent hypothetical. A.L.I., supra, § 5.01
cmt. 2, at 302 n.12. The actor may, in fact, genuinely believe
that the person is not an FBI agent, but the actor may also believe
in circumstances that create a substantial and unjustifiable risk
that the person is an FBI agent, such as that the person is wearing
an FBI jacket and displaying an FBI badge. See also id. at 301–03,
303 n.13 (dissecting similar hypotheticals).
To apply this framework to sex trafficking of a minor,
then, we must identify the conduct, result, and circumstances of
the offense. That offense, as we have noted, prohibits knowingly
soliciting a person while knowing or recklessly disregarding "that
the person has not attained the age of 18 years and will be caused
to engage in a commercial sex act." 18 U.S.C. § 1591(a). The act
of soliciting a person is plainly "the conduct of the actor,"
A.L.I., supra, § 5.01 cmt. 2, at 301, to which the "intent to
commit the substantive offense," Doyon, 194 F.3d at 210 (quotation
marks omitted), must extend for an attempt conviction. Similarly,
the language "will be caused to engage in a commercial sex act"
suggests that commercial sex is "the result[] that [the
defendant's] conduct causes," to which such intent also must apply.
A.L.I., supra, § 5.01 cmt. 2, at 301.
The age of the person solicited, on the other hand, is
a "circumstance." Id.; see also id. at 301–02 (describing "the
- 19 - age of the victim" as a circumstance of the offense of "sexual
intercourse with a female under a prescribed age"). It is
separated from the "conduct" of solicitation in § 1591(a) by a
paragraph break and a distinct mens rea. And, unlike causing a
person to engage in a commercial sex act, the age of the person
solicited cannot be a result of the defendant's conduct since the
defendant does not cause that person to be a minor. For an
attempted-sex-trafficking-of-a-minor conviction, then, as to the
circumstance of the age of the person solicited, "it is sufficient
that [the defendant] acts with the culpability that is required
for commission of the completed crime," id. at 301 -- to wit, with
either knowledge or reckless disregard.
Therefore, the federal law of attempt liability suggests
that an attempt to violate § 1591(a) -- i.e., an attempt to commit
sex trafficking of a minor under § 1594(a) -- may be found where
a defendant intends to solicit a person for commercial sex, if the
defendant recklessly disregards whether the person solicited is
under eighteen. That is so, even if the defendant believes the
person to be an adult. This framework does not distinguish between
those cases where the person solicited is actually a minor and
those where the person solicited either turns out to be an adult
posing as a minor or does not exist at all. Rather, the foregoing
analysis indicates that, contrary to McKenzie's arguments, a mens
rea of reckless disregard as to age suffices for an attempt
- 20 - conviction even where the defendant's conduct involved no actual
minor.
E.
Nevertheless, McKenzie seems to point to the statutory
text, which refers to "the fact" "that the person has not attained
the age of 18 years," 18 U.S.C. § 1591(a), to imply that an attempt
conviction requires the actual existence of a person younger than
eighteen. See Fact, Black's Law Dictionary (12th ed. 2024)
(defining "fact" as "[s]omething that actually exists"). Under
that reading, it might make sense to require that an actual minor
be solicited for an attempt conviction relying on the reckless-
disregard standard. On the other hand, several considerations
convince us that the better reading is that no actual minor need
be involved.
First, we must interpret § 1591(a), the substantive
offense statute, not on its own but through the lens of § 1594(a),
the attempt statute. We deal here with an "attempt[] to violate
section . . . 1591." 18 U.S.C. § 1594(a). For such an attempt,
not every fact necessary for the completed offense needs to be
present, since "proof of the ability to actually carry out the
predicate offense is not required for conviction under an attempt
statute." Wolff, 796 F.3d at 974–75. McKenzie develops no
argument why the "fact" of an actual minor would be uniquely
necessary for an attempt conviction.
- 21 - Second, requiring the presence of an actual minor would
clash to some extent with indications of congressional intent in
the most recent legislation to meaningfully amend § 1591(a), the
Justice for Victims of Trafficking Act of 2015 (JVTA), Pub. L.
No. 114-22, 129 Stat. 227. See Bittner v. United States, 598 U.S.
85, 96–98 (2023) (considering "drafting history" -- i.e.,
amendments to a statutory provision over time -- as one of several
"contextual clues" toward that provision's meaning). The JVTA
amended § 1591(a) by adding three new prohibited
actions -- patronizing, soliciting, and advertising -- and
clarifying that knowledge as to age is required where the action
alleged is advertising a person for commercial sex. §§ 108(a)(1),
118(b)(1)–(2), 129 Stat. at 238, 247. In a statement of purpose
in the JVTA, Congress expressed its intent to "mak[e] absolutely
clear . . . that criminals who purchase sexual acts from human
trafficking victims may be arrested, prosecuted, and convicted as
sex trafficking offenders." Id. § 109(4), 129 Stat. at 239. In
so doing, Congress favorably cited an Eighth Circuit opinion that
reinstated the attempted-sex-trafficking convictions of two
defendants caught in a sting operation in which adult law-
enforcement agents posed as a man offering his girlfriend's minor
daughters for commercial sex, using age-regressed photos of adult
female officers. Id. § 109(3), 129 Stat. at 239 (citing United
States v. Jungers, 702 F.3d 1066 (8th Cir. 2013)); see Bittner,
- 22 - 598 U.S. at 98 n.6 ("A preamble, purpose clause, or recital is a
permissible indicator of meaning." (quoting Antonin Scalia & Bryan
Garner, Reading Law: The Interpretation of Legal Texts 217
(2012))).
In other words, in the JVTA, Congress simultaneously
(1) implicitly affirmed that a conviction for attempted sex
trafficking of a minor may properly arise from a sting operation
involving no actual minor, (2) did not amend § 1591(a) or § 1594(a)
to clearly require knowledge or belief as to age for such a
conviction, and (3) did amend § 1591(a) to require such knowledge
in different circumstances (i.e., where the defendant only
advertised a person for commercial sex). To be clear, the Eighth
Circuit's decision in Jungers did not speak directly to the mens
rea required for an attempt conviction. Nor would requiring the
government to prove belief as to age in sting-operation cases
prevent law enforcement from gaining convictions from such
operations. See, e.g., Tunchez, 772 F. App'x at 106 (affirming
conviction arising from similar sting operation based on
defendant's belief that undercover officer was a minor). Still,
the JVTA shows that Congress knows how to unequivocally require a
higher mens rea for certain sex trafficking convictions. That it
did not do so for attempted sex trafficking of a minor supports
reading the statute to allow an attempt conviction, even absent an
actual minor, based on reckless disregard as to age.
- 23 - Finally, the policy behind modern attempt liability
suggests no actual minor need be involved where the defendant has
the culpable mental state of recklessness. McKenzie argues that,
where an actual minor is involved, the defendant "threatens real
harm," but "[a] defendant who seeks sexual contact with an adult
or an imaginary person, while being reckless about their age, does
not." However, between "the dangerousness of the actor's conduct"
and "the dangerousness of the actor, as a person manifesting a
firm disposition to commit a crime," "the proper focus of attention
is the actor's disposition." A.L.I., supra, § 5.01 cmt. 1, at
298; see also Dworken, 855 F.2d at 16 ("The function of this
definition [of attempt] is to make amenable to the corrective
process those persons who have manifested a propensity to engage
in dangerous criminal activity."). A defendant who solicits
commercial sex from a person, recklessly disregarding a
substantial risk that the person is under eighteen, has shown a
willingness to endanger a minor, regardless of whether the person
solicited was under eighteen (or existed at all).
F.
The foregoing points toward the conclusion that a
defendant may be convicted of attempted sex trafficking of a minor
where he acts with reckless disregard as to whether the person
solicited is a minor, even if that person is, in fact, an adult or
a nonexistent creation of law enforcement.
- 24 - McKenzie, though, contends that such a conclusion would
permit a conviction in the face of legal impossibility. A "pure
legal impossibility . . . arises when no statute proscribes the
result that the defendant expected, desired, and intended to
achieve." United States v. Fernandez, 722 F.3d 1, 31 (1st Cir.
2013) (citation modified). We have said before that "[p]ure legal
impossibility is always a defense," including when the charged
crime is an inchoate offense. United States v. Carter, 15 F.4th
26, 36 (1st Cir. 2021) (quoting Fernandez, 722 F.3d at 31). After
all, a person cannot be convicted of attempting to do something
that itself is not unlawful. See Fernandez, 722 F.3d at 31 ("[A]
hunter cannot be convicted of attempting to shoot a deer if the
law does not prohibit shooting deer in the first place." (quoting
United States v. Hsu, 155 F.3d 189, 199 n.16 (3d Cir. 1998))).13
13 In contrast, "factual impossibility," in which "a circumstance unknown to the defendant prevents him from achieving a specific objective," United States v. Dixon, 449 F.3d 194, 201–02 (1st Cir. 2006), is "not a defense to liability for inchoate offenses such as conspiracy or attempt," Carter, 15 F.4th at 47 (citation modified). For example, if a defendant believes he is soliciting a seventeen-year-old for commercial sex but is actually soliciting a nineteen-year-old, it would be factually impossible for him to complete the offense of sex trafficking of a minor, but that factual impossibility would not preclude an attempt conviction. See United States v. Chavez, 29 F.4th 1223, 1228 (10th Cir. 2022). "Pure legal impossibility" may also be distinguished from "mixed fact/law impossibility," which "involve[s] a factual mistake relating to a legal determination." Fernandez, 722 F.3d at 31 (quoting Ira P. Robbins, Attempting the Impossible: The Emerging Consensus, 23 Harv. J. on Legis. 377, 394 (1986)). In such a situation, "the actor's goal is illegal, but commission of the offense is somehow rendered impossible by attendant
- 25 - From this premise, McKenzie's argument proceeds as
follows. The district court's jury instructions allowed the jury
to convict McKenzie if he acted with reckless disregard as to
"Bri's" age, even if he truly believed "Bri" was an adult. But if
he truly believed "Bri" was an adult, then, at most, he intended
to solicit commercial sex with an adult. And § 1591(a) does not
prohibit solicitation of commercial sex with an adult.14
Therefore, the jury instructions permitted a conviction for an
attempt to commit a legally impossible offense.
We are not persuaded. In framing this as a case of legal
impossibility, McKenzie misconstrues the doctrine. In his view,
"[t]he test is whether, if all things were as the defendant
believed them to be, the defendant's intended acts would have
violated a statute." In fact, the pertinent question is whether
the law "proscribe[s] the goal that the defendant sought to
achieve." Hsu, 155 F.3d at 199 n.16 (quoting Ira P. Robbins,
Attempting the Impossible: The Emerging Consensus, 23 Harv. J. on
circumstances." See Hsu, 155 F.3d at 199 n.16. Most federal courts of appeal do not recognize "mixed fact/law impossibility" as a defense, Hsu, 155 F.3d at 199 & n.16, though we have not weighed in one way or the other, Fernandez, 722 F.3d at 31 (distinguishing this type of impossibility from pure legal impossibility). 14 Section 1591(a) does criminalize the solicitation of an adult where force, threats, fraud, or coercion cause the adult to engage in commercial sex. The government does not press any argument that this alternate ground for criminal liability applies to McKenzie's case.
- 26 - Legis. 377, 389 (1986)). Even under the situation described by
McKenzie, his goal was not the solicitation of commercial sex with
an adult but rather the solicitation of commercial sex with a
person whose potential minority he recklessly disregarded. That
McKenzie believed that person to be an adult does not mean that he
intended it so. He may have, instead, intended simply to solicit
commercial sex, without caring whether the person solicited was an
adult or a minor. That does not make out a legal impossibility
defense. See generally Simons, supra, at 478–83, 479 n.105
(dissecting hypothetical where "the crime of receiving stolen
property requires only reckless, conscious disregard of the risk
that they are stolen," defendant receives property believing it is
not stolen, property is in fact not stolen, and yet defendant's
belief is reckless, under same Model Penal Code-derived definition
of "reckless" we use here).
This conception of legal impossibility may be narrower
than McKenzie had hoped, but that is a function of the statute.
Although we have said that "[p]ure legal impossibility is always
a defense," Carter, 15 F.4th at 36 (quoting Fernandez, 722 F.3d at
31), legal impossibility must be adjudged through the lens of the
offense as defined by statute, see United States v. Bailey, 444
U.S. 394, 406 (1980) ("Principles derived from common law as well
as precepts suggested by the American Law Institute must bow to
legislative mandates."). Congress has chosen to prohibit not just
- 27 - the knowing solicitation of a minor for commercial sex, but the
knowing solicitation of a person for commercial sex, while knowing
or recklessly disregarding that such person is a minor. To qualify
for the defense of legal impossibility, then, it is not enough
that McKenzie simply believed that "Bri" was an adult in the face
of a substantial risk that she was not. See A.L.I., supra, § 5.01
cmt. 2, at 302 n.12, 303 n.13 (explaining that, as to offense of
injuring person while recklessly unaware of FBI position, "the
actor's mistaken belief as to the particular circumstances is made
irrelevant by law").
That this is not a case of legal impossibility becomes
clear once one tweaks the facts. Suppose McKenzie genuinely
believed "Bri" was an adult, but that belief was mistaken -- "Bri"
was actually a minor. McKenzie's proposed legal-impossibility
analysis would equally apply to this scenario because, if all
things were as he believed them to be, he would only be trying to
solicit an adult and could therefore not be guilty of attempted
sex trafficking of a minor. This scenario, however, would not be
one of legal impossibility, but of mistake of fact -- which would
not be a cognizable defense to attempted sex trafficking of a
minor. See United States v. Encarnación-Ruiz, 787 F.3d 581, 585
(1st Cir. 2015) (construing defendant's mistaken belief as to
victim's age as a mistake-of-fact defense). "It is a basic
principle of criminal law that ignorance or mistake of fact may
- 28 - provide a defense to a crime if it negates the requisite element
of intent." United States v. Mardirosian, 602 F.3d 1, 8 (1st Cir.
2010) (citation modified). But "an actor whose mistake was
reckless cannot use that mistake as a defense to a crime of
recklessness." 1 Wharton's Criminal Law § 13:2 (16th ed. 2021).
So McKenzie's belief that "Bri" was an adult would not give rise
to an issue of legal impossibility if "Bri" were a minor, so long
as his belief was reckless.15 Likewise, it does not give rise to
an issue of legal impossibility even though "Bri" was not a minor.
G.
Finally, McKenzie expresses a concern, understandable in
some sense, that, under our holding today, the offense of attempted
sex trafficking of a minor "would capture a host of innocent
conduct between consenting youthful adults." We feel confident
that this is not so for two reasons.
First, these statutory provisions cover only the knowing
solicitation of a person, knowing or recklessly disregarding that
such person "will be caused to engage in a commercial sex act."
18 U.S.C. § 1591(a); see also id. § 1591(e)(3) (defining
15 Indeed, McKenzie argues only that "[t]he charge as instructed to the jury was legally impossible without an actual minor" and concedes that, "[i]f the [person solicited] had been a minor, then reckless disregard of her age would be an appropriate jury charge." He provides no reason, however, why one situation -- no minor -- is a legal impossibility but the other -- actual minor -- is not, if the defendant's reckless belief is the same in both situations.
- 29 - "commercial sex act" as "any sex act, on account of which anything
of value is given to or received by any person"). They would not,
for example, apply to an individual who meets a young-looking but
adult person online or in a bar and has consensual, noncommercial
sex with that person.16
Second, the "reckless disregard" standard is not a light
one. It requires that the defendant be aware of the risk that the
person solicited is a minor, that the risk be substantial, and
that ignoring that risk represent a "gross deviation" from the
norm. Borden, 593 U.S. at 427; see also Michael T. Cahill,
Attempt, Reckless Homicide, and the Design of Criminal Law, 78 U.
Colo. L. Rev. 879, 902 (2007) (explaining that "there is not always
a lot of moral difference between knowledge and recklessness"
because a reckless person still "recognizes a significant risk"
but "is interested in performing a certain act, or achieving some
other result, regardless of that risk"). We thus find it unlikely
McKenzie counters that "there are numerous federal crimes 16
prohibiting sexual contact with minors without limitation to commercial sex, and Congress could add a recklessness mens rea to any of them." But to the extent that we presume that Congress, in enacting a law, considers the law's practical ramifications within the context of other laws, that presumption applies to the other laws that Congress has enacted, not to those it might enact in some hypothetical future. See, e.g., Norman Singer & Shambie Singer, 2B Sutherland Statutes and Statutory Construction § 51.2 (7th ed. 2025) ("Courts assume that a legislature always has in mind previous statutes relating to the same subject when it enacts a new provision."). Similarly, that some forms of commercial sex may be lawful in some states, as McKenzie points out, makes no difference to our understanding of this federal statute.
- 30 - that we today construct a trap for the unwary. Rather, we feel
secure this "trap" will only capture actors who intend to solicit
another person for commercial sex, recognize that the person very
well may be a minor, and continue in their conduct all the same.
H.
We therefore hold that a defendant may be convicted of
attempted sex trafficking of a minor, in violation of 18 U.S.C.
§§ 1591(a)(1) and 1594(a), where he acts in reckless disregard of
a substantial and unjustifiable risk that the person solicited is
under eighteen -- regardless of whether the person solicited turns
out to actually be under eighteen. That being so, we find no error
in the district court's jury instructions and no merit in
McKenzie's sufficiency-of-the-evidence argument.
IV.
Next, we consider McKenzie's argument that the district
court erred in refusing to instruct the jury on entrapment. We
find no cause for reversal here.
We review de novo a preserved challenge to a district
court's refusal to give an entrapment instruction. United States
v. Dávila-Nieves, 670 F.3d 1, 9 (1st Cir. 2012). "To obtain an
entrapment instruction, the defendant must show, with 'some hard
evidence,' that (1) the government induced the commission of the
charged crime and (2) he was not otherwise predisposed to commit
it." United States v. O'Donovan, 126 F.4th 17, 40 (1st Cir. 2025)
- 31 - (quoting United States v. Sandoval, 6 F.4th 63, 100 (1st Cir.
2021)). "In other words, the record must contain evidence that
makes the entrapment theory 'plausible' or 'superficially
reasonable.'" United States v. Pérez-Rodríguez, 13 F.4th 1, 19
(1st Cir. 2021) (quoting United States v. Gamache, 156 F.3d 1, 9
(1st Cir. 1998)). In reviewing the record, we must take the facts
in the light most favorable to the defendant and indulge all
reasonable inferences to his benefit. Id.
We begin -- and end -- with the inducement prong. To
establish inducement, a defendant must show that government agents
engaged in conduct "that would cause a person not otherwise
predisposed to commit a crime to do so." United States v. Hinkel,
837 F.3d 111, 117 (1st Cir. 2016). In that sense, the inducement
must be "improper." Pérez-Rodríguez, 13 F.4th at 17. A sting
operation that "[m]erely provid[es] an opportunity to commit a
crime is not improper inducement." O'Donovan, 126 F.4th at 40.
Rather, improper inducement requires "opportunity plus something
else." Id. This "plus" factor may consist of "intimidation and
threats, 'dogged insistence,' playing on the defendant's
sympathies, [or] 'repeated suggestions.'" Pérez-Rodríguez, 13
F.4th at 17 (quoting United States v. Gendron, 18 F.3d 955, 961
(1st Cir. 1994)); see also Dávila-Nieves, 670 F.3d at 10 ("Typical
plus factors are excessive pressure by the government upon the
- 32 - defendant or the government's taking advantage of an alternative,
non-criminal type of motive." (citation modified)).
Here, McKenzie points to several facts allegedly showing
improper inducement. To start, he emphasizes that, when Agent
Draper first offered him twelve-year-old "Jes" and fourteen-year-
old "Bri," McKenzie responded that he was "not into anything under
18"; yet, he says, the government persisted. He also argues that
Agent Draper used photos of adult women as another form of
inducement. Next, he suggests Agent Draper downplayed the harm of
commercial sex with a minor by comparing it to child pornography.
And he contends that, toward the end of their conversation, Agent
Draper "cajoled [him], telling him that they had no time for
talking, it was time for action." Finally, McKenzie points out
that it took two hours for Agent Draper to talk him into the
transaction. Not one of these facts evinces improper inducement.
First, the fact that McKenzie said at the outset that he
was "not into anything under 18" is of no help to him. The record
is clear that Agent Draper at that point ended the exchange, which
later recommenced only because McKenzie again reached out to Agent
Draper, without any intervening indication that she had "anything"
over eighteen to offer. See United States v. Medina-Ortiz, 160
F.4th 11, 17 (1st Cir. 2025) (rejecting inducement argument where,
after undercover officer told defendant she was fourteen,
- 33 - "[defendant] (despite having time to consider his actions during
the communication pause) reconnected with 'her'").
The photos that Agent Draper used did not give rise to
inducement, either. McKenzie implies that it was improper for
Agent Draper to use adult women in the original ad and the later
verification photo of "Bri." The unstated premise is that Agent
Draper was luring McKenzie in by intentionally making "Bri" look
like an adult. But Agent Draper was doing the opposite: using
age-regression software to make an adult look like a minor, thereby
buttressing -- rather than belying -- Agent Draper's express
representations that she had nothing to offer McKenzie if he did
not want a minor.
Nor was there anything improper in Agent Draper's
expressed hesitation to send a pornographic picture of "Bri" on
the ground that it could land her in federal prison. McKenzie
contends that we should read into Agent Draper's statement an
attempt to downplay the seriousness of having commercial sex with
a minor. While we have found that "downplaying the harm caused by
child abuse" can be a plus factor, Pérez-Rodríguez, 13 F.4th at 20
(citation modified), nothing in Agent Draper's comment about the
penalties associated with child pornography suggests that
commercial sex trafficking does not harm the subject minor. Cf.
id. (highlighting that government agent "repeatedly stated that
- 34 - this imagined [sexual] encounter would be a positive experience
for the minor"); see also id. at 20–21 (collecting cases).
Similarly, Agent Draper did not cajole McKenzie in any
way. In the portion of the text transcripts to which McKenzie
points, Agent Draper merely said, "if ur not interested that's
cool," "Lol k just don't know if ur for real or just wanna talk,"
and asked him twice whether he was close to the hotel. Even
drawing reasonable inferences in McKenzie's favor, we do not read
Agent Draper's messages as saying, as McKenzie reads them, that
"they had no time for talking, it was time for action." Agent
Draper at no point said the deal would be off the table if McKenzie
did not arrive soon; she merely asked where he was. In fact, at
the beginning of this part of the exchange, she gave him yet
another chance to walk away if he was not interested in commercial
sex with "Bri."
Finally, we see nothing improper in the duration of Agent
Draper's connections with McKenzie. Certainly, the length of the
government's interactions with a defendant may suggest inducement.
Compare Gamache, 156 F.3d at 11 (stressing that "the Government
persevered for almost seven months to elicit the offense conduct"),
with Medina-Ortiz, 160 F.4th at 14–16 (finding no inducement in
operation spanning several days). But, here, McKenzie took less
than twenty-two minutes from the start of the interaction to make
clear his intent to have sex with a fourteen-year-old. From that
- 35 - point, McKenzie focused on trying to confirm Agent Draper was not
a "fed" then showed up at the agreed-upon hotel a little over two
hours after their conversation began. In so proceeding, McKenzie
"demonstrate[d] an eagerness to commit the crime rather than
reluctance that was overcome only by inducement." Dávila-Nieves,
670 F.3d at 11.
Because McKenzie failed to produce any evidence of
improper inducement on the part of Agent Draper, the district court
did not err in refusing to give his requested entrapment
instruction.17
McKenzie also challenges the district court's
evidentiary rulings excluding three sets of evidence he sought to
introduce in his defense: (1) a church sermon McKenzie gave shortly
before his arrest, (2) testimony from McKenzie's father regarding
McKenzie's good character and state of mind, and
(3) cross-examination of Agent Draper regarding McKenzie's lack of
a criminal record and the penalties for child pornography.
17 We note that McKenzie also argues the district court applied the wrong standard below. However, our conclusion on de novo review that no entrapment instruction was warranted renders harmless any error in the district court's standard. See United States v. Symonevich, 688 F.3d 12, 24 (1st Cir. 2012) ("An error mandates reversal only when it is prejudicial based on a review of the entire record."). Similarly, given that McKenzie's challenge falters on the inducement prong of entrapment, we need not consider McKenzie's arguments on the predisposition prong. See Pérez- Rodríguez, 13 F.4th at 19.
- 36 - "To preserve a claim of error in a ruling to exclude
evidence, a party need only inform the court of the substance of
the evidence by an offer of proof." United States v. Saemisch, 18
F.4th 50, 59 (1st Cir. 2021) (citing Fed. R. Evid. 103(a)(2)).
Where the claim has not been preserved, we apply plain-error
review, which requires an appellant to show "(1) that an error
occurred (2) which was clear or obvious and which not only
(3) affected the defendant's substantial rights, but also
(4) seriously impaired the fairness, integrity, or public
reputation of judicial proceedings." United States v.
Encarnacion, 26 F.4th 490, 504 (1st Cir. 2022) (quoting United
States v. Duarte, 246 F.3d 56, 60 (1st Cir. 2001)). Where the
claim has been preserved, we review the district court's decision
for abuse of discretion. Saemisch, 18 F.4th at 59. Even under
this standard, though, we will not reverse "if the error was
harmless, that is, if it is highly probable that the error did not
affect the outcome of the case." Neece v. City of Chicopee, 106
F.4th 83, 93 (1st Cir. 2024) (citation modified).
As to the substantive rules applied to evidentiary
challenges, relevance serves as the touchstone. Irrelevant
evidence is inadmissible at trial. Fed. R. Evid. 402. Evidence
is relevant only if: "(a) it has any tendency to make a fact more
or less probable than it would be without the evidence; and (b) the
fact is of consequence in determining the action." Fed. R.
- 37 - Evid. 401. Of course, other rules further limit the admissibility
of relevant evidence, but preservation and relevance suffice to
guide us through McKenzie's evidentiary challenges.
First, McKenzie claims error in the district court's
exclusion of a sermon McKenzie gave at his church on October 2,
2022, one month before his arrest. In the sermon, McKenzie
referred to himself as "somebody here who has transgressed against
God," discussed his loneliness, and explained the need to "go to
God and pray and let him clean you up." After McKenzie and the
government filed motions in limine on the subject, the district
court excluded the sermon as irrelevant. McKenzie argues the
district court erred because the sermon was relevant to corroborate
his trial testimony that "he sought adult prostitutes out of
loneliness in the year leading up to his arrest," as well as to
rebut the government's argument that he fabricated that testimony
to support his defense.
We review for abuse of discretion and find no error in
the district court's decision.18 McKenzie's sermon falters at the
doorstep of relevance under Rule 401. Whether McKenzie felt lonely
18 The government asserts that we should apply plain-error review because McKenzie did not tie his sermon to his state of mind below. Because we conclude McKenzie loses even under an abuse-of-discretion standard, we need not address the government's waiver argument. See Medina, 155 F.4th at 21 n.6.
- 38 - or sought out commercial sex with adults has no "tendency to make
[the] fact more or less probable" that he attempted to solicit
commercial sex with "Bri" while recklessly disregarding a
substantial risk that she was a minor. Fed. R. Evid. 401. These
facts may have spoken to McKenzie's motive for seeking out
commercial sex generally, but McKenzie's conviction for attempted
sex trafficking did not hinge on motive. See Medina, 155 F.4th at
21 (distinguishing intent from motive). The district court did
not abuse its discretion in excluding this evidence as irrelevant.
McKenzie also challenges the district court's exclusion
of proposed testimony from his father. A week before trial, the
government filed a motion in limine addressing his father's
potential testimony regarding McKenzie's religious beliefs and
lack of sexual interest in minors. The motion asked the district
court "to compel the defense to make an offer of proof as to the
expected testimony of [McKenzie's father] and to exclude
questioning in areas that call for speculation, hearsay, or
inadmissible opinion of character evidence." McKenzie responded
with his own motion in limine "to admit evidence of defendant's
state of mind." The motion described his father's testimony as
"regarding [the McKenzies'] faith, world view, and the concepts
that (1) humans can not comprehend God's eternal plan, and (2) God
offers redemption to sinners through good works." The district
- 39 - court addressed McKenzie's motion orally, stating, "there's a
motion in limine to admit evidence of the defendant's state of
mind, and three matters have been set forth there. None of them
is relevant. They're all excluded."19 When defense counsel pressed
the court regarding McKenzie's father, specifically whether, if
McKenzie testified that his religion impacted his decision on the
day in question, his father could then be permitted to testify,
the court elaborated, "It's advisory. I've made my ruling. I
don't know what's going to happen. We'll see."
Now, on appeal, McKenzie asks us to find error in that
advisory, pretrial ruling that the proffered testimony by
McKenzie's father would not be relevant. Generally, where a
defendant raises an evidentiary issue in a motion in limine, the
issue will be preserved for appeal if the district court rejects
the defendant's argument unconditionally. Encarnacion, 26 F.4th
at 504; see also Fed. R. Evid. 103(b). Where the district court's
ruling is conditional, though, the defendant must re-raise the
issue at trial to preserve his appellate rights. Id. Here, the
district court made its ruling with regard to McKenzie's father's
testimony conditional by labelling the ruling "advisory" and
suggesting that McKenzie's testimony might change the court's
19 The "three matters" referred to comprise: (1) the sermon; (2) McKenzie's father's testimony regarding his religious beliefs; and (3) notes from McKenzie's phone, the exclusion of which McKenzie does not challenge here.
- 40 - mind. McKenzie never sought to introduce any of his father's
testimony at trial thereafter, failing to preserve his claim for
appeal. See United States v. Grullon, 996 F.3d 21, 31 (1st Cir.
2021) (finding evidentiary claim unpreserved where district court
made "preliminary" ruling and defendant "made no attempt to raise
the . . . evidence during trial").
The entirety of McKenzie's challenge with respect to his
father's testimony is thus subject to plain-error review. However,
McKenzie has failed to make any plain-error argument on appeal.
As a result, we treat the challenge as waived entirely. See United
States v. Martínez-Mercado, 132 F.4th 61, 68–69 (1st Cir. 2025)
("A defendant on appeal waives a forfeited claim when his brief
fails to even mention plain error, let alone argue for its
application." (citation modified)).
We next turn to the district court's exclusion of
testimony regarding McKenzie's lack of a criminal record and the
penalties for child pornography.
During cross-examination of Agent Draper, defense
counsel asked, "After, um, Mr. McKenzie was arrested, did you check
to see if he had ever been arrested for anything before?" The
government objected, and the district court sustained the
objection without further discussion. McKenzie argues only that
this exclusion constituted error because his lack of a criminal
- 41 - record was relevant to the propensity prong of his proposed
entrapment defense. But given the district court's finding that
McKenzie failed to make even a plausible showing of improper
inducement -- and our affirmance of that finding -- McKenzie's
propensity to commit the crime (or lack thereof) was irrelevant.
For a similar reason, we find no reversible error in the
exclusion of testimony regarding the penalties for child
pornography. Earlier in the cross-examination of Agent Draper,
defense counsel requested the court's permission to ask "a limited
question suggesting that the penalties for child pornography are
similar to the penalties for this crime." The court denied that
request. McKenzie claims the testimony would have been relevant
to his "downplaying" theory of inducement in his entrapment
defense. But our finding that Agent Draper's reference to child
pornography in her text messages with McKenzie did not constitute
improper inducement renders harmless any error in excluding this
evidence. Even with the child-pornography penalties, McKenzie
would not be entitled to an entrapment instruction.
VI.
Finally, McKenzie contends that the specific judgment
entered by the district court has erroneously deprived him of
certain sentence-related benefits under the First Step Act of 2018,
Pub. L. No. 115-391, 132 Stat. 5194.
- 42 - The First Step Act grants some prisoners time credits
toward their sentences for completing "evidence-based recidivism
reduction programming." 18 U.S.C. § 3632(d)(4)(A). A prisoner
serving a sentence under 18 U.S.C. § 1594 is eligible for such
programming, but a prisoner serving a sentence under 18 U.S.C.
§ 1591 is not. 18 U.S.C. § 3632(d)(4)(D)(xxvii). The district
court's judgment describes McKenzie's offense as "Attempted Sex
Trafficking of a Child," and lists as the statutory sections
violated, "18 USC § 1591(a)(1), (b)(2) and 18 USC § 1594(a)."
Based on the inclusion of § 1591 in the judgment, McKenzie tells
us, the Bureau of Prisons (BOP) has deemed him ineligible for the
First Step Act's time credits. The government does not dispute
that McKenzie, who was convicted only of an attempt under § 1594,
should be eligible for such time credits. The question is how to
remedy this situation.
McKenzie asks that we remand for the district court to
correct the judgment under Federal Rule of Criminal Procedure 36.
Pursuant to Rule 36, "the court may at any time correct a clerical
error in a judgment." Fed. R. Crim. P. 36; see, e.g., United
States v. Ahmed, 51 F.4th 12, 19 n.4 (1st Cir. 2022) (remanding to
allow parties to request Rule 36 correction where defendant was
charged with substantive healthcare fraud but judgment incorrectly
listed conviction as conspiracy to commit healthcare fraud). But
no clerical error occurred here. Because § 1594(a) covers attempts
- 43 - to commit a variety of offenses,20 the judgment needed to include
statutory references to § 1591(a)(1) and (b)(2) to clarify which
offense was attempted and what penalties attached.21 And "[t]he
inclusion of statutory references to both the [attempt] statute
and the sections describing the object of the [attempt] does not
transform the judgment into one that describes a conviction of the
substantive crime." United States v. Warren, 5 F.4th 1078, 1081
(9th Cir. 2021). After all, under "Nature of Offense," the
judgment correctly states, "Attempted Sex Trafficking of a Child."
This case, then, does not fit within Rule 36's remit for clerical
errors.
In the alternative, McKenzie asks the panel to state
that his attempt conviction "is not legally equivalent to a
conviction under 18 U.S.C. § 1591," at least for purposes of the
First Step Act. We agree with this approach, which has already
been adopted by the Ninth Circuit in an analogous case. See
Warren, 5 F.4th at 1081 n.2 ("[Defendant] now has the opportunity
to present to the BOP this opinion, which construes the judgment
to reflect that Defendant committed a single offense under 18
U.S.C. § 1594(c)."); see also United States v. Phillips, No. CR
20 In full, § 1594(a) reads, "Whoever attempts to violate section 1581, 1583, 1584, 1589, 1590, or 1591 shall be punishable in the same manner as a completed violation of that section." 21 Section 1591(a)(1) provides the substantive offense, while § 1591(b)(2) provides the penalty.
- 44 - 13-286, 2022 WL 17415077, at *3 (E.D. La. Dec. 5, 2022) (following
a similar approach). The First Step Act specifically makes
prisoners serving a sentence under § 1594 eligible for its time
credits. But, as we have explained, a judgment of conviction under
§ 1594 must include a reference to the underlying substantive
offense. Thus, under the BOP's alleged reading, every prisoner
convicted under § 1594 would be held ineligible for the First Step
Act's time credits, in contravention of the Act's direct statutory
mandate. We therefore clarify that McKenzie has been convicted
only under 18 U.S.C. § 1594, not 18 U.S.C. § 1591.
VII.
For the foregoing reasons, we find no reversible error
and affirm McKenzie's conviction under 18 U.S.C. § 1594.
- 45 -
Related
Cite This Page — Counsel Stack
United States v. McKenzie, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mckenzie-ca1-2026.