United States v. McCaskill

202 F. App'x 70
CourtCourt of Appeals for the Sixth Circuit
DecidedOctober 24, 2006
Docket05-1315
StatusUnpublished
Cited by5 cases

This text of 202 F. App'x 70 (United States v. McCaskill) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. McCaskill, 202 F. App'x 70 (6th Cir. 2006).

Opinion

STAFFORD, District Judge.

The defendant, Luther McCaskill (“McCaskñl”), appeals his conviction and sentence on charges of conspiracy, wire fraud, and possession of forged securities. We AFFIRM.

I. BACKGROUND

In 1997, Eric Hoberg (“Hoberg”) sought private, unconventional financing to build a mill in North Dakota to grind organic grains into flour. He originally sought out the services of Richard Sclar (“Sclar”), in Florida, paying Sclar $2,500 to secure fi *73 nancing for a mill expected to cost about $3,500,000. When Sclar left the country having failed to procure the financing, Sclar’s ex-wife, Sheila Greenspan (“Greenspan”), offered to help Hoberg obtain an insurance binder that could be used by Hoberg to obtain funding from a local bank or finance company. Hoberg acceded to Greenspan’s offer of assistance.

In her effort to help Hoberg, Greenspan first contacted Jay Elbel (“Elbel”) in Southern California. Describing himself as the attorney for Nigella Insurance Company (“Nigella”), whose president was Dan Cimini (“Cimini”), Elbel informed Greenspan that Nigella could handle the bonding, or insurance guarantee, for Ho-berg’s project. Because Nigella was not a double — or triple — A rated insurer, however, Greenspan was told that a major insurance company would have to reinsure, or provide an insurance wrap, for Nigella’s policy. The initial binder price for the bond and the insurance wrap was $35,000, or 1% of the targeted financing amount. The ultimate cost of the bond was to be 10% percent of the loan.

Nigella, in fact, was a sham company created by McCaskill, an insurance businessman. When McCaskill learned that Greenspan was interested in obtaining financing for a multi-million dollar project, he contacted Ardeana Vance (‘Vance”) of A-Vance Insurance Agency in Detroit, Michigan. Vance was purportedly a licensed insurance broker who could write the policy and secure the necessary wrap from a major insurer such as Kemper or Western Surety Insurance Company. Greenspan thereafter received correspondence on A-Vance Insurance Agency’s letterhead, informing her about efforts to obtain the insurance wrap and instructing her to send Hoberg’s $35,000 binder to MC & D Service Company. On September 8, 1998, Hoberg wired the money as instructed. Hoberg’s deposit was never returned to him even though no bond was ever issued and no financing was ever obtained. Instead, Hoberg’s $35,000 was split between McCaskill ($10,000), Vance ($10,-000), Cimini ($10,000) and Elbel ($5,000).

On March 20, 2002, McCaskill, Elbel, Vance, and Cimini were indicted in a 32-count indictment. The charges against Vance were dismissed before trial. Cimini entered into a plea agreement with the government, and Elbel was placed in a pretrial diversion program. Only McCaskill went to trial.

All but three counts of the indictment were dismissed by the government before trial. The surviving counts included: (1) Count One: conspiracy to execute a scheme to defraud, cause forged securities to be transported in interstate commerce, use interstate wire communications to execute the scheme to defraud, and engage in a monetary transaction in criminally derived property, all in violation of 18 U.S.C. § 371; (2) Count Twenty-Five: wire fraud, in violation of 18 U.S.C. § 1343; and (3) Count Thirty-Two: possessing a forged security in violation of 18 U.S.C. § 513.

Trial began on April 13, 2004, and ended on April 16, 2004, with the jury’s return of guilty verdicts on all three counts. McCaskill represented himself at trial, although an attorney was appointed to assist McCaskill as needed. McCaskill was sentenced to 60-month consecutive terms of imprisonment on Counts One and Twenty-five and a 68-month term of imprisonment on Count Thirty-two, for a total custodial sentence of 188 months, a bottom-of-the-guidelines sentence.

II. DISCUSSION

A. Prosecutorial Misconduct

McCaskill represented himself during trial and elected not to testify on his own *74 behalf. Before closing arguments began, in response to the prosecutor’s concern that McCaskill might try to argue facts that were not in evidence, the court explained to McCaskill (outside the presence of the jury) that his argument would have to be limited to the evidence adduced at trial. Despite the judge’s instruction, McCaskill repeatedly made factual assertions during his closing argument about his own actions and intentions — factual assertions that were not supported by the evidence adduced at trial. In response to one of these instances, in apparent exasperation, the prosecutor said: “Maybe if Mr. McCaskill would like to be put under oath.” McCaskill responded: “No, I’m trying to do a closing argument.” McCaskill did not otherwise object to the prosecutor’s comment but continued on with his argument. Thereafter, the court repeatedly cautioned McCaskill that he could not discuss facts that were not in evidence. In addition, the jury was excused at one point so that stand-by counsel could further explain the limitations placed on McCaskill’s closing comments.

McCaskill contends that the prosecutor’s comment — “Maybe if Mr. McCaskill would like to be put under oath” — was “manifestly intended” to reflect on McCaskül’s failure to testify. McCaskill agrees that the court should review this contention for plain error because he made no objection to the comment at trial. “The plain error doctrine mandates reversal only in exceptional circumstances and only where the error is so plain that the trial judge and prosecutor were derelict in countenancing it.” United States v. Slone, 833 F.2d 595, 598 (6th Cir.1987) (citations and internal quotation marks omitted). To establish plain error, a defendant must show that: (a) an error occurred in the district court; (b) the error was clear or obvious; (c) the error impacted the defendant’s substantial rights by affecting the outcome below; and (d) the error seriously affected the integrity, fairness, or public reputation of the proceedings. United States v. Koeberlein, 161 F.3d 946, 949 (6th Cir.1998), cert. denied, 526 U.S. 1030, 119 S.Ct. 1278,143 L.Ed.2d 371 (1999).

A prosecutor’s indirect comments on a defendant’s failure to testify require reversal only if “the comments were manifestly intended by the prosecutor as a comment on the defendant’s failure to testify or were of such a character that the jury would naturally and reasonably take them to be comments on the failure of the accused to testify.” Bagby v. Sowders, 894 F.2d 792, 797 (6th Cir.) (emphasis added), cert. denied, 496 U.S. 929, 110 S.Ct. 2626, 110 L.Ed.2d 646 (1990).

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Bluebook (online)
202 F. App'x 70, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mccaskill-ca6-2006.