United States v. Louis Smith

714 F. App'x 701
CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 14, 2017
Docket15-30332
StatusUnpublished

This text of 714 F. App'x 701 (United States v. Louis Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Louis Smith, 714 F. App'x 701 (9th Cir. 2017).

Opinion

MEMORANDUM **

Defendant-Appellant Louis Smith appeals his convictions for conspiracy to introduce misbranded drugs into interstate commerce, import merchandise contrary to law, and defraud the United States, in violation of 18 U.S.C. § 371 (count one); introduction of misbranded drugs into interstate commerce, in violation of 21 U.S.C. §§ 331(a) and 333(a)(2) (counts two through four); and smuggling, in violation of 18 U.S.C. § 545 (count six). These convictions stem from Smith’s manufacture, marketing, and distribution of Miracle Mineral Solution (“MMS”), as well as his importation of sodium chlorite, a chemical necessary to manufacture MMS. On appeal, Smith argues: (1) the indictment was defective on all counts for failure to allege an essential element of each crime; (2) there was insufficient evidence to sustain his conviction on each count; (3) the district court erred in its jury instructions on each count; (4) the district court erred in refusing to suppress evidence; (5) Smith’s appointed counsel suffered from a conflict of interest; and (6) the district court violated Smith’s Sixth Amendment rights by denying his various motions to continue his trial. We have jurisdiction under 28 U.S.C. § 1291 and affirm.

I. Counts Two Through Four

Smith contends that his convictions on counts two through four must be reversed because the indictment failed to allege materiality. The sufficiency of the indictment is reviewed de novo. United States v. O’Donnell, 608 F.3d 546, 555 (9th Cir. 2010). An indictment must be specific in what it charges and cannot simply repeat the language found in the criminal statute. Id. However, it must “be read in its entirety, construed according to common sense, and interpreted to include facts which are necessarily implied.” Id. (quoting United States v. Givens, 767 F.2d 574 (9th Cir. 1985)) (internal marks omitted). We have found that materiality is a required element of proof in a misbranding offense. United States v. Watkins, 278 F.3d 961, 965-66 (9th Cir. 2002). However, an indictment does not have to allege materiality if the facts in the indictment support an inference of materiality. United States v. Berger, 473 F.3d 1080, 1103 (9th Cir. 2007).

Counts two through four charged that, in violation of 21 U.S.C. §§ 331(a) and 333(a)(2), Smith and his co-defendants, with the intent to defraud and mislead, introduced, delivered for introduction, and caused the introduction and delivery into interstate commerce of a drug that was misbranded because it was manufactured in an establishment not registered with the Secretary of Health and Human Services. Section 331(a) provides two tiers of liability for misbranding violations. Felony mis-branding, per § 333(a)(2), requires that the defendant acted with intent to defraud or mislead.

Smith’s criminal intent to defraud or mislead is linked to his introduction of MMS into interstate commerce, which is sufficiently detailed in the indictment. The indictment alleged a pattern of systematic and widespread misrepresentations and omissions of material fact that were plainly made with the intent to deceive and mislead Smith’s suppliers and the government. Counts two through four of the indictment satisfied the requisite standard of sufficiency. Smith’s claim is without merit.

Smith next contends there was insufficient evidence to prove that the MMS relevant to counts two through four was manufactured in an unregistered facility, which rendered it a misbranded drug. Sufficiency of the evidence is reviewed de novo. United States v. Odom, 329 F.3d 1032, 1034 (9th Cir. 2003). We must determine whether, “after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979). The elements may be proved by circumstantial evidence. See United States v. Loveland, 825 F.3d 555, 561 (9th Cir. 2016). While mere speculation is insufficient to support a verdict, all reasonable inferences must be drawn in favor of the government.

The trial testimony, viewed as a whole, established that at the time of the investigation, the facility in which the MMS was made was not a registered manufacturer of drugs as required by federal statutes and regulations. Viewed in the light most favorable to the prosecution and taking into account all reasonable inferences, the evidence was sufficient to prove that MMS was manufactured in an unregistered facility. Smith’s assertions to the contrary are without merit.

Next, Smith challenges the sufficiency of the evidence to sustain his substantive misbranding convictions. However, there was sufficient evidence at trial from which a rational jury could conclude that Smith intended to mislead suppliers and authorities about the intended use of MMS by consumers. This challenge fails,

Smith next insists that Jury Instruction 13, which, was given in regards to the substantive misbranding counts, directed a verdict that MMS was misbranded. When no objection is raised at trial to the jury instructions, we review for plain error. United States v. Nobari, 574 F.3d 1065, 1080 (9th Cir. 2009). There are four requirements for a finding of plain error: (1) error, (2) that is plain, (3) affecting substantial rights, “which in the ordinary case means it affected the outcome of the district court proceedings,” and (4) “seriously affect[ing] the fairness, integrity or public reputation of judicial proceedings.” United States v. Lapier, 796 F.3d 1090, 1096 (9th Cir. 2015) (quoting United States v. Marcus, 560 U.S. 258, 262, 130 S.Ct. 2159, 176 L.Ed.2d 1012 (2010)). Instruction 13 was provided in the context of defining and contextualizing each of the four elements the jury had to consider for the misbranding offenses. Instruction 13 did not direct a verdict, but merely reminded the jury of the precise way in which the offenses were charged in the indictment. The court did not err in giving Instruction 13. .

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Jackson v. Virginia
443 U.S. 307 (Supreme Court, 1979)
Cuyler v. Sullivan
446 U.S. 335 (Supreme Court, 1980)
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450 U.S. 261 (Supreme Court, 1981)
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461 U.S. 1 (Supreme Court, 1983)
Neder v. United States
527 U.S. 1 (Supreme Court, 1999)
Carter v. United States
530 U.S. 255 (Supreme Court, 2000)
Mickens v. Taylor
535 U.S. 162 (Supreme Court, 2002)
United States v. O'Donnell
608 F.3d 546 (Ninth Circuit, 2010)
United States v. Moreland
622 F.3d 1147 (Ninth Circuit, 2010)
United States v. Joseph Givens, Jr.
767 F.2d 574 (Ninth Circuit, 1985)
United States v. Jane Doe (r.s.w.)
136 F.3d 631 (Ninth Circuit, 1998)
United States v. Deshon Rene Odom
329 F.3d 1032 (Ninth Circuit, 2003)
Houston v. Schomig
533 F.3d 1076 (Ninth Circuit, 2008)
United States v. Nobari
574 F.3d 1065 (Ninth Circuit, 2009)
United States v. Hurd
499 F.3d 963 (Ninth Circuit, 2007)
United States v. Leland Lapier, Jr.
796 F.3d 1090 (Ninth Circuit, 2015)

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Bluebook (online)
714 F. App'x 701, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-louis-smith-ca9-2017.