Case: 17-14545 Date Filed: 08/03/2018 Page: 1 of 9
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________
No. 17-14545 Non-Argument Calendar ________________________
D.C. Docket No. 1:02-cr-00380-CC-JSA-3
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
versus
LEWIS CLAY,
Defendant - Appellant.
________________________
Appeal from the United States District Court for the Northern District of Georgia ________________________
(August 3, 2018)
Before WILSON, JORDAN and JILL PRYOR, Circuit Judges.
PER CURIAM: Case: 17-14545 Date Filed: 08/03/2018 Page: 2 of 9
Lewis Clay appeals the district court’s revocation of his supervised release.
On appeal, Clay argues that the district court erred by considering hearsay during
his revocation hearing. He also argues that the government failed to prove by a
preponderance of the evidence that Clay had violated the terms of his supervised
release. After careful review, we affirm.
I. BACKGROUND
Clay completed a term of incarceration in July 2016 and began a 10 year
term of supervised release. As a condition of Clay’s supervised release, he was
required to refrain from committing another federal, state, or local crime. After
Clay was arrested for being in possession of cocaine with the intent to distribute,
the probation office filed a petition to revoke Clay’s supervised release.
The following evidence was adduced during Clay’s revocation hearing.
Jerrold Wilkerson, a detective with the Clayton Country Drug Task Force, testified
that he received information from a confidential informant (“CI”) who had
purchased cocaine. Wilkerson arranged a controlled buy between the CI and the
seller. The CI called the seller in Wilkerson’s presence and arranged to meet at a
gas station to complete the sale. At the agreed-upon time, Wilkerson saw a black
BMW with license plate number RFV0437 approach the gas station parking lot. A
man, whom Wilkerson identified during the revocation hearing as Clay, was
driving the BMW. Although Clay stayed in the car, Wilkerson had an
2 Case: 17-14545 Date Filed: 08/03/2018 Page: 3 of 9
unobstructed view of a hand-to-hand transaction between the CI and Clay. After
the transaction, the CI gave Wilkerson a clear plastic bag containing a white
powder. The powder field tested positive for cocaine. Wilkerson ran the phone
number that the CI had called and the plate number for the BMW. Both came back
as associated with Clay.
Wilkerson arranged a second controlled buy between the CI and Clay.
Wilkerson did not personally observe this transaction. Instead, he relied on
information from other officers, who told him that Clay arrived in the same BMW.
None of the officers, however, observed a hand-to-hand transaction.
Finally, Wilkerson arranged a third controlled buy. The CI made contact
with Clay using the same phone number he had called during the previous buys;
Clay arrived in the same black BMW. Wilkerson observed the transaction, at no
point losing sight of Clay or the CI. The CI again turned over the substance he
purchased from Clay, which appeared to Wilkerson to be consistent with cocaine.
After he was apprehended and had waived his Miranda rights, Clay made a
statement to Wilkerson. Clay stated that he was a “small fish” who could help
Wilkerson catch “bigger fish.” Doc. 299 at 26. 1 He explained that he could get
Wilkerson an “ounce” later in the day, but he wanted written assurance that his
assistance might help his case. Id.
1 Citations to “Doc #” refer to the numbered district court docket entries. 3 Case: 17-14545 Date Filed: 08/03/2018 Page: 4 of 9
During the revocation hearing, Clay’s probation officer testified that as a
condition of Clay’s supervised release, Clay had provided him with monthly
supervision reports. In those reports, Clay had listed a cell phone number that
matched the phone number the CI called to set up the controlled buys. Clay also
had reported owning a black BMW with the license plate number RFV0437.
Based on this evidence, the district court found that Clay had violated the
terms of his supervised release by committing the offense of possession of cocaine
with intent to distribute on the dates of the first and third controlled buys. After
hearing argument from Clay and the government, the district court sentenced Clay
to 21 months’ imprisonment and three years of supervised release. This is Clay’s
appeal.
II. STANDARDS OF REVIEW
A district court may revoke a defendant’s supervised release and sentence
the defendant to serve all or part of the supervised release term in prison if the
court finds by a preponderance of the evidence that the defendant violated a
condition of supervised release. 18 U.S.C. § 3583(e)(3). We review the district
court’s revocation decision for an abuse of discretion, United States v.
Cunningham, 607 F.3d 1264, 1266 (11th Cir. 2010), but we review questions of
law de novo, United States v. Frazier, 26 F.3d 110, 112 (11th Cir. 1994).
4 Case: 17-14545 Date Filed: 08/03/2018 Page: 5 of 9
Additionally, we are bound by the district court’s findings of fact unless they are
clearly erroneous. United States v. Almand, 992 F.2d 316, 318 (11th Cir. 1993).
III. ANALYSIS
Clay raises two arguments on appeal: (1) the district court erred by
considering hearsay during the revocation hearing, and (2) the district court erred
in finding that Clay had violated his supervised release because the evidence was
insufficient to prove that Clay had committed the offense of possession of cocaine
with intent to distribute. We address each argument in turn.
A. The District Court Committed No Reversible Error By Admitting and Considering Hearsay.
Clay argues that the district court erred by considering hearsay statements
without conducting the proper balancing test and without finding that the
statements were reliable. Specifically, Clay objects to two sources of alleged
hearsay: testimony about what the CI told Wilkerson and testimony about what the
other officers told Wilkerson. 2
Although the Federal Rules of Evidence do not apply to revocation
proceedings, the defendant nevertheless must be afforded “certain minimal due
2 The government argues that Clay failed to preserve his hearsay objections because he objected to this testimony as violating his rights under the Confrontation Clause of the Sixth Amendment, which does not apply to supervised release revocation hearings. With respect to Wilkerson’s testimony about the CI, however, the district court appears to have treated Clay’s objection as a hearsay objection. The court responded that it would consider the testimony only to explain Wilkerson’s conduct.
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Case: 17-14545 Date Filed: 08/03/2018 Page: 1 of 9
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________
No. 17-14545 Non-Argument Calendar ________________________
D.C. Docket No. 1:02-cr-00380-CC-JSA-3
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
versus
LEWIS CLAY,
Defendant - Appellant.
________________________
Appeal from the United States District Court for the Northern District of Georgia ________________________
(August 3, 2018)
Before WILSON, JORDAN and JILL PRYOR, Circuit Judges.
PER CURIAM: Case: 17-14545 Date Filed: 08/03/2018 Page: 2 of 9
Lewis Clay appeals the district court’s revocation of his supervised release.
On appeal, Clay argues that the district court erred by considering hearsay during
his revocation hearing. He also argues that the government failed to prove by a
preponderance of the evidence that Clay had violated the terms of his supervised
release. After careful review, we affirm.
I. BACKGROUND
Clay completed a term of incarceration in July 2016 and began a 10 year
term of supervised release. As a condition of Clay’s supervised release, he was
required to refrain from committing another federal, state, or local crime. After
Clay was arrested for being in possession of cocaine with the intent to distribute,
the probation office filed a petition to revoke Clay’s supervised release.
The following evidence was adduced during Clay’s revocation hearing.
Jerrold Wilkerson, a detective with the Clayton Country Drug Task Force, testified
that he received information from a confidential informant (“CI”) who had
purchased cocaine. Wilkerson arranged a controlled buy between the CI and the
seller. The CI called the seller in Wilkerson’s presence and arranged to meet at a
gas station to complete the sale. At the agreed-upon time, Wilkerson saw a black
BMW with license plate number RFV0437 approach the gas station parking lot. A
man, whom Wilkerson identified during the revocation hearing as Clay, was
driving the BMW. Although Clay stayed in the car, Wilkerson had an
2 Case: 17-14545 Date Filed: 08/03/2018 Page: 3 of 9
unobstructed view of a hand-to-hand transaction between the CI and Clay. After
the transaction, the CI gave Wilkerson a clear plastic bag containing a white
powder. The powder field tested positive for cocaine. Wilkerson ran the phone
number that the CI had called and the plate number for the BMW. Both came back
as associated with Clay.
Wilkerson arranged a second controlled buy between the CI and Clay.
Wilkerson did not personally observe this transaction. Instead, he relied on
information from other officers, who told him that Clay arrived in the same BMW.
None of the officers, however, observed a hand-to-hand transaction.
Finally, Wilkerson arranged a third controlled buy. The CI made contact
with Clay using the same phone number he had called during the previous buys;
Clay arrived in the same black BMW. Wilkerson observed the transaction, at no
point losing sight of Clay or the CI. The CI again turned over the substance he
purchased from Clay, which appeared to Wilkerson to be consistent with cocaine.
After he was apprehended and had waived his Miranda rights, Clay made a
statement to Wilkerson. Clay stated that he was a “small fish” who could help
Wilkerson catch “bigger fish.” Doc. 299 at 26. 1 He explained that he could get
Wilkerson an “ounce” later in the day, but he wanted written assurance that his
assistance might help his case. Id.
1 Citations to “Doc #” refer to the numbered district court docket entries. 3 Case: 17-14545 Date Filed: 08/03/2018 Page: 4 of 9
During the revocation hearing, Clay’s probation officer testified that as a
condition of Clay’s supervised release, Clay had provided him with monthly
supervision reports. In those reports, Clay had listed a cell phone number that
matched the phone number the CI called to set up the controlled buys. Clay also
had reported owning a black BMW with the license plate number RFV0437.
Based on this evidence, the district court found that Clay had violated the
terms of his supervised release by committing the offense of possession of cocaine
with intent to distribute on the dates of the first and third controlled buys. After
hearing argument from Clay and the government, the district court sentenced Clay
to 21 months’ imprisonment and three years of supervised release. This is Clay’s
appeal.
II. STANDARDS OF REVIEW
A district court may revoke a defendant’s supervised release and sentence
the defendant to serve all or part of the supervised release term in prison if the
court finds by a preponderance of the evidence that the defendant violated a
condition of supervised release. 18 U.S.C. § 3583(e)(3). We review the district
court’s revocation decision for an abuse of discretion, United States v.
Cunningham, 607 F.3d 1264, 1266 (11th Cir. 2010), but we review questions of
law de novo, United States v. Frazier, 26 F.3d 110, 112 (11th Cir. 1994).
4 Case: 17-14545 Date Filed: 08/03/2018 Page: 5 of 9
Additionally, we are bound by the district court’s findings of fact unless they are
clearly erroneous. United States v. Almand, 992 F.2d 316, 318 (11th Cir. 1993).
III. ANALYSIS
Clay raises two arguments on appeal: (1) the district court erred by
considering hearsay during the revocation hearing, and (2) the district court erred
in finding that Clay had violated his supervised release because the evidence was
insufficient to prove that Clay had committed the offense of possession of cocaine
with intent to distribute. We address each argument in turn.
A. The District Court Committed No Reversible Error By Admitting and Considering Hearsay.
Clay argues that the district court erred by considering hearsay statements
without conducting the proper balancing test and without finding that the
statements were reliable. Specifically, Clay objects to two sources of alleged
hearsay: testimony about what the CI told Wilkerson and testimony about what the
other officers told Wilkerson. 2
Although the Federal Rules of Evidence do not apply to revocation
proceedings, the defendant nevertheless must be afforded “certain minimal due
2 The government argues that Clay failed to preserve his hearsay objections because he objected to this testimony as violating his rights under the Confrontation Clause of the Sixth Amendment, which does not apply to supervised release revocation hearings. With respect to Wilkerson’s testimony about the CI, however, the district court appears to have treated Clay’s objection as a hearsay objection. The court responded that it would consider the testimony only to explain Wilkerson’s conduct. We need not decide whether Clay properly preserved a hearsay objection to Wilkerson’s testimony about the other officers because we conclude there was no reversible error under any standard of review. 5 Case: 17-14545 Date Filed: 08/03/2018 Page: 6 of 9
process requirements” during a revocation hearing. Frazier, 26 F.3d at 114. In
deciding whether to admit hearsay testimony in a supervised release revocation
hearing the district court therefore “must balance the defendant’s right to confront
adverse witnesses against the grounds asserted by the government for denying
confrontation” and also must find that the hearsay statement is “reliable.” Id.
Failure to apply this two part test constitutes a due process violation, but we will
not reverse if the error was harmless. Id.
As for the testimony regarding what the CI told Wilkerson, its admission
was not erroneous because it was not hearsay. Hearsay is a statement other than
one the declarant makes while testifying that is offered to prove the truth of the
matter asserted in the statement. Fed. R. Evid. 801(c). Here, the district court did
not consider Wilkerson’s testimony regarding what the CI said for the truth of the
matter asserted; rather, the testimony’s purpose was to explain Wilkerson’s actions
in setting up the controlled buys. Accordingly, because no hearsay statement was
admitted, there was no need for the district court to apply the Frazier balancing test
or to determine whether the hearsay was reliable.
As for the testimony regarding what the other officers told Wilkerson, even
assuming those statements amounted to impermissible hearsay, any error was
harmless. As we explain below, the non-hearsay evidence “overwhelmingly
demonstrated that [Clay] breached the terms of his supervised release.” Id. Clay
6 Case: 17-14545 Date Filed: 08/03/2018 Page: 7 of 9
thus has failed to show that the district court committed reversible error by
considering hearsay testimony without conducting a balancing test or finding that
the statements were reliable.
B. The District Court Did Not Clearly Err By Finding that Clay Committed the Offense of Possession of Cocaine With Intent to Distribute.
Clay next argues that the district court erred in finding that he had violated
the terms of his supervised release because the government failed to prove that he
committed the offense of possession of cocaine with intent to distribute. Clay
asserts that the evidence was insufficient for the district court to have found that
(1) Clay was the person who sold the white powdery substance to the CI and (2)
the substance was cocaine. For the following reasons, we conclude that the district
court’s findings were not clearly erroneous.
First, Clay argues that there was insufficient evidence to prove that he was
the person selling the substance to the CI. Clay acknowledges that Wilkerson
identified him in court, but argues that the identification was unreliable because
Wilkerson only saw the seller for a short period of time and never saw him leave
the car. Clay further argues that the phone number and the BMW, both of which
were connected to him, were insufficient to establish that he was the person selling
the substance. We disagree. The government presented the following evidence to
prove that Clay was the person selling the substance to the CI: (1) Wilkerson
7 Case: 17-14545 Date Filed: 08/03/2018 Page: 8 of 9
personally observed Clay selling the substance to the CI on two occasions and
positively identified Clay in court; (2) the phone number the CI used to reach the
drug supplier was the same number that Clay gave to his probation officer; and (3)
the car used by the drug supplier was a black BMW, the same type of car that Clay
told his probation officer that he owned, with the same license plate number that
Clay had reported to his probation officer. This evidence was sufficient to prove
by a preponderance of the evidence that Clay was the person selling the substance
to the CI during the first and third controlled buys.
Second, Clay argues that the evidence was insufficient to prove that the
substance he sold to the CI was cocaine. He notes that the substance was not
subjected to a laboratory test and that the government failed to prove what type of
field test was used. The government can establish that a substance was cocaine
based solely on circumstantial evidence, including “the uncorroborated testimony
of a person who observed a defendant in possession of a controlled substance . . . if
the person is familiar with the substance at issue.” United States v. Baggett, 954
F.2d 674, 677 (11th Cir. 1992) (internal quotation marks omitted). Here, the
evidence was sufficient to establish by a preponderance of the evidence that the
substance Clay sold was cocaine: during the first controlled buy, the substance
field tested positive for cocaine; during the third controlled buy, the substance
appeared to Wilkerson, a member of the Clayton County Drug Task Force, to be
8 Case: 17-14545 Date Filed: 08/03/2018 Page: 9 of 9
cocaine; and after Clay was apprehended, he told Wilkerson that he was a small
fish who could help Wilkerson arrest larger distributors. The district court thus did
not clearly err in finding that Clay had violated the terms of his supervised release
by committing the offense of possession of cocaine with intent to distribute.
IV. CONCLUSION
For the foregoing reasons, we affirm the district court’s revocation of Clay’s
supervised release.
AFFIRMED.