United States v. Mario Thomas

838 F.3d 926, 2016 U.S. App. LEXIS 17459, 2016 WL 5349289
Court of Appeals for the Eighth Circuit·Decided September 26, 2016·No. 16-1283·Published·Cited by 5 cases

Opinion

PER CURIAM.

Mario Thomas appeals the district court’s 1 enhancement of his sentence under the United States- Sentencing Guidelines (U.S.S.G. or Guidelines), and we affirm. Thomas was convicted of distributing cocaine base. At sentencing the district court applied the Guidelines’ career-offender enhancement on the basis of two prior convictions, one of which was for first-degree battery under §5-13-201 of the Arkansas Code. That statute enumerates several classes of conduct that qualify as first-degree battery, including: “With the purpose of causing serious physical injury to another person, the person causes serious physical injury to any person by means of a deadly weapon.” Ark. Code Ann. § 5—13—201(a)(1). The Arkansas Code defines “serious physical injury” as “physical injury that creates a substantial risk of death or that causes protracted disfigurement, protracted impairment of *928 health, or loss or protracted impairment of the function of any bodily member or organ,” id. § 6-1-102(21), and “deadly weapon” as “(A) A firearm or anything manifestly designed, made, or adapted for the purpose of inflicting death or serious physical injury; or (B) Anything that in the manner of its use or intended use is capable of causing death or serious physical injury,” id. § 5-1-102(4).

In' United States v. Boose, 739 F.3d 1185, 1188 (8th Cir. 2014), we held that § 5-13-201 prohibits a wider range of conduct than that which would be considered a crime of violence under the “force clause” of U.S.S.G. § 4B1.2(a)(l). The district court therefore employed the “modified categorical approach” when sentencing Thomas to attempt to determine whether he had been convicted under a divisible portion of § 5-13-201 prohibiting a class of conduct that qualified as a crime of violence. It looked to the information, which identified § 5-13-201 as the statute under which Thomas was charged with first-degree battery. Although that document did not in express terms identify any particular subsection of § 5-13-201, it parroted the language of subsection (a)(1), alleging that Thomas, “with the purpose to cause serious physical injury did cause serious injury to Jarnard McCree by means of a deadly weapon,” The sentencing order indicated that Thomas pled guilty to that charge and there was no evidence the information had been amended. The district court concluded that Thomas pled guilty to a violation of subsection (a)(1). It further concluded that subsection (a)(1) requires as an element the use of violent force and is therefore a crime of violence.,

The district court applied the career-offender enhancement on the basis of Thomas’s prior conviction under § 5-13-201(a)(1) and another prior conviction for delivery of a controlled substance. This resulted, after a downward adjustment for acceptance of responsibility, in an offense level of 31 and a recommended Guidelines range of 188 to 235 months’ imprisonment. The district court denied Thomas’s objection to the career-offender enhancement and sentenced Thomas to 188 months’ imprisonment. Thomas now appeals, arguing that his prior Conviction for first-degree battery under § 5-13-201 was not a crime of violence because: (1) the charging document does not specify which subsection Thomas was charged with and (2) in any event subsection (a)(1) does not require the use-actual, attempted, or threatened-of violent force. 2

“We review de novo a district court’s application of an enhancement based upon a prior conviction.” United States v. Pierson, 544 F.3d 933, 941 (8th Cir. 2008). The career-offender enhancement prescribes the offense level for certain defendants who have “at, least two prior felony convictions of either a crime of violence or a controlled substance offense.” U.S.S.G. § 4Bl.l(a)(3). The definition of a “crime of violence” includes any offense, punishable by imprisonment for a term exceeding one year, that “has as an element the use, attempted use, or threatened use of physical force against the person of another.” Id. § 4B1.2(a)(l). The Supreme Court has addressed the question of what offenses qualify as a “violent felony” under the Armed Career Criminal Act (ACCA), Johnson v. United States, 559 U.S. 133, 130 S.Ct. 1265, 176 L.Ed.2d 1 (2010), and we employ that analysis to determine whether an offense -is a crime of violence under the Guidelines, e.g., Boose, *929 739 F.3d at 1187 n.1 (noting the ACCA’s and Guidelines’ “nearly identical definitions” of “violent felony” and “crime of violence”).

Under Johnson, a previous conviction is one for a crime of violence if the crime of conviction requires as an element the actual, attempted, or threatened use of “violent force”—i.e., “force capable of causing physical pain or injury to another person.” 559 U.S. at 140, 130 S.Ct. 1265. If violent force is an element of the crime of conviction, the inquiry ends; by being convicted of that crime the defendant necessarily has been convicted of a crime employing violent force and, therefore, a crime of violence. The district court may make this determination by “looking] only to the fact of conviction and the statutory definition of the prior offense.” Taylor v. United States, 495 U.S. 575, 602, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990). This “categorical approach” is not appropriate, however, if the defendant has been convicted under a statute that defines both crimes that do and crimes that do not qualify as a crime of violence. In that case, the district court may look to certain kinds of record evidence to determine which of these crimes the defendant was convicted of— the so-called “modified categorical approach.” See United States v. Ossana, 638 F.3d 895, 899-900 (8th Cir. 2011). In the event of a past conviction based on a guilty plea, the district court may look to “the terms of the charging document, the terms of a plea agreement or transcript of colloquy between judge and defendant in which the factual basis for the plea was confirmed by the defendant, or to some comparable judicial record of this information.” Shepard v. United States, 544 U.S. 13, 26, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005). Both parties agree that the only record setting forth a factual basis for Thomas’s conviction under § 5-13-201 in this case is the charging document.

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United States v. Mario Thomas, 838 F.3d 926, 2016 U.S. App. LEXIS 17459, 2016 WL 5349289 (8th Cir. 2016).

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