United States v. Lowell Baisden

713 F.3d 450, 2013 WL 1776420, 2013 U.S. App. LEXIS 8487, 111 A.F.T.R.2d (RIA) 1800
CourtCourt of Appeals for the Eighth Circuit
DecidedApril 26, 2013
Docket12-1342
StatusPublished
Cited by15 cases

This text of 713 F.3d 450 (United States v. Lowell Baisden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lowell Baisden, 713 F.3d 450, 2013 WL 1776420, 2013 U.S. App. LEXIS 8487, 111 A.F.T.R.2d (RIA) 1800 (8th Cir. 2013).

Opinion

SMITH, Circuit Judge.

Lowell Baisden, (“Baisden”), pursuant to a plea agreement, pleaded guilty to aiding and abetting tax evasion, in violation of 26 U.S.C. § 7201 and 18 U.S.C. § 2. The agreement stipulated that, based on Bais-den’s guilty plea, the government would dismiss three counts of a four-count indictment. Two days prior to sentencing, Bais-den broke off communications with his defense counsel. Baisden’s court-appointed defense counsel, John Vanderslice, (“Vanderslice”), moved to withdraw as counsel of record due to the disagreement. Baisden did not oppose the motion, but he did argue that he had entered his guilty plea in reliance on bad advice from Vanderslice. The district court 1 denied Vanderslice’s motion and sentenced Bais-den to 37 months in prison and three years of supervised release. Baisden timely appealed, asserting that the district court denied him his Sixth Amendment right to the counsel of his choice. We affirm.

I. Background

Baisden was a licensed certified public accountant (CPA) and provided accounting, tax preparation, and consulting ser *452 vices. Baisden prepared tax returns for a married couple, Michael Koning and Susan Baisden-Koning 2 , and in doing so submitted false tax returns in an effort to evade the income tax owed by the couple to the United States. The government indicted Baisden on five counts, including violating 18 U.S.C. § 371, Count I; violating 26 U.S.C. § 7201 and 18 U.S.C. § 2, Count II, Count III, and Count V; and willfully attempting to evade and defeat the income tax due for a married couple in the amount of $236,217, in violation of 26 U.S.C. § 7201 and 18 U.S.C. § 2, Count IV.

Baisden pleaded guilty to Count IV in exchange for the government dismissing the remaining counts in the indictment. The plea agreement stated that Baisden understood that he was pleading guilty to aiding and abetting the commission of tax evasion, which carried penalties including a maximum of five years in prison, a maximum $250,000 fine, and supervised release up to three years. The plea agreement contained a clause stipulating that if Baisden breached the agreement, then he could not withdraw his guilty plea. The plea agreement also stated that “defendant waives the right to withdraw the defendant’s plea of guilty” and “defendant may only withdraw the guilty plea in the event the court rejects the plea agreement pursuant to Federal Rule of Criminal Procedure 11(c)(5).” The plea agreement further stated that Baisden had read it, discussed it with his attorney, and fully understood its meaning and effect. Bais-den notes that the clause in the plea agreement that stated “defendant has consulted with counsel and is satisfied with counsel’s representation” was inserted at the government’s behest. Baisden, Vanderslice, and the Assistant United States Attorney signed the plea agreement.

Baisden indicated, by checking “yes” to questions on his petition to enter a guilty plea, that he “had enough time to talk with [his] attorney,” was “satisfied with the job [his attorney had] done for [him],” and understood his various constitutional rights and the implications of waiving those rights. Baisden also checked the spaces indicating he understood that there was no guarantee that the sentence would be within the Sentencing Guidelines range and that the sentence was “solely a matter for the judge to decide.” Baisden accepted responsibility for his criminal behavior and indicated that his “attorney [had] gone over all of these questions and [his] answers to them.” At the plea hearing, Bais-den stated under oath that he worked with his counsel on the plea of guilty and acknowledged signing the petition to enter a plea of guilty and the plea agreement. The plea agreement stated: “By signing this agreement, defendant certifies that defendant read it (or that it has been read to defendant in defendant’s native language). Defendant has discussed the terms of this agreement with defense counsel and fully understands its meaning and effect.”

At Baisden’s plea hearing, the following colloquy took place.

THE COURT: Your lawyer is Mr. Vanderslice. Is that true?
THE DEFENDANT: Yes.
THE COURT: Have you had enough time to talk with him?
THE DEFENDANT: Yes.
THE COURT: This is a complex matter. Have you thoroughly discussed this case with him?
THE DEFENDANT: Yes.
*453 THE COURT: Have you told Mr. Vanderslice everything he needs to know about your case?
THE DEFENDANT: Yes.
THE COURT: Are you satisfied with the job Mr. Vanderslice has done for you?
THE DEFENDANT: Yes.
THE COURT: Do you understand the charges?
THE DEFENDANT: Yes.

The court and Baisden also had the following colloquy about pleading guilty.

THE COURT: Has anyone made any promises to you that causes you to plead guilty aside from the promises made in the plea agreement?
THE DEFENDANT: No.
THE COURT: Has any judge, officer, attorney, or any agent of any branch of government, federal, state or local, promised, suggested or predicted that you would receive a lighter sentence or probation or some other form of leniency if you plead guilty?
THE DEFENDANT: No.
THE COURT: Has any judge made any such suggestion to you?
THE DEFENDANT: No.

Prior to sentencing Vanderslice moved to withdraw as Baisden’s attorney because his relationship with Baisden had broken down. Vanderslice had represented Bais-den for two and a half years but had recently had a heated argument with Bais-den about legal strategy. Baisden responded to Vanderslice’s motion, contending that due to counsel’s failures he did not fully understand the offense to which he was pleading guilty. According to Baisden, he had made it clear to Vanderslice that he wanted to plead guilty to a non-tax related crime so that he could keep his CPA license.

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Bluebook (online)
713 F.3d 450, 2013 WL 1776420, 2013 U.S. App. LEXIS 8487, 111 A.F.T.R.2d (RIA) 1800, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lowell-baisden-ca8-2013.