United States v. Mavashev

455 F. App'x 107
Court of Appeals for the Second Circuit·Decided January 20, 2012·No. 10-4250-cr·Unpublished

Opinion

SUMMARY ORDER

Defendant-appellant Roman Mavashev appeals from a judgment of conviction entered on October 15, 2010, by the United States District Court for the Eastern District of New York (Irizarry, /.), following a jury trial. Mavashev was convicted of conspiracy to commit bank fraud, in violation of 18 U.S.C. § 1349, conspiracy to commit wire fraud, in violation of 18 U.S.C. § 1349, and three substantive counts of bank fraud, in violation of 18 U.S.C. § 1344. The district court sentenced Ma-vashev to 120 months’ imprisonment, five years of supervised release, restitution in the amount of $2,784,753, and $500 in spe *110 cial assessments. Mavashev raises six issues on appeal: (1) whether the district court erred in giving a conscious avoidance charge and, if not, whether the charge on this point was erroneous; (2) whether the district court improperly admitted evidence of other crimes pursuant to Federal Rule of Evidence 404(b); (3) whether the district court improperly admitted expert testimony; (4) whether the government engaged in prosecutorial misconduct during summation; (5) whether the questioning of the government’s case agent violated Mavashev’s Fifth Amendment rights; and (6) whether Mavashev’s sentence was substantively unreasonable. We assume the parties’ familiarity with the facts and procedural history of this case.

Turning first to Mavashev’s contention that the district court erred in charging the jury with a conscious avoidance instruction, we generally review jury instructions de novo, reversing only if the defendant was prejudiced by the instructions as a whole. United States v. Applins, 637 F.3d 59, 72 (2d Cir.2011). Unobjected-to instructions, however, are reviewed for plain error. United States v. Wolfson, 642 F.3d 293, 294 (2d Cir.2011) (per curiam). Here, while Mavashev did object to the inclusion of a conscious avoidance charge, he did not object to the specific language of the district court’s conscious avoidance charge. We have held that a conscious avoidance instruction is warranted when “(1) the defendant asserts the lack of some specific aspect of knowledge required for conviction, and (2) the appropriate factual predicate for the charge exists, ie., the evidence is such that a rational juror may reach the conclusion beyond a reasonable doubt that the defendant was aware of a high probability of the fact in dispute and consciously avoided confirming that fact.” United States v. Svoboda, 347 F.3d 471, 480 (2d Cir.2003) (internal quotation marks omitted). Here, Mavashev asserted that he lacked knowledge that the loan applications processed from his firms were fraudulent, and the appropriate factual predicate existed because, as Mavashev concedes, “the documentary proof and the testimony of the bank witnesses, the expert and FBI agent Moriarty were all supportive of conscious avoidance.” Def. Br. 13. Notwithstanding the factual basis for the charge, Mavashev principally contends that the charge was erroneous for two reasons. First, he argues that the charge should not have been provided because the government did not argue a conscious avoidance theory at trial. Second, he argues that even if providing the charge was appropriate, the language of this particular charge amounted to plain error.

As to Mavashev’s first argument, as Mavashev concedes, there was a factual basis for the charge of conscious avoidance. Moreover, we have held that “[t]he government need not choose between an actual knowledge and a conscious avoidance theory.” United States v. Ferguson, — F.3d -, 2011 WL 6351862, at *10 (2d Cir.2011) (citing United States v. Kaplan, 490 F.3d 110, 128 n. 7 (2d Cir.2007)). We therefore cannot conclude that the inclusion of the conscious avoidance charge was erroneous.

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United States v. Mavashev, 455 F. App'x 107 (2d Cir. 2012).

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