United States v. Marmolejas

112 F. App'x 779
CourtCourt of Appeals for the Second Circuit
DecidedOctober 27, 2004
DocketNos. 02-1577L, 02-1582CON
StatusPublished
Cited by6 cases

This text of 112 F. App'x 779 (United States v. Marmolejas) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Marmolejas, 112 F. App'x 779 (2d Cir. 2004).

Opinion

CORRECTED SUMMARY ORDER

ON CONSIDERATION WHEREOF, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the judgment of the District Court be and it hereby is AFFIRMED.

Defendants-Appellants Thomas Marmolejas and Jaime Gomez appeal judgments of conviction in the United States District Court for the Southern District of New York (Chin, J.) on seven counts for conduct related to their participation in a murder-for-hire on behalf of a heroin distribution organization. Separately, they challenge several of Judge Chin’s rulings at trial. Gomez contends (i) that his Sixth Amendment rights to a “meaningful defense,” and to the “effective assistance of counsel,” were violated by Judge Chin’s ruling that the government could introduce Gomez’s proffer agreement to rebut any contradictory theories offered by Gomez at trial; and (ii) that his conviction on the counts related to narcotics conspiracy should be vacated because the Court failed properly to instruct the jury with respect to those charges, and because the evidence did not support the convictions.

Marmolejas contests two evidentiary rulings at trial — (i) the admission under the residual hearsay exception, Fed. R.Evid. 807, of an abstract of a co-defendant’s driving record, as well as a copy of his license photograph and signature, and (ii) the admission as “tools of the trade” of a group of firearms that were not used in the charged offenses — and a sentencing issue — (iii) that 18 U.S.C. § 1958(a), contrary to Judge Chin’s understanding, did not require imposition of a term of life imprisonment. We reject each of these [781]*781arguments and affirm the Appellants’ convictions. Familiarity with the evidence adduced at trial and the parties’ arguments, where not set forth below, will be assumed.

I. The Enforcement of Gomez’s Proffer Agreement with the Government

Gomez argues that he was denied the right to put on a meaningful defense by Judge Chin’s enforcement of a Proffer Agreement that Gomez entered into with the Government in the unsuccessful pursuit of a cooperation agreement. The Agreement provided that if the negotiations proved unsuccessful the Government would not offer any of Gomez’s statements at trial in its ease-in-chief, but that it could use them “to rebut any evidence or arguments offered by or on behalf of’ him. In a pre-trial ruling, Judge Chin held that he would be “hard pressed” to accept arguments or evidence offered by Gomez at trial that contradicted his proffer statements without also permitting the government to introduce the Agreement.

Relying principally on United States v. Duffy, 133 F.Supp.2d 213 (E.D.N.Y.2001), Gomez argues on appeal that at trial the use of a proffer agreement should be limited to the cross-examination of the defendant, if he testifies, but should not be extended to rebutting arguments advanced by counsel on his behalf. His argument, however, is foreclosed by our recent decision in United States v. Velez, 354 F.3d 190, 195 (2d Cir.2004), where we held a similar proffer agreement was enforceable if knowingly and voluntarily entered. Since Gomez does not contend that his execution of the proffer agreement was anything but knowing and intelligent, we affirm the District Court’s enforcement of the agreement.

II. The Narcotics Conspiracy Counts

Gomez also challenges his conviction on the two counts of the indictment pertaining to participation in a narcotics conspiracy, principally on the ground that his agreement to commit murder-for-hire on behalf of the heroin distribution ring was not an “independent agreement ... to join the ranks of the conspiracy.” United States v. Zabare, 871 F.2d 282, 287 (2d Cir.1989). Specifically, he challenges both Judge Chin’s jury instruction on these counts and the sufficiency of the evidence on which he was convicted. Both arguments are without merit.

First, Judge Chin’s jury instruction on the narcotics conspiracy counts did not “mislead[ ] the jury as to the correct legal standard [nor] [in]adequately inform the jury on the law.” United States v. Masotto, 73 F.3d 1233, 1238 (2d Cir.1996). He did not merely instruct that a “single act was sufficient to prove participation in a conspiracy,” as Gomez suggests, but that a defendant “may be guilty of conspiracy ... if he was involved in only one transaction with the conspiracy ... only if he participated in the transaction with knowledge of the conspiracy’s unlawful purpose and with the intent of furthering the conspiracy’s business or objective.” We see no error of law in this instruction. See, e.g., United States v. Giraldo, 80 F.3d 667, 673 (2d Cir.1996) (“[A] defendant’s participation in a single transaction can, on an appropriate record, suffice to sustain a charge of knowing participation in an existing conspiracy, if the other evidence permits an inference that the defendant had knowledge of the conspiracy and intended to join.” (internal quotation marks and citations omitted)).

Further, the specific instruction to which Gomez claims he was entitled — that “the mutual cooperation between the outsider [Gomez] and the conspirator [Reyes and Peralta] in the context of the single crime [murder-for-hire] is not a substitute for proof of an independent agreement on [782]*782the part of the outsider to join the ranks of the conspiracy,” Zabare, 871 F.2d at 287 (2d Cir.1989)—“did not accurately represent the law in every respect.” United States v. Abelis, 146 F.3d 73, 82 (2d Cir.1998); see also United States v. Vasquez, 82 F.3d 574, 577 (2d Cir.1996) (“A conviction will not be overturned for refusal to give a requested charge ... unless that instruction is legally correct, represents a theory of defense with basis in the record that would lead to acquittal, and the theory is not effectively presented elsewhere in the charge.” (emphasis added)). The “single transaction rule,” set forth in Zabare, 871 F.2d at 287, has been invoked by this Court only in the context of a contraband purchaser’s alleged participation in the greater conspiracy of trafficking in such contraband. See, e.g., United States v. Zeuli, 137 F.2d 845, 847 (2d Cir.1943) (holding that the “single transaction rule” protects a purchaser of stolen goods, who by definition must know the goods to be stolen, from being made party to the original theft via conspiracy). We have never extended it to a situation where the defendant is aware of the greater operation and commits an independent crime in the furtherance of that operation’s goals. Thus, we reject the contentions that Judge Chin’s instruction on the narcotics conspiracy counts was erroneous, and that he should have adopted Gomez’s proposed instruction based on the “single transaction rule.”

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Related

Gomez v. United States
S.D. New York, 2021
Marmolejos v. United States
789 F.3d 66 (Second Circuit, 2015)
United States v. Gomez
644 F. Supp. 2d 362 (S.D. New York, 2009)

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112 F. App'x 779, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-marmolejas-ca2-2004.