United States v. Martin

668 F.3d 787, 2012 WL 411308, 2012 U.S. App. LEXIS 2640
CourtCourt of Appeals for the Sixth Circuit
DecidedFebruary 10, 2012
Docket09-1154
StatusPublished
Cited by49 cases

This text of 668 F.3d 787 (United States v. Martin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Martin, 668 F.3d 787, 2012 WL 411308, 2012 U.S. App. LEXIS 2640 (6th Cir. 2012).

Opinion

OPINION

KAREN NELSON MOORE, Circuit Judge.

Defendant-Appellant Jawan Martin (“Martin”) appeals the judgment entered against him based on a guilty plea that he unsuccessfully tried to withdraw pro se at his sentencing hearing. On the second day of his trial on twenty-three counts relating to a series of bank robberies, Martin pleaded guilty to two counts of using or carrying a firearm during and in relation to a crime of violence under 18 U.S.C. § 924(c)(1)(A). Three months later at his sentencing hearing, when Martin was asked if he had anything to say before sentencing, he attempted to withdraw his plea. The district court denied his request *790 from the bench. Martin appeals from the decision to enter his guilty plea and the decision to deny his motion to withdraw the guilty plea. He also alleges that ineffective assistance of counsel caused him to plead guilty when he otherwise would not have done so.

For the following reasons, we AFFIRM the district court’s judgment. Because ineffective assistance of counsel is not clear from the record, we decline to evaluate the merits of that claim.

I. BACKGROUND

On the second day of Martin’s jury trial, during a recess, counsel for the government negotiated a plea agreement under Federal Rule of Criminal Procedure 11 (“Rule 11”) with Martin’s counsel. After a second recess to allow Martin time to review the agreement with his counsel, Martin’s attorney informed the district court that Martin was ready to proceed with the plea. R. 184 (Plea Hr’g Tr. at 4:17-21). The district court proceeded to conduct a lengthy colloquy with Martin, confirming on numerous occasions his desire to plead guilty to the two counts set forth in the written plea agreement, his willingness to relinquish certain constitutional rights by pleading guilty, and the factual predicate for each offense in the agreement.

Because the dispute with respect to the adequacy of the colloquy relates to the mandatory minimum sentence, a few more details regarding that exchange are necessary. The district court initially read aloud each count Martin faced as set forth in the second superseding indictment. With respect to the two counts to which Martin was pleading guilty, the district court stated that each charge “carries with it a term of incarceration of five years to life, a fine of up to $250,000, as well as a supervised release term of up to five years.” Id. at 16:22-25, 21:7-10. Upon reading all twenty-six counts, counsel for both Martin and the government confirmed that the district court stated the charges and sentencing consequences correctly. Martin confirmed that he had discussed the charges and the sentencing consequences with his attorney and that he had no questions regarding either. Id. at 27:16-28:1.

The actual mandatory minimum that Martin faced was thirty-two years. The basis for the increase was that on both counts Martin admitted brandishing a weapon and the second count qualified as a subsequent offense. The written plea agreement stated thirty-two years as both the mandatory minimum and the sentence Martin was to receive. The district court informed Martin of this number when it read aloud the terms of the written plea agreement to Martin. Martin confirmed he saw the line stating, “[pjursuant to 18 U.S.C., Section 924(c), defendant will serve a mandatory minimum sentence of 32 years,” as well as the line stating, “Martin will be sentenced to 32 years imprisonment.” Martin had no questions regarding either statement. Id. at 33:23-34:14.

Following the lengthy colloquy, the district court found that Martin’s plea was made “knowingly, freely and voluntarily, and that the elements of the offenses under Count 14 and 22 of the indictment have been made out in open court here by Mr. Martin’s statements.” Id. at 44:2-6. The district court accepted Martin’s guilty plea and said, “[t]he Rule 11 is taken under advisement.” Id. at 44:7-8.

Martin’s sentencing hearing was held three months later on December 23, 2008. At the beginning of the hearing, the district court “aceept[ed] the Rule 11” on motion from both parties. R. 185 (Sentencing Hr’g Tr. at 4:3-4). The district court then reviewed the Presentence Re *791 port (“PSR”) with the parties, and Martin made a few minor corrections on the record. Id. at 5:9-6:20. Martin’s attorney-spoke briefly regarding Martin’s family support and his rough childhood. Id. at 7:7-9:5. When counsel finished, the district court asked if Martin had anything to say, and for the first time Martin indicated that he felt he should be able to withdraw his guilty plea:

Martin: First, I want to start off and say that I feel like I should be able to withdraw my plea deal, because due to the fact that my lawyer told me it was a 32 cap. But when I came in front of you, I found out it was a 32 flat years. And that wasn’t explained to me. It wasn’t explained to me that I wouldn’t be able to come back on appeal. It wasn’t explained to me that my PSI report will not ... be able to help me in any kind of way. All these things wasn’t explained to me until I got in front of you and signed the plea deal. So when you did ask me, did I understand what was going on, at the time I was confused, because I signed some papers, so I’m thinking whatever I say to you didn’t mean nothing.

Id. at 9:17-10:7. The district court expressed confusion over what exactly Martin wanted, finally asking, “are you asking me to allow you to withdraw from the plea? Is that what you’re asking me?” Id. at 15:4-6. And Martin confirmed: “That’s what I’m asking the Court, yes, Your Honor.... Due to the fact that all the stipulations was not explained to me in the plea agreement.” Id. at 15:7-12. The district court denied his request orally from the bench, stating that Martin’s request was contrary to his prior statements, that withdrawal would prejudice the government because it accepted the plea in the middle of a complex trial, and that the court saw no basis to grant the request. The district court also indicated respect for Martin’s attorney, who remained silent during this entire time. Id. at 15:13-23.

II. KNOWING, VOLUNTARY, AND INTELLIGENT PLEA

Martin claims that his plea was not knowing, voluntary, and intelligent, because the district court failed to comply with the requirements of Rule 11 before accepting his plea. We review a potential violation of Rule 11 for harmless error. Fed.R.Crim.P. 11(h); United States v. Vonn, 535 U.S. 55, 58, 122 S.Ct. 1043, 152 L.Ed.2d 90 (2002); United States v. Valdez, 362 F.3d 903, 908 (6th Cir.2004). A violation is harmless error “if it does not affect [the defendant’s] substantial rights.” Fed.R.Crim.P.

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Bluebook (online)
668 F.3d 787, 2012 WL 411308, 2012 U.S. App. LEXIS 2640, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-martin-ca6-2012.