United States v. Louis W. Gaines

436 F.2d 150, 140 U.S. App. D.C. 402, 1970 U.S. App. LEXIS 7560
CourtCourt of Appeals for the D.C. Circuit
DecidedAugust 27, 1970
Docket23369_1
StatusPublished
Cited by4 cases

This text of 436 F.2d 150 (United States v. Louis W. Gaines) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Louis W. Gaines, 436 F.2d 150, 140 U.S. App. D.C. 402, 1970 U.S. App. LEXIS 7560 (D.C. Cir. 1970).

Opinion

TAMM, Circuit Judge:

The appellant was arrested for selling five capsules of heroin to an undercover policeman and was indicted in three counts for violation of the Federal Narcotic Laws (21 U.S.C. § 174, 26 U.S.C. §§ 4704(a) and 4705(a) (1964)); he was convicted and sentenced to a ten year prison term. Recent decisions of the Supreme Court and of this court have disposed of the, bulk of appellant’s arguments and have made prolonged discussion by us unnecessary. We affirm the conviction but remand to the trial court for resentencing consistent with the provisions of the Narcotic Addict Rehabilitation Act of 1966 (18 U.S.C. §§ 4251-55) (Supp. IV 1965-1968) as described in detail by this court, in Watson v. United States, No. 21,186 (D.C.Cir. July 15, 1970) (en banc).

The sale of heroin took place on June 4, 1968 but it was not until August 25th, shortly after the purchasing officer gave up his cover, that a warrant issued for the appellant’s arrest. In the meantime, the officer had learned the appellant’s name on June 10th when he was shown a group of police department identification photographs out of which he selected a picture of the appellant Gaines. Although he had not known Gaines’ name until that point, the officer had seen and talked with him “on numerous occasions”, “both before and after the sale on June 4, 1968.” (Tr. 34.)

At the trial appellant’s defenses were mistaken identification and, alternatively, insanity; in connection with the *152 latter, it was established that appellant had been in and out of mental institutions over the course of twenty years and that during this period he had become a narcotics addict. (Tr. 14-15, 31, 105 et seq.)

The prosecution and the defense each offered psychiatric testimony directed to the question whether appellant was suffering from a mental disease or defect at the time of the sale and, if he were, whether the sale was a product of that disease. The jury evidently reached a negative conclusion on one or both of these points. At the time of sentencing no mention was made by court or counsel that the appellant was potentially eligible for treatment under the Narcotic Addict Rehabilitation Act of 1966; without elaborating on the reasons for her decision, the trial judge sentenced appellant to a ten year prison term, presumably on the authority of sections 21 U.S.C. § 174, 26 U.S.C. §§ 4704(a), 7237(b) and (d) (1964).

For the most part appellant’s arguments follow a well-trodden path along which we are seasoned travelers. Recent decisions of the Supreme Court and of this court, however, have confirmed the constitutionality of the statutes appellant attacks, at least when the evidence establishes a sale of narcotics rather than mere possession and when the narcotic sold is heroin. Turner v. United States, 396 U.S. 398, 90 S.Ct. 642, 24 L.Ed.2d 610 (1970) and Watson v. United States, No. 21,186 (D.C.Cir. July 15, 1970) (en banc). Since nothing in this record inclines us to a different view, we think no useful purpose would be served by further discussion of the constitutional objections appellant raises.

Nevertheless, two aspects of the proceedings leading up to the appellant’s conviction are troublesome enough to merit brief mention. The first is the apparent failure of the police to obtain a formal identification of appellant for over a year, the period which elapsed between the offense and the start of the trial. From his arrest in August of 1968 to his trial in June of the following year, appellant was continuously in custody, either at St. Elizabeth’s or the D. C. Jail, but there is nothing in the record to indicate that the undercover officer ever made a formal, in-person identification of the appellant during the entire period. All we have is the officer’s in-court identification coupled with a photographic identification made several days after the offense.

What could the police have done after a year of imprisoning the appellant, identified merely through a photograph, if he had not been the man from whom the heroin was obtained? Whatever the atonement, certainly it could never be sufficiently effective to relieve the police from the responsibility of ensuring at the earliest possible time that they have the right man. Surely bringing the police officer to view the apprehended suspect would not overburden the police department. After all, once a narcotics purchase is made and laboratory tests are run, there is little else for the police to do in order to make their case except to establish that the man they have charged with the sale is the man who made it. When faced with this single element of uncertainty the police should be able to take great pains, in all events greater than those taken in this case, to make sure that no mistaken identification has occurred.

The risk of mistake is not minimal: even assuming that an undercover officer is thoroughly familiar with the person of a trafficker, as seems to be the fact here, it is not inconceivable that the officer would not be as accurate in examining a group of pictures and picking from them one that represents the man he knows. The arrest warrant in this case was issued for a man whose picture resembled the trafficker and it was not until a year later that the officer verified the accuracy of this resemblance by a personal confrontation with the appellant. In the future, in order that no mistake occurs to the prejudice of an innocent man whose only crime is that his picture looks like a narcotics traffic *153 ker, it would be better if the police conduct a formal, in-person, untainted identification as soon after an accused’s apprehension as is practicable in light of the realities of undercover operations and the like.

Despite our concern that the identification procedure followed here is fraught with danger and despite our belief that it should be revised, we are not persuaded' that it prejudiced this appellant. The undercover officer made a positive, in-eourt identification of the appellant and further buttressed the identification with his testimony that he had seen the appellant a number of times both before and after the alleged sale, A reasonable conclusion is that he had accurately selected the appellant’s picture.

It is true that appellant’s counsel, when informed of the photographic identification, requested a hearing outside the presence of the jury to determine whether that procedure had tainted the in-court identification; the trial court refused this request but invited counsel to pursue the matter in the jury’s presence and offered to dismiss the case should the identification appear tainted. We disapprove the trial court’s decision to proceed in this fashion, but we nevertheless must reject the appellant’s contention that fatal error occurred.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Foster, James
557 F.3d 650 (D.C. Circuit, 2009)
United States v. Eugene H. Pinkney
543 F.2d 908 (D.C. Circuit, 1976)
United States v. Raymond Moore
486 F.2d 1139 (D.C. Circuit, 1973)

Cite This Page — Counsel Stack

Bluebook (online)
436 F.2d 150, 140 U.S. App. D.C. 402, 1970 U.S. App. LEXIS 7560, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-louis-w-gaines-cadc-1970.