United States v. McGee

Opinion

07-4509-cr United States v. M cGee

1 UNITED STATES COURT OF APPEALS 2 FOR THE SECOND CIRCUIT

3 August Term, 2008

4 (Submitted: October 15, 2008 Decided: April 24, 2009)

5 Docket No. 07-4509-cr

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7 UNITED STATES OF AMERICA,

8 Appellee

9 v.

10 KEVIN McGEE,

11 Defendant-Appellant

12 -------------------------------X 13 14 15

16 Before: LEVAL, KATZMANN, and LIVINGSTON, Circuit Judges.

17 Defendant appeals from conviction following a jury trial in the United States District Court 18 for the Western District of New York (Siragusa, J.) for possession of firearms by a convicted felon, 19 in violation of 18 U.S.C. §§ 922(g) and 924(a)(2). The defendant contends his conviction should 20 be overturned because it was obtained by use of evidence seized during an illegal warrantless search 21 of his residence. Because the defendant’s live-in girlfriend, who consented to the police search, had 22 authority to occupy the premises, despite having been temporarily dispossessed of her key to the 23 house as part of the defendant’s ruse to keep her from leaving him, the Court of Appeals (Leval, J.) 24 holds the defendant’s motion to suppress the evidence was properly denied.

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1 JAMES P. VACCA , Rochester, N.Y., for Defendant- 2 Appellant.

3 MONICA J. RICHARDS, Assistant United States 4 Attorney for Terrance P. Flynn, United States 5 Attorney for the Western District of New York, 6 Buffalo, N.Y., for Appellee.

7 LEVAL, Circuit Judge:

8 Defendant Kevin McGee, appeals from a judgment of conviction in the United States District

9 Court for the Western District of New York (Siragusa, J.) after a jury trial finding the defendant

10 guilty of one count of possession of firearms by a convicted felon, in violation of 18 U.S.C. §§

11 922(g) and 924(a)(2). The incriminating evidence was discovered in the course of a warrantless

12 police search of the defendant’s home, done with the consent of the defendant’s girlfriend, who lived

13 there with him. This occurred as the result of the girlfriend’s request of the police that they assist

14 her in removing her possessions. The district court denied the defendant’s motion to suppress the

15 evidence by reason of an alleged violation of the Fourth Amendment. The court also denied the

16 defendant’s motion to adjourn the jury trial because of the filing of a superseding indictment four

17 days prior to the start of trial. McGee contends that his girlfriend did not have access to his house

18 and therefore had no authority to consent to the search. He further argues that he was prejudiced by

19 the refusal to adjourn trial to permit him to prepare to defend against the superseding indictment.

20 We reject McGee’s contentions. The district court properly recognized his girlfriend’s authority to

21 consent to the search, and there was no abuse of discretion in the court’s denial of the motion to

22 adjourn. We affirm the judgment of conviction.

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1 BACKGROUND

2 On January 9, 2005, an officer of the City of Rochester Police Department responded to a 911

3 emergency call from Cassandra Ellison, seeking assistance at 357 First Street. As the officer pulled

4 up to the house, he saw a male running away through the backyard and found Ms. Ellison outside

5 the house. Ellison identified the man who ran away as the defendant, Kevin McGee. She told the

6 officer that she lived with McGee in the house, but intended to leave him and had packed her bags

7 to move out. After she had moved her bags out the door and onto the porch, McGee, in order to

8 prevent her from leaving, had grabbed her bags, put them back in the house, locked the door, and

9 taken away her keys. Ellison asked the officer to break down the door so she could retrieve her

10 belongings. The officer refused, but informed her that as a resident of the location, she could break

11 a window to let herself in, as long as she could show proof that she resided there. Ellison showed

12 the officer a piece of mail addressed to her at that location. She then broke a window in the front

13 door, reached in, and unlocked the door.

14 Once inside, Ellison informed the officer that she had been in a rush to leave and had not

15 been able to pack all her belongings. She requested that he accompany her while she gathered the

16 remainder of her items because she was afraid McGee might return. While retrieving her clothing

17 from the front closet, Ellison informed the officer that McGee had guns hidden in that closet. The

18 officer asked Ellison twice whether he could check the closet, to which she replied, “[G]o right

19 ahead.” The officer and his back-up discovered a rifle, three shotguns, ammunition for a handgun,

20 and a bulletproof vest of the type that is used by the police. The officer seized the items and moved

21 them to his police car.

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1 Ellison then asked the officer to accompany her upstairs to retrieve her belongings from the

2 bedroom. While Ellison was removing personal items from a drawer, the officer saw that there were

3 photographs protruding from under the mattress. He asked Ellison’s permission to look at them.

4 Ellison handed them to the officer and told him that the individual pictured holding a gun was

5 McGee. The officer then asked Ellison’s permission to take the photographs, to which she replied,

6 “Fine, you can take them.”

7 Following his indictment, which alleged unlawful possession of firearms by a convicted felon

8 on or about January 9, 2005, the day of the search, McGee moved to suppress the evidence found

9 at his house. On March 21, 2007, the district court held a suppression hearing. On the basis of the

10 evidence summarized above, the court concluded that Ellison had authority to consent to the search

11 of 357 First Street and had voluntarily consented to the search. The district court also determined,

12 in the alternative, that based on the circumstances, it was reasonable for the officer to believe that

13 Ellison had authority to consent. The court, accordingly, denied the motion.

14 Four days before trial was to begin, the government filed a superseding indictment, which

15 expanded the time period in which the alleged illegal possession occurred. The original indictment

16 had charged unlawful possession of firearms “[o]n or about the 9th day of January 2005.” On May

17 10, 2007, after learning that a photo of McGee holding a gun was taken by Ellison and that she had

18 written on it, December 1, 2004, as the date when the photograph was taken, the government

19 obtained a new indictment, which charged that the illegal possession of firearms occurred “[o]n or

20 about and between the 1st day of December 2004 and the 9th day of January 2005.” The following

21 day, McGee moved to adjourn the trial date, arguing that the new indictment made a major change

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1 in the charges, for which he needed additional time to either move against the superseding indictment

2 and/or to adjust his theory of defense and his witnesses. The court denied this request.

3 Trial was conducted before a jury, which rendered a guilty verdict. McGee was sentenced

4 to 115 months imprisonment.

5 DISCUSSION

6 McGee bases his appeal on two claims: first, that the court erred in the denial of his motion

7 to suppress the items seized from his residence, and second, that the court abused its discretion in

8 denying his motion to adjourn the trial upon the filing of the superseding indictment. Both claims

9 are without merit.

10 I. Denial of Motion to Suppress

11 A warrantless police search of a defendant’s private premises which would otherwise violate

12 the defendant’s rights under the Fourth Amendment is lawful if conducted pursuant to the consent,

13 voluntarily given, of another person who has authority to consent by reason of that person’s

14 “common authority over or other sufficient relationship to the premises .” United States v. Matlock,

15 415 U.S. 164, 171 (1974). Authority to consent to a search rests on “mutual use of the property by

16 persons generally having joint access or control for most purposes, so that it is reasonable to

17 recognize that any of the co-inhabitants has the right to permit the inspection in his own right and

18 that the others have assumed the risk that one of their number might permit the common area to be

19 searched.” Id. at 171 n.7.1

1 In Georgia v. Randolph, 547 U.S. 103 (2006), notwithstanding the police’s receipt of consent to search the bedroom of the defendant’s house from the defendant’s live-in girlfriend, the defendant’s advice to the police that he objected to the search took precedence over his girlfriend’s consent so that the receipt in evidence against him of

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1 Even if the person giving consent in fact lacked authority to do so, the consent may

2 nonetheless validate the search if the person reasonably appeared to the police to possess authority

3 to consent to the search. The Supreme Court has explained that apparent authority to give consent

4 “must be judged against an objective standard: would the facts available to the officer at the moment

5 . . . warrant a man of reasonable caution in the belief that the consenting party had authority over the

6 premises?” Illinois v. Rodriguez, 497 U.S. 177, 188 (1990) (alteration in the original) (internal

7 quotation marks omitted). Thus, effective consent to search the defendant’s premises can be

8 communicated to the police by a person who had apparent authority to consent, even if that person

9 in fact lacked actual authority. See Moore v. Andreno, 505 F.3d 203, 209 (2d Cir. 2007) (asserting

10 in dictum that effective consent which validates a search may be given by a person who lacks

11 authority to consent if the person reasonably appears to the officers conducting the search to have

12 authority).

13 McGee contends that, because he locked Ellison out of the house and took away her key (and

14 the police knew this), Ellison had neither actual nor apparent authority to enter the house, or to give

15 the police consent to enter and search it. He contends that Ellison’s consent is analogous to the

16 ineffective consent to search given by the girlfriend in Moore. In that case Moore’s girlfriend, who

17 lived in his house with him but had no ownership or tenancy interest in it, gave the police consent

18 to enter and search Moore’s study after she had cut the lock he had placed on the study door. The

19 police entered the study and there seized contraband upon which basis he was indicted. We ruled

the property seized during the search was ruled a violation of the defendant’s Fourth Amendment rights. The Randolph precedent has no application here as McGee, having fled as the police arrived, did not tell the police he objected to a search.

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1 that the girlfriend’s consent was ineffective. We explained that, as Moore had put a lock on the door

2 of his study, intending to exclude her from entering, and the police knew this, the girlfriend had

3 neither actual nor apparent authority to enter the study, or to consent to entry by the police. Id. at

4 210-13. McGee argues that Ellison, having been locked out of McGee’s house, similarly had neither

5 actual nor apparent authority to enter it or to authorize the police to enter.

6 In support of the argument, he asserts that Ellison’s consent was invalid under what he

7 characterizes as the stringent “rules concerning third-party consent searches” set forth in United

8 States v. Davis, 967 F.2d 84 (2d Cir. 1992). In Davis, restating what we had earlier noted in United

9 States v. Gradowski, 502 F.2d 563, 564 (2d Cir. 1974), we said that such a person (described as a

10 “third party”) validates a search by giving the authorities consent to search “if two prongs are

11 present: first, the third party had access to the area searched, and, second, either: (a) common

12 authority over the area; or (b) a substantial interest in the area; or (c) permission to gain access.”

13 Davis, 967 F.2d at 87. Because Ellison had been locked out and therefore did not “access,” McGee

14 asserts that her consent did not satisfy the first prong of the Davis-Gradowski formulation.2

2 McGee misconceives both the meaning and the nature of what was said in Davis (and in Gradowski). As for the meaning, in Davis, after referring to the Supreme Court’s holding in Matlock upholding a search based on a third party’s consent to the search of an area in which another had an expectation of privacy, what we said was,“W e have held that a third-party consent to a search will validate the search if two prongs are present.” 967 F.2d at 87. W e went on to summarize circumstances in which searches had been upheld by our court and the Supreme Court. Neither the Matlock nor the Davis discussions said that a consent must necessarily conform to the circumstances of those previous holdings to be valid. The meaning of the Davis statement was simply that consents given in circumstances that conform to the two-prong pattern have already been upheld. Consents falling outside that pattern were not covered by clear holdings. This was not intended to be understood as a statement that, unless a consent conforms to the two prongs, it is invalid. Furthermore, in describing the Davis formulation as a “rule,” McGee misconceives the nature of such a statement in a judicial opinion. When a court proclaims a “test,” it is not as if Congress had enacted a statute declaring that in the future consents-to-search will be valid in the specified circumstances and no others. Such a formulation by a court is not a rule of law but rather represents the court’s attempt, in the course of deciding on the particular set of facts presented to it, to summarize what it believes to be standards governing the issue generally. To

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1 McGee’s argument is by no means unreasonable. It is true that Ellison had no formal

2 property interest that afforded her a right to enter. Any access she enjoyed came to her solely as

3 McGee’s invitee, and, for the moment at least, McGee had locked her out of the house and taken

4 away her key. McGee thus contends she had no more access to the house than Moore’s girlfriend

5 had to his study.

6 While McGee’s argument is respectable, we believe it is mistaken and misperceives the

7 meaning of “access” as used in Davis. Whether a so-called “third party,” i.e., one whose access

8 depends on the approval of the person who owns the formal right of possession, has access to a

9 premises depends on the understandings communicated by the titular owner to that person. The

10 presence or absence of locks on doors can be helpful to the court’s discernment of that

11 understanding, but does not directly answer it. For example, if in Moore there had been no lock on

12 the study door, but the owner had made clear to his live-in girlfriend that his study was his private

13 place which she was never to enter, we would think the result of the case would have been the same.

14 On those facts, the girlfriend would not have had the permission of the defendant-owner to gain

15 access (as specified in the second prong of the Davis formulation), notwithstanding her ability to

16 enter the study in violation of the owner’s prohibition. Her consent to the search of a premises she

17 had no authorization to enter would not seem to act as an effective waiver of the owner’s Fourth

18 Amendment rights (although it might well waive any Fourth Amendment right she had to protest,

the extent the formulation explains why the court ruled in favor of the winning party, the explanation is part of the court’s holding, to which the court is expected to adhere under the principle of stare decisis. To the extent, however, that the formulation states that on different facts the court would rule otherwise, such discussion is dictum. Dictum can be of great value in promoting understanding of the law governing the issue, but it does not have the force of law and does not bind the court to adhere in the future to its earlier attempt to summarize.

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1 in the event the search done at her invitation uncovered evidence against her). In contrast, suppose

2 the same padlock had been on the door of the study, but her boyfriend had explained to her that he

3 kept it locked only to keep out others, and that she was welcome to enter it at will, needing only to

4 ask him for the key. We would think in those circumstances, she would be found to have access to

5 the study as the term is used in Davis, and her consent would have been valid. The lock on the door

6 would not have represented an expression of the owner’s intent to exclude her from the study. That

7 situation would have much in common with the facts of Davis, in which we found that the consent

8 to search a locked trunk given by its owner Cleare was valid, notwithstanding that Cleare had no key,

9 having given the only key to the defendant. Davis, 967 F.2d at 87. In short, while the presence or

10 absence of locks and keys can provide important clues as to whether the titular owner has authorized

11 access by the third person who consents to entry by the police, it does not necessarily answer the

12 question.

13 On the unusual facts of our case, McGee’s argument fails. McGee did not lock Ellison out

14 of the house and take away her key with the intention of excluding her from continuing to live in his

15 house with him. By locking the door, he was not saying, “Get out of my house and stay out.” To

16 the contrary, McGee locked her bags in the house and locked her out temporarily in an effort to

17 prevent her from leaving the house. Far from seeking to expel her from the house, his conduct was

18 designed to insure that she would continue to reside in it. He was simply trying to put her baggage

19 out of her reach so that she would not depart. While it is true that in doing so he temporarily

20 prevented her from entering the house, that was an incidental consequence of his action rather than

21 his objective. He could equally well, or better, have accomplished his purpose, if he had had the

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1 facilities, in another manner that would not have involved locking her out of the house. For

2 example, he might have simply locked her bags in a closet to which she had no key, or removed the

3 bags to another premises, leaving her free to occupy the house. Despite its superficial similarity to

4 Moore, we believe the case is in fact substantially unlike Moore. The question in each case turns

5 on the meaning of the locked door. The objective of the locked door in Moore was to keep Moore’s

6 girlfriend out of the premises she invited the police to search. The objective of the locked door in

7 this case was only to separate Ellison from her baggage, so as to prevent her from ceasing to occupy

8 the premises she invited the police to search. We conclude that Ellison had “access” to McGee’s

9 house, in the sense in which that term is used in the cases discussing this question. We therefore find

10 that the first prong of the Davis formulation is satisfied.3

11 II. Denial of McGee’s Motion to Adjourn Trial Because of the Superseding Indictment

12 We find no abuse of discretion in the district court’s denial of McGee’s motion to adjourn

13 trial by reason of the filing of the superseding indictment a few days before the start of trial. See

14 United States v. Pascarella, 84 F.3d 61, 68-69 (2d Cir. 1996). To prevail, McGee “must establish

15 both that the denial of the adjournment was arbitrary, and that it substantially impaired the

16 presentation of his case.” Sequa Corp. v. GBJ Corp., 156 F.3d 136, 148 (2d Cir. 1998); see also id.

17 at 147-48 (noting that “[w]e are particularly solicitous of a district court’s ruling on a motion to

3 McGee further contends that Ellison failed to satisfy the second prong of the Davis formulation. We disagree. According to the Davis formulation, the second prong can be satisfied in three ways, including if the consenting person has “permission to gain access.” Davis, 967 F.2d at 87. W e believe the second prong was satisfied for the same reasons as explained in the text. Furthermore, because the district court correctly ruled that Ellison had actual authority to consent to the search, we have no need to rule on McGee’s additional contention that Ellison also lacked apparent authority to consent.

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1 adjourn the scheduled start of a trial proceeding.”). The court’s ruling was not arbitrary and did not

2 prejudice McGee by depriving him of adequate opportunity to prepare.

3 The only change made by the superseding indictment was to expand the time frame of the

4 alleged illegal possession of the firearms. Whereas the original indictment charged McGee with

5 illegal possession of the three firearms found in his house “[o]n or about the 9th day of January

6 2005,” the superseding indictment charged him with the same offense committed “[o]n or about and

7 between the 1st day of December 2004 and the 9th day of January 2005.”

8 Considering all the circumstances, the change in the allegations was not of a significance

9 that required giving the defendant additional time to prepare. Where an indictment charges an

10 offense using the “on or about” formulation to allege the date, the government is not required to

11 prove that the crime occurred on exactly the date named, but only that it occurred on a date that is

12 “reasonably near” to the date stated. United States v. Nersesian, 824 F.2d 1294, 1323 (2d Cir. 1987).

13 Long before the filing of the superseding indictment, McGee had been aware that the government

14 had seized, and presumably would introduce, a photograph manually dated December 1, 2004, which

15 showed him holding a gun. McGee, furthermore, made no showing of any reason why the

16 broadening of dates alleged created a need for additional preparation.

17 McGee seeks support from the Speedy Trial Act, which provides that without the defendant’s

18 consent, “the trial shall not commence less than thirty days from the date on which the defendant first

19 appears.” 18 U.S.C. § 3161(c)(2). He contends on that basis that the court acted illegally in

20 violation of the statute by denying the continuance he requested. However, in United States v. Rojas-

21 Contreras, 474 U.S. 231, 236 (1985), the Supreme Court ruled that this provision did not

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1 categorically mandate a thirty day continuance following the filing of a superseding indictment, but

2 rather left the need for a continuance in those circumstances within the trial judge’s discretion to be

3 decided in accordance with “the ends of justice,” as authorized by § 3161(h)(8). We find neither

4 error nor abuse of discretion in the trial court’s ruling.

5 CONCLUSION

6 The judgment of conviction is affirmed.