Case: 17-12528 Date Filed: 04/20/2018 Page: 1 of 8
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________
No. 17-12528 Non-Argument Calendar ________________________
D.C. Docket No. 2:16-cr-14059-DMM-1
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
versus
MATTHEW VAUGHN HAWKS,
Defendant - Appellant.
________________________
Appeal from the United States District Court for the Southern District of Florida ________________________
(April 20, 2018)
Before WILSON, JORDAN and BLACK, Circuit Judges.
PER CURIAM: Case: 17-12528 Date Filed: 04/20/2018 Page: 2 of 8
Matthew Hawks pled guilty to using facilities of interstate commerce to
produce visual depictions of minors engaging in sexually explicit conduct in
violation of 18 U.S.C. § 2251(a) and (e), and to possessing visual depictions of
minors engaging in sexually explicit conduct in violation of 18 U.S.C.
§ 2252(a)(4)(B) and (b)(2). He was sentenced to 360 months’ imprisonment. 1
Hawks contends his sentence is both procedurally and substantively unreasonable.
After review, we affirm.
I. PROCEDURAL REASONABLENESS
Hawks contends the district court made three erroneous findings of fact that,
in turn, “resulted in the court’s improper weighing of the sentencing factors.” See
Gall v. United States, 552 U.S. 38, 41 (2007) (recognizing that “selecting a
sentence based on clearly erroneous facts” is procedural error). But the parties
disagree, at the threshold, about the appropriate standard of review. Hawks urges
de novo review, while the Government presses plain error review.
We agree with the Government. Hawks’s counsel “object[ed] to the
reasonableness of the sentence.” But the incantation of “reasonableness” does not
preserve any and all potential procedural reasonableness objections for appellate
review. To preserve his objection for appeal, Hawks was required to “raise that
1 The district court imposed a separate sentence of 360 months as to each of the first three counts and ordered the sentences to run concurrently. The district court also imposed a single 120 month sentence as to another count, to run concurrently as well. For ease of reading, we refer to the sentence as a single sentence to 360 months’ imprisonment. 2 Case: 17-12528 Date Filed: 04/20/2018 Page: 3 of 8
point in such clear and simple language” as would “inform the district court of the
legal basis for the objection.” United States v. Massey, 443 F.3d 814, 819 (11th
Cir. 2006). Although, a party is not required to “repeat objections made during the
course of sentencing proceedings following the imposition of sentence” or “to
reargue a general objection made after sentencing if the argument in support of that
objection has previously been presented . . . and the reasons for the objection
remain clear after the sentence is pronounced,” neither caveat applies here. United
States v. Maurice, 69 F.3d 1553, 1557 (11th Cir. 1995). Nowhere in the record did
Hawks’s counsel object to the district court’s understanding of the facts.
Therefore, plain error review is appropriate. Under the plain error standard, we
examine whether there is an error, that is plain, and that has affected Hawks’s
substantial rights. United States v. Rodriguez, 398 F.3d 1291, 1298 (11th Cir.
2005). Error does not affect substantial rights unless it impacts the outcome of
district court proceedings. Id. (quotations omitted).
We begin with the first two factual findings Hawks mentions, neither of
which is plainly erroneous. Dr. Daniel Tucker, who is employed at the University
of Florida, Shands Hospital, examined Hawks in 2014 and diagnosed him with
several disorders. Shands produced several progress reports in addition to Dr.
Tucker’s diagnosis. One progress report recounts a conversation between Dr.
Tucker and Hawks’s father concerning Hawks’s discharge from treatment. During
3 Case: 17-12528 Date Filed: 04/20/2018 Page: 4 of 8
the conversation, Dr. Tucker expressed concern that Hawks “was a menace to
society” and may be “an antisocial sexual predator.” After discussing a different
diagnostic report, the district court recounted Dr. Tucker’s estimation of Hawks at
sentencing, stating: “[T]he treatment at Shands—the doctor there indicated that
Mr. Hawks may be a sexual predator. Those reports all provide reason for
concern.”
Hawks contends crediting Dr. Tucker’s statements was error because they
were not made in the context of an official diagnosis. Specifically, Dr. Tucker’s
statements “were not part of a medical/psychological report” and were not “based
on any testing conducted by Dr. Tucker.” Hawks’s contentions are unavailing.
First, the district court’s use of the term “report” is consistent with the Pre-
Sentence Investigation Report (PSI), which refers to the document as a “progress
report.” Additionally, although they are not diagnoses, the progress reports clearly
relate to the course of Hawks’s treatment—the documents issued from the hospital
where Hawks received care and include statements by his physician. Finally,
Hawks did not object to the statements’ inclusion in the PSI. Therefore, Hawks
has not shown the district court committed plain error by considering Dr. Tucker’s
statements.
Next, Hawks asserts the district court “erroneously failed to review or weigh
letters from other health care or special needs professionals from Illinois.” The
4 Case: 17-12528 Date Filed: 04/20/2018 Page: 5 of 8
district court recalled reading “letters” submitted to it. (Emphasis added).
Although the court did not specify each letter it had reviewed, the record does not
indicate that any letters other than those Hawks submitted on his own behalf were
provided to the district court. Thus, there is no evidence that the court plainly
erred by failing to consider evidence submitted by the other health care and special
needs professionals.
Third, Hawks claims the district court erroneously determined that Dr.
Pollack concluded Hawks was effectively untreatable. Hawks is correct that the
district court’s conclusion was erroneous and that the error is plain. Dr. Pollack
stated that, while medication alone would not be effective, Hawks required “an
intensive training program” in order to perform in social situations. The district
court, referring to Dr. Pollack’s report, incorrectly stated: “[D]octors have said
they don’t think medications and therapy are likely to be effective, given his
circumstances.”
But pointing out a plainly erroneous fact is not sufficient. Hawks must show
the district court’s plain error affected his substantial rights, which “almost always
requires that the error must have affected the outcome of the district court
proceedings.” United States v. Flanders, 752 F.3d 1317, 1333 (11th Cir. 2014)
(quotation omitted).
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Case: 17-12528 Date Filed: 04/20/2018 Page: 1 of 8
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________
No. 17-12528 Non-Argument Calendar ________________________
D.C. Docket No. 2:16-cr-14059-DMM-1
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
versus
MATTHEW VAUGHN HAWKS,
Defendant - Appellant.
________________________
Appeal from the United States District Court for the Southern District of Florida ________________________
(April 20, 2018)
Before WILSON, JORDAN and BLACK, Circuit Judges.
PER CURIAM: Case: 17-12528 Date Filed: 04/20/2018 Page: 2 of 8
Matthew Hawks pled guilty to using facilities of interstate commerce to
produce visual depictions of minors engaging in sexually explicit conduct in
violation of 18 U.S.C. § 2251(a) and (e), and to possessing visual depictions of
minors engaging in sexually explicit conduct in violation of 18 U.S.C.
§ 2252(a)(4)(B) and (b)(2). He was sentenced to 360 months’ imprisonment. 1
Hawks contends his sentence is both procedurally and substantively unreasonable.
After review, we affirm.
I. PROCEDURAL REASONABLENESS
Hawks contends the district court made three erroneous findings of fact that,
in turn, “resulted in the court’s improper weighing of the sentencing factors.” See
Gall v. United States, 552 U.S. 38, 41 (2007) (recognizing that “selecting a
sentence based on clearly erroneous facts” is procedural error). But the parties
disagree, at the threshold, about the appropriate standard of review. Hawks urges
de novo review, while the Government presses plain error review.
We agree with the Government. Hawks’s counsel “object[ed] to the
reasonableness of the sentence.” But the incantation of “reasonableness” does not
preserve any and all potential procedural reasonableness objections for appellate
review. To preserve his objection for appeal, Hawks was required to “raise that
1 The district court imposed a separate sentence of 360 months as to each of the first three counts and ordered the sentences to run concurrently. The district court also imposed a single 120 month sentence as to another count, to run concurrently as well. For ease of reading, we refer to the sentence as a single sentence to 360 months’ imprisonment. 2 Case: 17-12528 Date Filed: 04/20/2018 Page: 3 of 8
point in such clear and simple language” as would “inform the district court of the
legal basis for the objection.” United States v. Massey, 443 F.3d 814, 819 (11th
Cir. 2006). Although, a party is not required to “repeat objections made during the
course of sentencing proceedings following the imposition of sentence” or “to
reargue a general objection made after sentencing if the argument in support of that
objection has previously been presented . . . and the reasons for the objection
remain clear after the sentence is pronounced,” neither caveat applies here. United
States v. Maurice, 69 F.3d 1553, 1557 (11th Cir. 1995). Nowhere in the record did
Hawks’s counsel object to the district court’s understanding of the facts.
Therefore, plain error review is appropriate. Under the plain error standard, we
examine whether there is an error, that is plain, and that has affected Hawks’s
substantial rights. United States v. Rodriguez, 398 F.3d 1291, 1298 (11th Cir.
2005). Error does not affect substantial rights unless it impacts the outcome of
district court proceedings. Id. (quotations omitted).
We begin with the first two factual findings Hawks mentions, neither of
which is plainly erroneous. Dr. Daniel Tucker, who is employed at the University
of Florida, Shands Hospital, examined Hawks in 2014 and diagnosed him with
several disorders. Shands produced several progress reports in addition to Dr.
Tucker’s diagnosis. One progress report recounts a conversation between Dr.
Tucker and Hawks’s father concerning Hawks’s discharge from treatment. During
3 Case: 17-12528 Date Filed: 04/20/2018 Page: 4 of 8
the conversation, Dr. Tucker expressed concern that Hawks “was a menace to
society” and may be “an antisocial sexual predator.” After discussing a different
diagnostic report, the district court recounted Dr. Tucker’s estimation of Hawks at
sentencing, stating: “[T]he treatment at Shands—the doctor there indicated that
Mr. Hawks may be a sexual predator. Those reports all provide reason for
concern.”
Hawks contends crediting Dr. Tucker’s statements was error because they
were not made in the context of an official diagnosis. Specifically, Dr. Tucker’s
statements “were not part of a medical/psychological report” and were not “based
on any testing conducted by Dr. Tucker.” Hawks’s contentions are unavailing.
First, the district court’s use of the term “report” is consistent with the Pre-
Sentence Investigation Report (PSI), which refers to the document as a “progress
report.” Additionally, although they are not diagnoses, the progress reports clearly
relate to the course of Hawks’s treatment—the documents issued from the hospital
where Hawks received care and include statements by his physician. Finally,
Hawks did not object to the statements’ inclusion in the PSI. Therefore, Hawks
has not shown the district court committed plain error by considering Dr. Tucker’s
statements.
Next, Hawks asserts the district court “erroneously failed to review or weigh
letters from other health care or special needs professionals from Illinois.” The
4 Case: 17-12528 Date Filed: 04/20/2018 Page: 5 of 8
district court recalled reading “letters” submitted to it. (Emphasis added).
Although the court did not specify each letter it had reviewed, the record does not
indicate that any letters other than those Hawks submitted on his own behalf were
provided to the district court. Thus, there is no evidence that the court plainly
erred by failing to consider evidence submitted by the other health care and special
needs professionals.
Third, Hawks claims the district court erroneously determined that Dr.
Pollack concluded Hawks was effectively untreatable. Hawks is correct that the
district court’s conclusion was erroneous and that the error is plain. Dr. Pollack
stated that, while medication alone would not be effective, Hawks required “an
intensive training program” in order to perform in social situations. The district
court, referring to Dr. Pollack’s report, incorrectly stated: “[D]octors have said
they don’t think medications and therapy are likely to be effective, given his
circumstances.”
But pointing out a plainly erroneous fact is not sufficient. Hawks must show
the district court’s plain error affected his substantial rights, which “almost always
requires that the error must have affected the outcome of the district court
proceedings.” United States v. Flanders, 752 F.3d 1317, 1333 (11th Cir. 2014)
(quotation omitted). Hawks has not made the required showing. The district court
explicitly considered several factors aside from Dr. Pollack’s report that supported
5 Case: 17-12528 Date Filed: 04/20/2018 Page: 6 of 8
the district court’s emphasis on the need to protect society, including: Hawks’s
manipulative and deceitful behavior while chatting with his victims, his ability to
violate his probation even while under strict supervision, his attempts to directly
contact other young girls, and Dr. Tucker’s opinion that Hawks was a danger to
society. Given these other factors, Hawks has not shown the district court’s
erroneous understanding of Dr. Pollack’s report affected the outcome of the
sentencing.
II. SUBSTANTIVE REASONABLENESS
Once we determine that a sentence is procedurally sound, we must examine
whether the sentence is substantively reasonable in light of the record and the
§ 3553(a) factors. Gall, 552 U.S. at 51 (2007). The party who challenges a
sentence’s substantive reasonableness bears the burden of showing it is
unreasonable in light of the record and § 3553(a) factors. United States v. Tome,
611 F.3d 1371, 1378 (11th Cir. 2010). We vacate if left with the “firm conviction
that the district court committed a clear error of judgment in weighing the
§ 3553(a) factors by arriving at a sentence that lies outside the range of reasonable
sentences dictated by the facts of the case.” United States v. Irey, 612 F.3d 1160,
1190 (11th Cir. 2010) (en banc). However, “[w]e are not often left with [that]
definite and firm conviction because, as we have explained, our examination of the
sentence is made through the prism of abuse of discretion.” Id. (quotation omitted).
6 Case: 17-12528 Date Filed: 04/20/2018 Page: 7 of 8
Hawks asserts the district court, in weighing the sentencing factors, failed to
consider “significant mitigating circumstances.” More specifically, Hawks
contends the district court failed to give due consideration to his mental limitations
and “the opinions of health care and special needs professionals” who believed
Hawks was “not a danger to the community.” 2
Hawks has not shown his sentence is substantively unreasonable. The
district court considered Hawks’s diminished capacity, stating: “It is clear Mr.
Hawks has diminished capacity and has had serious issues since he was quite
young and has been evaluated a number of times.” The district court also
acknowledged the mitigating impact of this fact—immediately before addressing
Hawks’s limitations the district court reflected, “I find the sentencing in this case
to be very, very difficult.” The record contains evidence, which the district court
was entitled to credit, that cast doubt on representations that Hawks was not a
danger to the community. Tesa Sansbury, one of the medical professionals who
evaluated Hawks, determined that he required 24-hour supervision in order to
ensure he did not come into questionable contact with minors. The record also
showed that Hawks demonstrated predatory and manipulative behavior in his chats
2 Hawks also re-asserts his argument that the district court’s erroneous factual conclusions led to an improper weighing of the § 3553(a) factors. As discussed above, this argument is subject to plain error review and fails because Hawks has not demonstrated an impact on his substantial rights. 7 Case: 17-12528 Date Filed: 04/20/2018 Page: 8 of 8
with young women, and circumvented the restrictions of his probation by
accessing the internet to target young girls in chatrooms.
Finally, Hawks asserts his sentence is substantively unreasonable because
other, graver offenders with mental limitations have received less harsh sentences.
This argument, too, is unavailing. Hawks’s sentence of 360 months’ imprisonment
is below the guidelines range of 1,200 months. After considering all the factors,
the district court varied downward by 840 months. The district court also ruled
that the 30 year sentence it was imposing would run concurrently with a 10-year
sentence Hawks was already serving. Comparison with the cases Hawks cites does
not leave us with a “firm conviction” that the district court clearly erred in
imposing his below-guidelines sentence.
Hawks has not shown his sentence is substantively or procedurally
unreasonable. Accordingly, we affirm Hawks’s sentence.
AFFIRMED.