United States v. Lewis

18 C.M.A. 287, 18 USCMA 287, 39 C.M.R. 287, 1969 CMA LEXIS 526, 1969 WL 5969
CourtUnited States Court of Military Appeals
DecidedApril 25, 1969
DocketNo. 21,649
StatusPublished
Cited by10 cases

This text of 18 C.M.A. 287 (United States v. Lewis) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lewis, 18 C.M.A. 287, 18 USCMA 287, 39 C.M.R. 287, 1969 CMA LEXIS 526, 1969 WL 5969 (cma 1969).

Opinions

Opinion of the Court

Darden, Judge:

Following his plea of guilty, accused was convicted by a special court-martial of absence without leave and missing movement — violations of Articles 86 and 87, Uniform Code of Military Justice, 10 USC §§ 886 and 887, respectively. His sentence of bad-conduct discharge, confinement at hard labor for three months, forfeiture of $70.00 per month for the same period, and reduction to Airman Basic was approved by both the convening and supervisory authorities. A board of review, however, set aside the findings and ordered a rehearing. The Judge Advocate General of the Air Force has forwarded the record of trial and the decision of the board of review to this Court, certifying1 the two following issues:

“WAS THE BOARD OP REVIEW CORRECT IN HOLDING THAT THE REMARKS MADE AT TRIAL BY THE INDIVIDUAL DEFENSE COUNSEL MADE THE GUILTY PLEA IMPROVIDENT, REQUIRING REVERSAL OP THE CONVICTION?
“WAS THE BOARD OF REVIEW CORRECT IN CONCLUDING THAT EVEN IN THE ABSENCE OP THE REMARKS MADE AT TRIAL BY THE INDIVIDUAL DEFENSE COUNSEL THE GUILTY PLEA WAS IMPROVIDENT AND REQUIRES REVERSAL OP THE CONVICTION?”

Aware of the accused’s intent to plead guilty, the president of this special court-martial inquired into the providence of the plea. His advice to Lewis covered a discussion of the elements of the offenses charged, the meaning and effect of such a plea, voluntariness, and the maximum imposable sentence resulting. After [288]*288an acknowledgment from the accused that he was pleading guilty because he was, in fact, guilty, the plea was accepted. Prosecution evidence, including stipulations of fact that independently support the findings, was then introduced.

In mitigation, after findings, individual defense counsel included the following remark in an unsworn statement given in behalf of his client:

“You, of course, noted that we did not present a defense. In evei’y court-martial or AWOL there is a reason and this might very well be a defense, but we as attorneys like the learned prosecutor, must present evidence, witnesses, a complete package for your consideration in arriving at your verdict. After very thorough investigation first by Captain Smith and then by myself, and then with Captain Smith and myself going over the evidence that we presented to the court, we did not feel that we could do justice to our client by presenting the reason and the factors behind this offense. A plea of guilty in and of itself is mitigation, and we feel given the particular factors in the overall picture of this case that we could better serve the individual, which is our duty, by pointing out to the court these particular factors which we did ask that you take into consideration in arriving at your sentence.
“. . . I would also like to reiterate the factor that though we do not present a defense, this does not mean there was not a defense. It simply is a question of proof, gentlemen. As the prosecutor must prove him guilty beyond reasonable doubt, we also must present you with evidence and witnesses, present an entire case to you, and in many circumstances this is impossible, and unfortunately this is one of them.”

The accused, during a post-trial interview, then spotlighted counsel’s remarks by denying guilt. Lewis’s disavowal is contained in the clemency portion of the staff judge advocate review. It reads:

“8. When asked to explain the circumstances surrounding his AWOL, the accused stated that the weekend before he was scheduled to leave he was accosted by some black militants at a San Antonio bar. He states that he was taken at gun point and held against his will for the entire duration of his AWOL at a house on the outskirts of San Antonio. When asked why he did not plead this matter at trial, he stated that his appointed defense counsel and his individual defense counsel explained to him that, although his story of kidnapping was a defense, it would be impossible for him to prove it. Since the court might think him a liar and reflect this opinion in the sentence, the accused states that he was advised to consider a guilty plea. A guilty plea, the accused states, would allow the accused to rely on his lengthy service and rank. The decision whether to plead guilty or not was, after it was explained to him, left completely up to him. He decided that his chances were better to plead guilty.
“10. When asked, the accused stated he was satisfied that his lawyers had done a good job and that his case was just one of those that could not be adequately proven to defeat the charges placed against him. However, he nevertheless maintains that if he could find the people who detained him he could prove his innocence.”

After considering counsel’s remarks and accused’s protestations of innocence, the board of review reversed the accused’s conviction with these words:

“In our view, the closely analogous situation in United States v Vance, 17 USCMA 444, 38 CMR 242, and the results reached therein by a unanimous Court are controlling. Reversible error resulted there when the law officer did not make a subsequent inquiry into the providence [289]*289of the plea (although, as in the ease at bar, a full and proper interrogation had been conducted following arraignment). Inconsistent matters had been raised in that ease by defense counsel’s remarks during an out-of-court hearing. Significant too, is the fact that Vance, who also remained silent at trial, was faced with a dilemma akin to that of Lewis in his apparent pretrial inability to obtain independent evidence of his alleged discharge, which would have constituted a complete defense.
“It was incumbent upon the president of the court to make further inquiry into the providence of appellant’s plea (U. S. v Vance, supra; U. S. v Thomas, 14 USCMA 223, 34 CMR 3, where the inconsistency was raised by presentencing evidence and ACM S-21503, Stinson, 35 CMR 711 at 714, pet. den. 35 CMR 478; U. S. v Brown, supra, p. 25). He should have conducted a meaningful inquiry as to the basis for these remarks, and thereupon should either have required in-court disavowal of these defense assertions or, in the absence thereof, he should have set aside the guilty plea.
“Even in the absence of the remarks made at trial, we conclude that the issue of improvidence was clearly raised and on the facts/ of this case would require reversal. Under proper circumstances, including those of the instant case, post-trial averments of innocence may be used to raise the issue or to enlarge thereon (U. S. v Richardson, supra, citing in turn, U. S. v Henn, U. S.

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Bluebook (online)
18 C.M.A. 287, 18 USCMA 287, 39 C.M.R. 287, 1969 CMA LEXIS 526, 1969 WL 5969, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lewis-cma-1969.