United States v. Maass

Court of Appeals for the Tenth Circuit·Decided August 4, 1998·No. 96-1198·Unpublished

Opinion

F I L E D

United States Court of Appeals Tenth Circuit

UNITED STATES COURT OF APPEALS AUG 4 1998

TENTH CIRCUIT

PATRICK FISHER

Clerk

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

v. No. 96-1198 (D.C. No. 95-CR-34-02-S)

JAMES CARL MAASS, (D. Colo.)

Defendant-Appellant.

ORDER AND JUDGMENT *

Before BRORBY, EBEL, and KELLY, Circuit Judges.

James Carl Maass (“Maass”) appeals his conviction and sentence in federal district court on counts of conspiracy to distribute methamphetamine, possession with intent to distribute methamphetamine, and use of a weapon in the course of drug-related crimes. We affirm Maass’ conviction and sentence.

*

This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. This court generally disfavors the citation of orders and judgments; nevertheless, an order and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.

BACKGROUND

In November, 1994, undercover agent Thomasson began building connections with a group of individuals that law enforcement officials suspected of operating an illegal firearms ring in Colorado Springs, Colorado. Thomasson soon began to suspect that the group was more involved in selling methamphetamine than firearms, and adjusted his investigation accordingly. During the course of the investigation, a member of the group offered to introduce the agent to Maass, who was the ring’s main supplier of drugs. Maass agreed to arrange a sale of methamphetamine to Thomasson. There was evidence presented that Maass carried firearms during his drug deal with Thomasson, and that he was prepared to shoot or kill to protect his methamphetamine business.

The first sale to Thomasson took place at the parking lot of an arcade in Manitou Springs, Colorado, on the evening of December 5, 1994. This transaction was attended by Maass, Danny Flores (“Flores”) and another unidentified person. During this transaction, Maass carried a gun, and indicated to Thomasson his willingness to use it if passers by got too nosey. Thomasson gave Maass an agreed-upon sum of money. Maass then turned the money over to Flores and the unidentified person in exchange for methamphetamine.

On December 9, 1994, while visiting the home of co-conspirator Shannon McKane, Maass was arrested by Colorado Springs police officers for possession

of methamphetamine and drug paraphernalia. After his release on bond, Maass learned that one Sherrie Holmes might have been responsible for his and McKane’s arrest. Maass kidnaped Ms. Holmes, then interrogated her in an effort to ascertain the extent of her cooperation with the police. Maass murdered Ms. Holmes on January 3, 1995. 1 On January 5, 1995, Maass met with Thomasson and an undercover officer from the Colorado State Patrol to discuss ways of raising money to pay for Shannon McKane’s bond. Maass offered Thomasson a package deal of a stolen automobile, weapons, and methamphetamine to raise the necessary money. Thomasson agreed to the deal. When Maass showed up in Manitou Springs on January 10, 1995 to consummate the deal, he was arrested by Thomasson and other law enforcement personnel.

Maass was indicted for conspiracy to distribute methamphetamine, possession with intent to distribute methamphetamine, and related firearms offenses. Maass was convicted on all counts. At sentencing, the district court calculated his offense level at 43, an automatic life sentence, based upon his

1 Maass was convicted of first degree murder in Colorado state court for the killing of Ms. Holmes. In the federal trial, the testimony about Maass’ murder of Ms. Holmes came in at the sentencing stage of trial rather than at the guilt phase.

killing of Ms. Holmes in connection with his methamphetamine distribution offenses. Maass now appeals his convictions and sentence. 2 ANALYSIS

I. Convictions

A. Evidentiary issues

Maass claims that the district court’s admission of evidence regarding his involvement in illegal sales of weapons and stolen cars, his threats to use weapons against anyone who informed on him, and the affiliation of certain members of the conspiracy with the Banditos street gang, all violated Fed. R. Evid. 404(b).

We review a trial court’s decision to admit prior act evidence for abuse of discretion. See United States v. Johnson, 42 F.3d 1312, 1315 (10th Cir. 1994). We note at the outset that Rule 404(b) applies only to evidence of crimes, wrongs, or acts that are extrinsic to the crimes charged. 3 See United States v. Orr, 864

2 On July 10, 1998, Maass filed a motion with this court for leave to reopen briefing to supplement his brief on appeal with this court’s opinion in United States v. Singleton. Maass did not raise this issue in his briefs or at oral argument, and we will not allow him to raise the issue for the first time at this late date. Therefore, his motion to reopen briefing is denied.

3 The pertinent part of Fed. R. Evid. 404(b) reads as follows:

Other crimes, wrongs, or acts. Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith. It may, however, be (continued...)

F.2d 1505, 1510 (10th Cir. 1988). Thus, Rule 404(b) does not apply to evidence admitted as proof of the charged conduct. “‘An uncharged act [is not] extrinsic if it was part of the scheme for which a defendant is being prosecuted, or if it was ‘inextricably intertwined’ with the charged crime such that a witness’ testimony ‘would have been confusing and incomplete without mention of the prior act.’” United States v. DeLuna, 10 F.3d 1529, 1532 (10th Cir. 1993) (quoting United States v. Record, 873 F.2d 1363, 1372 n.5 (10th Cir. 1989)). An act done in furtherance of an alleged conspiracy “is not an ‘other’ act within the meaning of Rule 404(b), rather, it is part of the very act charged.” United States v. Molina, 75 F.3d 600, 602 (10th Cir. 1996) (citation omitted).

Maass claims that the evidence pertaining to the sale of firearms and stolen guns and vehicles should not have been allowed because he was not charged with possession or sale of stolen firearms or vehicles. Maass relies mainly upon this court’s decision in United States v. Sullivan, 919 F.2d 1403, 1416-17 (10th Cir. 1990). The facts of Sullivan can readily be distinguished from those in the present case. In Sullivan, defendants were charged, inter alia, with conspiracy to manufacture, possess, and distribute amphetamine in Oklahoma. See id. at 1408.

3 (...continued)

admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident . . . .

At trial, the government repeatedly referred to the participation of one of the defendants in a separate and unrelated drug “cook” in Mississippi. See id. at 1413-14. The district court had reluctantly acquiesced in the government’s argument that this evidence was part of the “history of the conspiracy.” See id. at 1413. We reversed, holding that this bald assertion by the prosecutor was insufficient to meet the requirements of either Rule 403 or Rule 404(b). Because “the prosecutor made no effort to explain a probative purpose or connection of the earlier conduct in Mississippi to this case,” we found that evidence to be clearly prejudicial and ordered a new trial. See id. at 1416. Because it was obvious that the “Mississippi cook” evidence at issue was not related to the crime charged, we did not address the possibility that it could be admitted as proof of the charged crimes.

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