United States v. Martinez

12 M.J. 801, 1981 CMR LEXIS 568
CourtU.S. Navy-Marine Corps Court of Military Review
DecidedDecember 18, 1981
DocketNMCM 80 2547
StatusPublished
Cited by9 cases

This text of 12 M.J. 801 (United States v. Martinez) is published on Counsel Stack Legal Research, covering U.S. Navy-Marine Corps Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Martinez, 12 M.J. 801, 1981 CMR LEXIS 568 (usnmcmilrev 1981).

Opinion

ABERNATHY, Judge:

A general court-martial composed of officer members convicted appellant, contrary to his plea, of assault with intent to commit murder, a violation of Article 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 934. The court sentenced appellant to seven years confinement at hard labor, forfeiture of $430.00 pay per month for 84 months, reduction to pay grade E-l, and a bad-eonduet discharge. The officer exercising general court-martial jurisdiction approved the sentence as adjudged.

We have read the extensive briefs submitted by both appellant and the Government, examined the record of trial, and considered the oral arguments made by both parties concerning two of the eleven assignments of error. We have concluded that the findings and sentence are correct in law and fact and that no error materially prejudicial to the substantive rights of appellant was committed. However, four assignments of error, numbers I, V, VI and VIII, merit some discussion.

I
THE MILITARY JUDGE ERRED IN DENYING THE APPELLANT’S MOTION TO REOPEN THE PRETRIAL INVESTIGATION.
(A) THE INVESTIGATING OFFICER AND MILITARY JUDGE IMPROPERLY DETERMINED THAT THE APPELLANT’S REQUESTED WITNESSES WERE UNAVAILABLE.
(B) THE APPELLANT WAS DENIED A PRETRIAL INVESTIGATION [804]*804BEFORE A DISINTERESTED AND IMPARTIAL JUDICIAL OFFICER AS GUARANTEED BY THE DUE PROCESS CLAUSE OF THE FIFTH AMENDMENT OF THE UNITED STATES CONSTITUTION.

1(A)

At the initial Article 39(a), UCMJ, 10 U.S.C. § 839(a), session of appellant’s trial, individual military counsel moved to reopen the pretrial investigation “for an opportunity to obtain either in person or through some sort of statements, actually in person, interview witnesses on board the USS DEWEY (DDG 45) and the USS TRIPPE (FF 1075)....” (R. 23). During the course of the hearing it was determined that the DEWEY, the victim’s and appellant’s unit ship, had deployed to South America. Message traffic had been attempted as a means of obtaining information regarding the case, but this method was ineffective. The military judge felt that, based upon the prospective issues in the trial, there certainly were material witnesses on board the deployed vessels, especially as affected the credibility of the accused’s performance as a sailor and his reputation for violence. (R. 39). Accordingly, the military judge recommended to the convening authority that trial counsel, individual military counsel, and assistant defense counsel be allowed to travel to South America to interview any of the DEWEY or TRIPPE shipmates they chose. Counselors did travel to the ships and subsequently interviewed members of the crew.

On 11 October 1979, the court-martial reconvened an Article 39(a) session. Motion to reopen the pretrial investigation was again entertained by a new military judge. Defense counsel based this motion upon two grounds: (a) to effectuate a meaningful cross-examination of the victim based upon the information gathered from shipmates during the recent excursion to South America; and, (b) to submit character reputation evidence of the accused and the victim. Defense counsel argued that then, the convening authority could make an informed forum referral based upon these recent, relevant considerations. (R. 62-65). In support of this motion appellant called the investigating officer, Captain (CAPT) Nangle, U. S. Marine Corps, as his only witness.

On direct examination CAPT Nangle testified that witness requests were made for several of the ships’ crewmembers, but he summarily ruled them all unavailable. Defense counsel stressed the issue of credibility, for both the victim and the accused, as an important material factor in support of the witness requests. Defense counsel, however, could not offer any particular, proposed testimony of the requested witnesses to substantiate alleged materiality. The military judge asked CAPT Nangle just what conclusions were made in his witness availability analysis. CAPT Nangle responded: first, given no evidence which showed that the request was for material witnesses, and second, given the fact that both counsel verified that the ships were deployed to South America, he chose not to go to the witnesses’ commanding officer with an • availability request as recommended by paragraph 34<J, Manual for Courts-Martial, 1969 (Rev.) (MCM).1

The military judge denied defense’s second motion to reopen the pretrial investigation with the proviso that defense counsel could depose the victim to establish a record of cross-examination based upon the recent shipmate interviews, for trial purposes. This proviso was accepted.

After a review of the purpose and background of an Article 32 investigation, witness availability standards thereunder, and the circumstances of the case, we find that the pretrial investigating officer properly ruled that the requested witnesses were unavailable.

[805]*805The two-fold purpose of an Article 32 pretrial investigation is substantially entrenched in the military justice system: first, as a discovery tool for the accused, and second, as a means of establishing probable cause for referring the charges to trial. United States v. Ledbetter, 2 M.J. 37 (C.M.A.1976); United States v. Samuels, 10 U.S.C.M.A. 206, 27 C.M.R. 280 (1959); United States v. Wagner, 10 M.J. 546 (N.M.C.R.1980); United States v. Alford, 8 M.J. 516 (A.C.M.R.1979); United States v. Chestnut, 4 M.J. 624 (A.F.C.M.R.1977); See Murphy, The Formal Pretrial Investigation, 12 Mil.L.Rev. 1 (1961); paragraph 34a, MCM.

Neither the Code, nor the Manual defines “available” as it applies to witnesses requested for the Article 32 investigation. Since 1976, however, the Court of Military Appeals has established a balancing test for addressing the issue of pretrial investigation witness availability. Witness availability cannot be measured solely in terms of distance. The significance of the witness’ testimony must be weighed against the relative difficulty and expense of obtaining the witness’ presence at the investigation. United States v. Ledbetter, supra at 44. In the wake of decisions which have followed,2 one case more particularly addresses the principles and circumstances which faced CAPT Nangle.

Since the Article 32 investigation operates as a discovery proceeding for the accused and stands as a bulwark against baseless charges, the balancing test set out in United States v. Ledbetter, supra, must be employed to determine the availability of a witness for either side whose presence is requested in furtherance of those purposes. United States v. Thomas, 7 M.J. 655, 657 (A.C.M.R.1979). Nevertheless, when the witness sought is not one to be called by the prosecution at trial, the defense properly may be required to provide information upon which a determination of the significanee of the witness’ testimony may be based. Id, Here, trial defense counsel failed to present the investigating officer with any information concerning the significance of the requested witnesses’ testimony that would tend to outweigh the obvious delay and expense accompanying the witnesses’ travel from South America.

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12 M.J. 801, 1981 CMR LEXIS 568, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-martinez-usnmcmilrev-1981.