United States v. Lynch

467 F. Supp. 575, 1978 U.S. Dist. LEXIS 7202
CourtDistrict Court, District of Columbia
DecidedDecember 15, 1978
DocketCrim. 78-395
StatusPublished
Cited by6 cases

This text of 467 F. Supp. 575 (United States v. Lynch) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lynch, 467 F. Supp. 575, 1978 U.S. Dist. LEXIS 7202 (D.D.C. 1978).

Opinion

*577 MEMORANDUM

OBERDORFER, District Judge.

This case is before the Court now on defendants’ motions to dismiss the indictment as barred by the double jeopardy clause of the Fifth Amendment, because of the mistrial declared by the Court on November 27, 1978 over defendants’ objection. Based upon the following findings of fact and conclusions of law, the Court concludes that the mistrial was manifestly necessary and that retrial is not barred by the double jeopardy clause. Therefore, the motions to dismiss have been denied.

FINDINGS OF FACT

1. A superceding indictment, charging 22 defendants with 32 counts, was returned by the Grand Jury on August 18, 1978.

2. Trial began on October 31, 1978 before Judge Thomas Flannery and continued through November 13.

3. On November 14, trial resumed before Judge Gerhard Gesell. Judge Gesell reported that Judge Flannery was ill and that the case would have to be continued. He then continued trial until November 20 at 2:30 p. m. See Transcript of Proceedings, November 14, 1978, Appendix 1.

4. On November 20, trial again resumed before Judge Gesell, who continued trial until 9:30 a. m. on November 27, noting that Judge Flannery was undergoing tests at the hospital and expected to be able to resume the trial on that date. Assistant U.

S. Attorney Peter Mueller stated to the Court that the jury expected to sit through the end of November. See Transcript of Proceedings of November 20, 1978, Appendix 2.

5. As evidenced by Appendix 3, a memorandum from Chief Deputy Clerk Herbert Haller to Judge Gesell, dated November 24, Judge Gesell requested Mr. Haller to inquire whether any other active judge would be able to take over the trial. Mr. Haller polled the Court on or before November 24 and reported that none would be able to do so.

6. On November 27, three days after the Haller memorandum, and after two continuances, Judge Gesell again resumed trial and declared a mistrial. He noted Mr. Haller’s efforts and noted, in addition, that no senior judges were available and that the jury had been held for five weeks. 1 See Transcript of Proceedings, November 27, 1978, Appendix 4.

7. Defendants objected to the declaration of a mistrial; see Appendix 4.

8. On November 28, 1978, Judge Gesell entered a written order declaring a mistrial based upon manifest necessity; see Order of November 28, 1978, Appendix 5.

9. At the time the mistrial was declared, Judge Flannery was unable to proceed with the trial due to ill health for an indefinite period extending at least into January, 1979; see A ppendix 5.

10. The mistrial was declared four weeks after the jury had been impanelled. During the two weeks immediately preceding the mistrial, no substantive proceedings had occurred, and the members of the jury had been in the courtroom and under direct court supervision and instruction on only two brief occasions.

11. The jury was not sequestered.

12. The Court takes judicial notice of the outside pressures and influences to which juries in Washington, D. C. may be exposed and which prompt judges frequently to sequester juries in prominent cases.

13. The Court takes judicial notice that the requirements that the jury not speak with one another or with nonjurors is enforced during an ongoing trial by frequent reinstruction by the trial judge. The possi *578 bility of disobeying these strictures, intentionally or unintentionally, is necessarily greater when continuances leave the jury at large for a long period of time.

14. Judge Flannery had conducted the voir dire of the jury in this case and had unique experience both with the jury and with the facts and issues, as evidenced by the daily transcripts and his rulings on several motions in the case, which would not have been transmitted to a judge newly assigned five weeks after the trial commenced.

15. On November 14, and again on November 20, Judge Gesell obviated a mistrial by granting two continuances in the hope of Judge Flannery’s quick recovery. In view of Judge Flannery’s continued illness and the unavailability of any judge to resume the trial promptly, on November 27 the remaining alternatives to a mistrial were: (1) holding the jury until Judge Flannery could resume trial no earlier than January, 1979, five weeks later, or (2) holding the jury until the case could be reassigned to another judge and that judge could resume the trial in a manner consistent with his other judicial responsibilities. Judge Gesell canvassed and considered both these alternatives, and exercised sound discretion in rejecting both.

16. At the hearing on November 27, the defendants proposed no alternatives beyond waiting for another judge to become available, see Appendix 4.

CONCLUSIONS OF LAW

1. When a criminal defendant objects to the declaration of a mistrial, retrial is barred unless the mistrial was the result of “manifest necessity.” The Supreme Court has frequently cited Justice Story’s formulation of the test of manifest necessity:

We think that in all cases of this nature, the law has invested Courts of justice with the authority to discharge a jury from giving any verdict, whenever, in their opinion, taking all the circumstances into consideration, there is manifest necessity for the act, or the ends of public justice would otherwise be defeated. They are to exercise a sound discretion on the subject; and it is impossible to define all the circumstances, which would render it proper to interfere. To be sure, the power ought to be used with the greatest caution under urgent circumstances, and for very plain and obvious causes . . . But, after all, they have the right to order the discharge; and the security which the public have for the faithful, sound, and conscientious exercise of this discretion, rests, in this as in other cases, upon the responsibility of the Judges, under their oaths of office.

United States v. Perez, 9 Wheat. 579, 580, 6 L.Ed. 165 (1824), quoted in Arizona v. Washington, 434 U.S. 497, 98 S.Ct. 824, n. 18 at 830, 54 L.Ed.2d 717 (1978).

2. No mechanical rule exists for the determination of manifest necessity; nonetheless, it is clear that the standard does not require that a mistrial be “necessary” “[i]n a strict literal sense.” Arizona v. Washington, supra at 830-31. While generalization in this complex area is hazardous, manifest necessity has most often been found in cases where, for circumstances beyond the control of the parties or the court, it is no longer possible to conduct a fair trial before the judge or jury and no longer possible to reach a fair result based upon the evidence. See Illinois v. Somerville, 410 U.S. 458, 460-71, 93 S.Ct. 1066, 35 L.Ed.2d 425 (1973).

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467 F. Supp. 575, 1978 U.S. Dist. LEXIS 7202, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lynch-dcd-1978.