United States v. McDougal

559 F.3d 837, 2009 U.S. App. LEXIS 5815, 2009 WL 723265
CourtCourt of Appeals for the Eighth Circuit
DecidedMarch 20, 2009
Docket08-2524
StatusPublished
Cited by16 cases

This text of 559 F.3d 837 (United States v. McDougal) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. McDougal, 559 F.3d 837, 2009 U.S. App. LEXIS 5815, 2009 WL 723265 (8th Cir. 2009).

Opinion

MURPHY, Circuit Judge.

Susan H. McDougal filed a motion seeking to lift the seal on records from her civil contempt proceeding in which she was charged with refusing to testify before the Whitewater grand jury. After determining that McDougal failed to make the showing required by Federal Rule of Criminal Procedure 6(e) and that neither the common law right of access to court proceedings nor the court’s supervisory power over judicial records cured this deficiency, the district court 2 denied the motion. We affirm.

Kenneth W. Starr was appointed Independent Counsel on August 5, 1994 to conduct an investigation into the business venture known as the Whitewater Devel *839 opment Corporation. On August 17, 1995, a federal grand jury sitting in Little Rock indicted McDougal, her former husband James B. McDougal, and Governor Jim Guy Tucker on charges that included conspiracy, mail and wire fraud, and bank fraud. A jury found McDougal guilty of four felony counts on May 28, 1996, and she was subsequently sentenced to twenty four months imprisonment. 3

At McDougal’s sentencing hearing on August 20, 1996, the Office of Independent Counsel (OIC) served her with a subpoena directing her to testify before the Whitewater grand jury on September 4 and 5. McDougal filed a motion to quash the grand jury subpoena or in the alternative for a protective order, and the district court held a hearing on the motion on September 3, 1996. After issuing an immunity order pursuant to 18 U.S.C. § 6002, the district court 4 denied the motion to quash and ordered McDougal to testify.

McDougal appeared before the grand jury on September 4, 1996, but refused to testify. OIC moved the district court to find her in contempt, and the district court held a hearing on the same day. During the hearing the court ruled that evidence concerning substantive matters before the grand jury must be submitted in camera but that the remainder of the proceeding would be conducted in public. At the conclusion of the hearing, the district court held McDougal in civil contempt pursuant to 28 U.S.C. § 1826. The contempt order and the district court’s sealing order were affirmed on appeal, In re Grand Jury Subpoena, 97 F.3d 1090, 1092 (8th Cir.1996), at which point this court issued a similar sealing order. See id. at 1095 (“We direct OIC, working with our Clerk of Court, to substitute for our current sealed file a public file, redacted to exclude portions of the record that disclose substantive grand jury proceedings, supplemented by a filing under seal that contains all redacted portions of the briefs and record on appeal.”).

McDougal was incarcerated for eighteen months, the maximum period allowed by statute for civil contempt. 28 U.S.C. § 1826(a). Following her release, McDou-gal began serving the twenty four month sentence for her 1996 felony convictions. While McDougal was incarcerated, she was again ordered by the OIC to appear before the Whitewater grand jury. McDougal again refused to answer questions, this time citing concerns with Starr and the OIC. Thereafter she was indicted for obstruction of justice and two counts of criminal contempt (one count for refusing to testify in 1996, the second count for refusing to testify in 1998). The jury acquitted her of obstructing justice but deadlocked on both contempt counts, which were then dismissed by the government.

On January 29, 2008, McDougal moved the district court “to lift the seal placed on the record in this case.” She relied primarily on the common law right of access to court proceedings and records, as well as the court’s supervisory power over its own records and files. As the district court noted, the motion was not clear as to which case McDougal was referring. Part of the record in the criminal contempt trial and part or all of the record in the civil contempt proceeding are under seal. McDougal’s motion and brief in support were filed under the case number associated with her 1998 criminal contempt trial, but the text of her submissions suggested *840 that her motion was directed at the 1996 civil contempt proceeding which she has confirmed on appeal.

The district court determined that “[t]here is no need to divine which testimony or argument McDougal wants unsealed,” for a proper showing had not been made for the disclosure of any sealed materials. The court concluded that McDou-gal had failed to satisfy the requirements for disclosure of grand jury material because she had neither identified an exception to Rule 6(e) which would authorize the requested disclosure nor made a showing of particularized need for grand jury materials. The district court also concluded that McDougal’s arguments based on the common law right of access and the court’s supervisory power were inapplicable to secret grand jury proceedings. We review for an abuse of discretion the district court’s denial of a motion to unseal documents that might disclose matters occurring before a grand jury. United States v. Broyles, 37 F.3d 1314, 1318 (8th Cir.1994).

McDougal’s argument invoking “the common law right of access to court proceedings and records” and the “[c]ourt’s supervisory power over its own records and files” is unpersuasive. Although there is “a general right to inspect and copy public records and documents, including judicial records and documents,” Nixon v. Warner Commc’ns, Inc., 435 U.S. 589, 597, 98 S.Ct. 1306, 55 L.Ed.2d 570 (1978) (footnotes omitted), “there is no common law right of access to grand jury materials.” United States v. Smith, 123 F.3d 140, 156 (3d Cir.1997). Moreover, “[bjecause the grand jury is an institution separate from the courts, over whose functioning the courts do not preside,” United States v. Williams, 504 U.S. 36, 47, 112 S.Ct. 1735, 118 L.Ed.2d 352 (1992), courts will not order disclosure absent a recognized exception to Rule 6(e) or a valid challenge to the original sealing order or its implementation. Cf. id. at 49-50, 112 S.Ct. 1735.

It has long been recognized that “the proper functioning of our grand jury system depends upon the secrecy of grand jury proceedings.” Douglas Oil Co. of Cal. v. Petrol Stops Northwest, 441 U.S. 211, 218, 99 S.Ct. 1667, 60 L.Ed.2d 156 (1979).

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Cite This Page — Counsel Stack

Bluebook (online)
559 F.3d 837, 2009 U.S. App. LEXIS 5815, 2009 WL 723265, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mcdougal-ca8-2009.