United States v. Levette Vangates

287 F.3d 1315, 2002 WL 523087
CourtCourt of Appeals for the Eleventh Circuit
DecidedApril 8, 2002
Docket01-12967
StatusPublished
Cited by43 cases

This text of 287 F.3d 1315 (United States v. Levette Vangates) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Levette Vangates, 287 F.3d 1315, 2002 WL 523087 (11th Cir. 2002).

Opinion

MARCUS, Circuit Judge:

At issue in this appeal is whether certain statements made by a correctional officer are protected under the Fifth Amendment to the Constitution and Garrity v. New Jersey, 385 U.S. 493, 87 S.Ct. 616, 17 L.Ed.2d 562 (1967). Specifically, appellant Levette Vangates contends that her conviction for deprivation of a prison inmate’s constitutional rights under color of law and *1317 obstruction of justice should be overturned because the district court erroneously concluded that her testimony from a previous civil trial was admissible in the criminal proceeding. Because we are satisfied that Vangates could not have formed an objectively reasonable belief that her testimony in the civil case was compelled by any state action, we conclude that the district court found correctly that the testimony was not protected by Garrity or the Fifth Amendment, and we affirm the conviction.

I.

On July 20, 1995, Novelette Hamilton was arrested for failing to complete community service pursuant to a shoplifting conviction. After spending a night in the Women’s Detention Center, she was transported to the Pretrial Detention Center in Miami, Florida and sentenced to time served. As she was being processed for release, Hamilton was assaulted. After her release, Hamilton reported the assault to the Department of Corrections and said that she had been beaten by three correctional officers whom she later identified as the defendants, Vangates, Brigetta Mas, and Rena Symonette.

Soon thereafter, an Internal Affairs investigation was conducted regarding the incident. As part of the investigation, each officer was interviewed by Sergeant Mary Williams, the investigator assigned to the case. Each officer was required to sign three forms entitled “Subject Employee Notification,” “Subject Employee Statement,” and “Rights of Subject Officers in Internal Affairs Investigation” prior to her interview. These documents expressly informed each officer that she would be subject to discipline and possibly dismissal if she refused to answer the investigator’s questions about her work performance and that her statements to Internal Affairs could not be used against her in a subsequent criminal proceeding, except one for perjury, but that they could be used against her in relation to departmental charges. 1 Williams completed her report in 1996, and the Internal Affairs investigation was closed in November 1999.

*1318 In 1996, Hamilton filed a § 1983 civil rights action in the United States District Court for the Southern District of Florida seeking damages stemming from the assault. (Hamilton v. Metropolitan Dade County, Case No. 95-1759-DLG.) She named Metropolitan Dade County and the three officers, in both their individual and official capacities, as defendants in the suit. Pursuant to the terms of its collective bargaining agreement, the County Attorney’s office represented the officers, except to the extent each was sued individually for punitive damages. To defend the punitive damages claims, the County hired separate counsel to represent the officers in their individual capacities. The case went to trial in January 1997, and was settled while being presented to the jury.

At trial, the plaintiff introduced into evidence, as an exhibit during Sgt. Williams's testimony, the Internal Affairs investigative file regarding the incident, which contained transcripts and tape recordings of Williams’s interviews with the officers. In addition, Williams testified without objection about the interviews and quoted summaries found in the Internal Affairs reports during her testimony. Further, each officer was subpoenaed by the plaintiff to appear as a witness. The officers appeared in uniform and answered questions about the incident and the Internal Affairs investigation. Notably, none of the officers claimed a Fifth Amendment privilege or asserted any immunity in response to the questions posed to them. Each officer denied assaulting Hamilton, and each of them was compensated by the County for the time spent in court.

While the civil suit was pending, Hamilton’s attorney filed a civil rights complaint with the Federal Bureau of Investigation. As a result, the FBI opened a criminal investigation, which culminated in a grand jury indictment of the three officers in July 2000. 2 The indictment specifically charged that the officers, while acting under color of Florida law and “aiding and abetting one another, did willfully assault and beat” Hamilton, thereby depriving her of her constitutional rights in violation of 18 U.S.C. § 242. A second count charged Vangates alone with hindering the investigation, in violation of 18 U.S.C. § 1512(b)(3), by providing a false and misleading statement regarding the unlawful assault of Hamilton. 3

Prior to trial, the Government filed a motion in limine seeking permission to use the testimony and exhibits from the civil trial, including the Internal Affairs file, as evidence in the criminal proceeding. On December 13, 2000, a magistrate judge issued a Memorandum and Order granting in part the motion in limine. He denied the motion insofar as it sought admission of the Internal Affairs file itself and any statements or summaries contained therein. He did so because the statements contained in the file were protected by Garrity when the officers gave them, and using the Internal Affairs file in the civil trial did not eliminate that protection.

The magistrate judge found, however, that, unlike the statements contained in *1319 the Internal Affairs file, the testimony given by the officers during the course of the civil trial was not protected by Garrity. First, he determined that the immunity granted by the Subject Employee Statement during the Internal Affairs investigation did not “carry over” to statements made during the civil trial. He also concluded that, even if the officers subjectively believed that the statements they made during the civil trial were compelled, there was no “objectively reasonable basis” for that belief. Accordingly, Garrity did not protect the testimony, and it was admissible in the criminal proceeding. 4

The district court accepted the magistrate judge’s determination that the Internal Affairs file could not be used as evidence in the criminal trial. During a pretrial hearing and over the course of the trial, however, the district judge modified the magistrate judge’s order. First, he held that, in addition to the Internal Affairs file itself, any civil trial testimony concerning the Internal Affairs investigation or the officers’ statements during that investigation could not bé introduced at the criminal trial. 5

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State of Tennessee v. Keith Douglas Garrett
Court of Criminal Appeals of Tennessee, 2026
United States v. Henry Guice, Jr.
Eleventh Circuit, 2026
McClam v. City of Riverdale
N.D. Georgia, 2024
Laura R. Carroll v. State of Florida
District Court of Appeal of Florida, 2024
USA V. JAMES WELLS
Ninth Circuit, 2022
State v. Gray
Supreme Court of Connecticut, 2022
State v. Gideon (Slip Opinion)
2020 Ohio 5635 (Ohio Supreme Court, 2020)
Denzil Earl McKathan v. United States
969 F.3d 1213 (Eleventh Circuit, 2020)
State v. Gideon
2019 Ohio 2482 (Ohio Court of Appeals, 2019)
State v. Socarras
272 So. 3d 488 (District Court of Appeal of Florida, 2019)
United States v. Michael Smith
821 F.3d 1293 (Eleventh Circuit, 2016)
State v. Welchman
292 Neb. 227 (Nebraska Supreme Court, 2015)
People v. Lazarus
238 Cal. App. 4th 734 (California Court of Appeal, 2015)
United States v. Sohibou Thiam
576 F. App'x 132 (Fourth Circuit, 2014)
State v. Graham
2013 Ohio 2114 (Ohio Supreme Court, 2013)
Evangelou v. District of Columbia
901 F. Supp. 2d 159 (District of Columbia, 2012)
United States v. Guy Gannaway, Stephen J. Spencer
477 F. App'x 618 (Eleventh Circuit, 2012)
People v. Haleas
937 N.E.2d 327 (Appellate Court of Illinois, 2010)
People v. Smith
Appellate Court of Illinois, 2010

Cite This Page — Counsel Stack

Bluebook (online)
287 F.3d 1315, 2002 WL 523087, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-levette-vangates-ca11-2002.