United States v. Marion Bruce Phelps

490 F.2d 644, 1974 U.S. App. LEXIS 10622
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 11, 1974
Docket73-1260
StatusPublished
Cited by35 cases

This text of 490 F.2d 644 (United States v. Marion Bruce Phelps) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Marion Bruce Phelps, 490 F.2d 644, 1974 U.S. App. LEXIS 10622 (9th Cir. 1974).

Opinion

KELLEHER, District Judge:

Appellant and six others were charged in an eight count indictment with conspiracy to manufacture and distribute controlled substances, in violation of 21 U.S.C. §§ 841, 844 and 846. Appellant was named in four counts: in count two he was charged with the sale of phency-clidine hydrochloride (PCP), a proscribed substance; in count three he was charged with a further and separate sale thereof on a later date; in count four he was charged with possession thereof with the intent to distribute; and in count eight he was charged with conspiracy to violate the laws of the United States pertaining to the possession and distribution of controlled substances.

The appellant and other defendants in the trial court moved to suppress all items of evidence seized as a result of simultaneous raids carried out in three separate locations. The primary grounds relied upon and with which we are here concerned, were alleged noncompliance with 18 U.S.C. § 3109, which provides:

“BREAKING DOORS OR WINDOWS FOR ENTRY OR EXIT.—
“The officer may break open any outer or inner door or window of a house, or any part of a house, or anything therein, to execute a search warrant, if, after notice of his authority and purpose, he is refused admittance or when necessary to liberate himself or a.person aiding him in the execution of the warrant.”

After three days of pretrial eviden-tiary hearings, the trial court granted two of the motions to suppress but denied appellant’s motion based on the search of his residence. This denial and the subsequent admission into evidence of the fruits of this search constitutes the basis of appellant’s case on appeal. All the fruits of the search, admittedly, were highly probative of defendant’s guilt of the charges of which he stands convicted; we treat the admission of the challenged evidence as prejudicial error if wrongfully admitted.

During trial, appellant’s motion for judgment of acquittal with respect to the conspiracy charge of count eight was granted. Thereafter, the jury returned a verdict of guilty as charged on counts two, three and four. Appellant moved for a new trial on the grounds that, inter alia, the introduction of evidence seized in the raid on appellant’s home violated 18 U.S.C. § 3109. The motion was denied and appellant filed a timely notice of appeal from the judgment of conviction.

On appeal appellant asserts that: (1) the federal agents failed to comply with 18 U.S.C. § 3109, and (2) by not proving any facts showing exigent circumstances to justify a ten-second delay before forcible entry into the appellant’s home, the government has failed to meet its burden to excuse non-compliance with 18 U.S.C. § 3109.

The only facts with which we are here concerned are those upon which the trial court based its findings in denying the motion to suppress evidence seized at the home of the appellant. Viewed, as it must be, in the light most favorable to the appellee, Glasser v. United States, 315 U.S. 60, 80, 62 S.Ct. 457, 86 L.Ed. 680 (1942), the evidence established facts as follows:

A daytime entry into appellant’s residence in Burlingame was made by three federal narcotics agents who had warrants authorizing, respectively, the *646 search of the premises and the arrest of appellant. One of the agents, at approximately 1:00 p. m., knocked at the front door of appellant’s residence at least twice and loudly announced that he and the others with him were federal agents with a search warrant for the premises. After hearing dog-barking and movement, but no other response, he forced open the door, entered the residence and in the kitchen found appellant who appeared slow to react, listless and apparently recovering from a dose of some unknown drug. An interval of five or ten seconds elapsed between the time that the agent first knocked and announced his identity and purpose and then he repeated this procedure; thereafter, another five to ten seconds elapsed and the agent then forced open the door and entered the premises. Another federal agent was at a side door of the premises, heard shouting at the front door, and entered the premises after the front door was forced and after the agents there made their entry.

Appellant here relies on his own testimony and that of other of his witnesses generally to the effect that there was no prior knocking heard by him or reacted to by his dog, as could be expected when a stranger knocked. The trial court apparently disbelieved this evidence as probative in any way of the absence of prior knocking. We cannot disturb this finding of the trial court unless convinced that it is clearly erroneous. United States v. Page, 302 F.2d 81, 85 (9th Cir. 1962) (en banc). We are not so convinced.

We are faced with a narrow issue, but one of importance to those concerned with the proper application of a statute clearly designed to inhibit the overly zealous intrusion into the sanctity of the home by officers overly eager to execute a warrant. The narrow issue is as follows: On this record can we hold as a matter of law that there was error by the trial court in finding that the government agent was “refused admittance” so as to authorize him to “break open any . . . door ... of a house”, within the meaning of 18 U.S.C. § 3109? We think not and, accordingly, affirm the judgment of conviction.

Taken as a whole, powerful arguments and strong showings were made in the trial court by the several defendants in support of their various motions to suppress. But the power and strength of the several motions cannot be regarded in their totality so as to avail this appellant on his case here. Despite his efforts to persuade us by the record of other extraneous acts by other agents at other premises, we are constrained to consider only the evidence relating to the narrow issue of whether the forced entry of the appellant’s premises was contrary to law; that is the only issue before us.

Appellant relies heavily for his case here on some of the occurrences and some of the acts of government agents related to raids, searches and seizures of residences other than his own, but of co-defendants. Many pages of his briefs are devoted to recitals of government action, and to an invitation to us to view the motion pictures of the “Garbersville Raid”. We are sufficiently informed by the record to observe that in these other raids there appeared to be action by the officers which the law proscribes under section 3109 and otherwise.

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Bluebook (online)
490 F.2d 644, 1974 U.S. App. LEXIS 10622, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-marion-bruce-phelps-ca9-1974.