United States v. Lloyd Balliviero

708 F.2d 934, 1983 U.S. App. LEXIS 28345, 13 Fed. R. Serv. 674
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 2, 1983
Docket82-3413
StatusPublished
Cited by27 cases

This text of 708 F.2d 934 (United States v. Lloyd Balliviero) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lloyd Balliviero, 708 F.2d 934, 1983 U.S. App. LEXIS 28345, 13 Fed. R. Serv. 674 (5th Cir. 1983).

Opinion

PER CURIAM:

Convicted below of nine counts of marihuana related criminal activity, defendant brings this appeal to challenge the limitations imposed upon his cross-examination of certain government witnesses, as well as the court’s exclusion of certain evidence. After a thorough review of the record, we conclude that he had ample opportunity to delve into all relevant topics including the possible motives for the adverse testimony, and the judge, therefore, did nothing improper in cutting off cross-examination when he did. He also committed no error in refusing to permit the introduction of certain irrelevant and prejudicial items of evidence. Accordingly, we affirm the district court’s judgment.

Defendant Lloyd Balliviero was indicted for and convicted of conspiracy to possess with intent to distribute marihuana, possession with intent to distribute marihuana, conspiracy to import marihuana, importation of marihuana, and participation in a continuing criminal enterprise. He was sentenced to a term of thirty years in prison and fined $100,000.

The scheme in which Balliviero was involved took place in Louisiana, not far from New Orleans, where, in 1979 and 1980, he assisted in the importation of more than 350,000 pounds of marihuana. The importation scheme proceeded in the following manner. The Colombian-grown marihuana was shipped from Colombia to a spot about ten miles off the coast of Louisiana. It is here that the American activity began. A barge, pulled by a tugboat and accompanied by a crewboat, was sent out to the “mother ship.” The barge would pull up to the side of the ship and the transfer would begin. About eight hours later, the barge was loaded with marihuana and ready to begin the trip into the United States. The barge was towed back to the coast and then up a series of canals and rivers until it reached its destination: Hero Canal. There, under cover of darkness, the barge was unloaded, the bales of marihuana transferred to large trucks and the journey to distribute the marihuana throughout the country would begin.

Balliviero’s role in this venture was pilot of the crewboat full of workers who offloaded the marihuana. He also brokered deals for a man known under a variety of names including Ralph Jackson and Jack Wells since Balliviero owned an area business named Central Marine Transport, Inc., and could make such large purchases without arousing suspicion. It is undisputed that he brokered a number of purchases for Mr. Jackson, including the purchase of a barge for $70,000 and a tugboat for $170,-000. It was defendant’s testimony that he was simply a legitimate businessman, who happened to be involved, unbeknownst to him, in business deals with marihuana smugglers. He contends that he simply *938 carried out legitímate brokering activities. The government naturally presented a different scenario through a series of witnesses who testified that they came in contact with Balliviero on the smuggling missions.

The cross-examination of three government witnesses is the subject of the first portion of defendant’s appeal. He maintains that the district judge impermissibly cut off cross-examination which would have exposed the fact that the witnesses had lied in court and were not credible. In conducting an examination of the sufficiency of the permitted cross-examination, it is important to recognize that the sixth amendment does not mandate unlimited cross-examination. Although cross-examination is certainly a crucial tool for a defendant to expose his case to the jury, it may reach a point where it becomes repetitious or simply confuses the jury with a host of collateral matters. At this point, the judge is permitted to step in. As a gauge to determine the adequacy of the permitted cross-examination, we look to Davis v. Alaska, 415 U.S. 308, 94 S.Ct. 1105, 39 L.Ed.2d 347 (1974), where the Supreme Court stated that in order for cross-examination to satisfy the sixth amendment, the defendant must be “permitted to expose to the jury the facts from which jurors, as the sole triers of fact and credibility, could appropriately draw inferences relating to the reliability of the witness.” 415 U.S. at 318, 94 S.Ct. at 1111.

Balliviero first challenges the limitation of his cross-examination of Paul Hindelang, a confessed drug smuggler. Hindelang testified that he had seen Balliviero only once, when he was on a crewboat piloted by the defendant which went out to the mother ship. He stated that he had only talked with Balliviero about navigational hazards and his ability to navigate the boat; they did not discuss defendant’s, role in the smuggling operation. Nonetheless, his testimony was very damaging to defendant because the location at which he talked to defendant — on a crewboat going out to unload marihuana — indicates that Balliviero was informed about the nature of the business in which he was involved. Furthermore, he related to the jury conversations with other members of the smuggling conspiracy in which Balliviero’s activities were discussed.

The defense conducted an extensive cross-examination of Hindelang, which lasted for more than a day and one-half. In the course of that examination, Hindelang was questioned in detail about his family history, his activities in marihuana smuggling both before and after his contact with Balliviero, his plea bargain agreement with the government and the advantages he had gained therefrom, his bond reduction hearing, and the murder of Jackson, as well as the intimation that he might be involved. The only complaint made about the scope of the cross-examination of Hindelang is that counsel was prevented from calling a D.E.A. agent to testify about whether Hin-delang had admitted ownership of various properties in the U.S. and a multi-million dollar interest in a cable television company in Costa Rica, which were acquired with the proceeds from his criminal activities.

The judge did permit extensive questioning of Hindelang about the extent of his illegally obtained assets, which he pledged to give up in his plea bargain agreement. In fact, a review of the record demonstrates that defense counsel asked Hindelang about the exact information to which the D.E.A. agent would have testified. Hindelang did not deny that the agent had testified previously that he owned a cable television company in Costa Rica and numerous properties in the United States. In fact, he implicitly admitted this. He did dispute, however, the accuracy of the statements made by the agent. The following excerpt of defense questioning confirms this.

Q Isn’t it a fact, sir, that during your association with Agent John Donald of the Drug Enforcement Administration, when he was working in an undercover capacity, that you had many conversations with him in which you discussed farmlands and that you told him that you owned approximately 22 farms or sections of farmland in Ar *939 kansas, plus properties in Illinois, Mississippi and Montana?
A No, that was false. Mr. Donald knew it was false.
Q So you’re stating here under oath that Drug Enforcement Administration Agent John Donald testified falsely before the United States magistrate?
A In that particular case, I am saying what he said was not correct.

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Bluebook (online)
708 F.2d 934, 1983 U.S. App. LEXIS 28345, 13 Fed. R. Serv. 674, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lloyd-balliviero-ca5-1983.