United States v. Mark Gilliam

384 F. App'x 497
CourtCourt of Appeals for the Sixth Circuit
DecidedJuly 8, 2010
Docket08-5943
StatusUnpublished
Cited by3 cases

This text of 384 F. App'x 497 (United States v. Mark Gilliam) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mark Gilliam, 384 F. App'x 497 (6th Cir. 2010).

Opinion

COOK, Circuit Judge.

Mark Gilliam appeals his convictions and sentence after pleading guilty to robbery and brandishing a firearm during a crime of violence. We affirm his conviction, but remand for resentencing.

I.

With his criminal trial already underway, Gilliam agreed to change his plea in exchange for the Government’s dropping *498 certain charges. Gilliam eventually pleaded guilty to robbery under 18 U.S.C. § 1951 and brandishing a firearm under § 924(c)(1 )(A)(ii). The court extensively questioned him before accepting the plea; Gilliam testified that no one pressured him to plead guilty and that his lawyer’s representation satisfied him. Ten weeks later, Gilliam moved pro se to withdraw his plea, claiming that counsel’s ineffectiveness at trial intimidated him into pleading guilty. He simultaneously sought appointment of substitute counsel. The district court denied both requests after holding an eviden-tiary hearing, at which Gilliam was represented by the same appointed counsel about whom he had complained.

At the later sentencing hearing, the Government presented evidence of Gilliam’s threats to witnesses and extensive criminal history, including his nickname, “Kill’em Gilliam.” Over counsel’s objection, the court applied a career-offender enhancement to the Guidelines range for the robbery charge and sentenced Gilliam to 240 months’ imprisonment for robbery, with a consecutive 240 months for brandishing. On appeal, Gilliam -challenges the denial of his motion for substitute counsel and the application of the career-offender enhancement.

II.

A.

Gilliam first argues that, because the district court required him to proceed at both the plea-withdrawal evidentiary hearing and sentencing while still counseled by the lawyer with whom Gilliam was dissatisfied, he was denied his Sixth Amendment rights. He seems to argue that, once he complained about counsel’s performance, no constitutionally sufficient representation by that lawyer could follow.

“Once a defendant expresses his dissatisfaction with counsel, the district court is obliged to conduct an inquiry into the defendant’s complaint to determine whether there is good cause for substitution of counsel.” United States v. Vasquez, 560 F.3d 461, 466 (6th Cir.2009). We review the court’s decision under an abuse-of-discretion standard and consider:

(1) the timeliness of the motion, (2) the adequacy of the court’s inquiry into the matter, (3) the extent of the conflict between the attorney and client and whether it was so great that it resulted in a total lack of communication preventing an adequate defense, and (4) the balancing of these factors with the public’s interest in the prompt and efficient administration of justice.

Id. (quoting United States v. Mack, 258 F.3d 548, 556 (6th Cir.2001)).

The district court scheduled one eviden-tiary hearing to consider both the substitute-counsel motion and the plea-withdrawal issue. Because Gilliam’s appeal does not challenge the denial of his motion to withdraw his plea, we address his claims of error in the denial of substitute counsel, beginning with the court’s observation about Gilliam’s untimely filing. The district court noted that “approximately ten weeks elapsed between the entry of the guilty pleas ... and the filing of Mr. Gilliam’s motion” and that Gilliam failed to -offer any reason why he failed to file the motion raising the coercion claim immediately after the plea. When the district court asked why Gilliam failed to mention these problems at the time he entered the guilty plea, Gilliam responded that he was “not really familiar with what I was supposed to do in these cases at all.” The court refused to “play that game” and told Gilliam that he had “been in court more than practically any defendant I’ve ever seen, so don’t tell me you’re not familiar with court procedures.”

The district court adequately investigated Gilliam’s complaints about counsel. *499 The court inquired as to why, if Gilliam was dissatisfied with his representation, he had verified his satisfaction at the earlier change of plea hearing. Gilliam could offer no better answer than that he “made a mistake.” When asked about his complaints with counsel’s representation, Gilliam claimed that he was told “if you take this plea right here, you’ll probably get a lesser sentence than what you’re going to be facing because you don’t have [any] chance of winning.” The court, however, explained that it was counsel’s proper function to “give you his best estimate of your chance at trial and tell you what the consequences of going to trial are.” Though Gilliam faulted his attorney for failing to present certain evidence to the jury, the court repeatedly noted that “[t]he time had not come yet for your lawyer to present your case when you told me that you wanted to plead guilty.”

Gilliam’s articulation of his complaints about his communications with his existing lawyer — including claims of intimidation— failed to persuade the court. Gilliam alleged that counsel intimidated him into pleading guilty by suggesting he could receive a lesser sentence through a plea. Counsel confirmed that he advised Gilliam “that the outcome would have been horrendous for him had he not chosen to accept the plea in this particular case.” The court opined that advising a defendant to plead guilty and avoid a greater sentence simply “is not intimidation.” And though Gilliam claimed that the degradation of his relationship with counsel resulted in a total lack of communication, the record reflects that: Gilliam told the court that he had sufficient time to discuss entering the guilty plea with his lawyer, and counsel later met with Gilliam to review the Presentence Investigation Report (PSR). The very nature of his coercion claim — that his lawyer told him to take the plea because of the possible ramifications of refusing to admit guilt — confirms that attorney-client communication occurred. Thus, all relevant factors militated against Gilliam’s request for substitute counsel.

The district court also asked Gilliam’s counsel whether he wanted to be heard on the motion for substitute counsel. Counsel’s statement at the hearing was this:

Your Honor, the advice that we gave Mr. Gilliam was good advice for him in terms of my experience as an attorney and the fact of the sentence that he could potentially serve if convicted on all counts in this indictment. This was probably the lesser of the, the two avenues to approach the case, and it also didn’t take into effect there was a potential finding out there of a continuing criminal enterprise — and I’m not certain that he, that the court would have found it was a continuing criminal, excuse me, a firearm charge, career criminal, the firearm charge, I misspoke, your Honor; and based upon that, that the outcome would have been horrendous for him had he not chosen to accept the plea in this particular case.
I think I gave him my best advice. I still think it was good advice.

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384 F. App'x 497, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mark-gilliam-ca6-2010.