United States v. Leon Goodson

439 F.2d 1056, 1971 U.S. App. LEXIS 11289
Court of Appeals for the Fifth Circuit·Decided March 18, 1971·No. 28873_1·Published·Cited by 18 cases

Opinion

INGRAHAM, Circuit Judge:

Appellant Goodson was convicted upon a jury verdict of guilty of violation of the National Firearms Act, 26 U.S.C. § 5801, et seq. The offense charged arose from the possession of a firearm (“sawed-off” shotgun), as defined by 26 U.S.C. § 5848, alleged to have been made in violation of 26 U.S.C. § 5821, such possession being violative of § 5851 of the Act. 1

In appealing his conviction, Goodson has raised five points of error — (1) insufficiency of the evidence to support the conviction; (2) error by the trial court in instructing the jury; (3) admission into evidence of two shotgun shells seized in contravention of Good-son’s Fourth Amendment rights; (4) violation of appellant’s Fifth Amendment right against compulsory self-incrimination; and (5) the punishment *1058 imposed was cruel and unusual in violation of the Eighth Amendment to the United States Constitution.

Because we have concluded on the facts of this case that appellant’s first point of error requires reversal of his conviction we pretermit discussion of the remaining points of error assigned on this appeal.

Upon appellant's trial in the court below, the government introduced through accomplice witness testimony evidence of the defendant’s possession of the weapon at the time and place alleged in the indictment and that the weapon was a “firearm” as that term is defined in § 5848(1) of the Act, note 1, supra. The government introduced into evidence as well a report from the custodian of the National Firearms Registration and Transfer Record, which indicated that no person had registered possession of the described weapon [20 gauge Winchester-Western (Canada) shotgun], nor had any person acquired the firearm by importation, transfer or making, nor had anyone paid a transfer or making tax with respect to the transfer or making of the subject firearm. It was upon this evidentiary base that the government’s case was submitted to the jury which returned a verdict of guilty.

Although challenging the sufficiency of the evidence on the issue of possession, the primary thrust of appellant’s argument focuses upon the government’s failure to prove that the firearm in question was made [manufactured, put together or altered] “in the United States" — a condition prerequisite to liability for payment of the making tax and filing of the declaration of intent to make, § 5821, note 1, supra, and, a for-tiori, a violation of § 5851 under the indictment as laid.

While the government candidly admits that there was no proof that the firearm in question was made “in the United States”, it contends that proof of that fact is not required to secure a conviction under § 5851, or, alternatively, that the evidentiary presumption contained in § 5851 operates to cast upon the defendant the burden of proving that the firearm was not made “in the United States.” The reasoning of the government is predicated upon the fact that the shotgun was originally manufactured in Canada and, so the government’s theory goes, the possible “made in Canada” is an affirmative defense which the government is not required to negate. We find the government’s contention on both points to be untenable.

We note initially that mere possession of a firearm as defined in § 5848 is not per se unlawful — only when that possession is conjoined with the failure of the possessor or another to comply with one or more of the enumerated regulatory sections does a violation of § 5851 occur. As the Tenth Circuit noted in Waters v. United States, 328 F.2d 739 (10th Cir. 1964):

“Section 5848(1) describes the physical characteristics of the firearms to which the provisions of § 5851 are applicable. But, the enumerated sections in § 5851 describe the illegal attributes of firearms, the possession of which is condemned by § 5851. This section, i.e., § 5851, then provides that proof of possession of ‘such firearms * * * shall be deemed sufficient evidence to authorize conviction * * The phrase ‘such firearm’ has reference not only to a firearm defined in § 5848(1), but also to a firearm which is illegally possessed for non-compliance with one of the enumerated regulatory sections, viz., a firearm ‘which has at any time been made in violation of section 5821,’ or ‘which has not been registered as required by section 5841.’ It is therefore, incumbent upon the Government to prove, not only possession of a firearm defined in § 5848 (1), but that the firearm is one illegally possessed, for failure to comply with one of the enumerated regulatory sections.” 328 F.2d at 742 (Emphasis supplied).

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United States v. Leon Goodson, 439 F.2d 1056, 1971 U.S. App. LEXIS 11289 (5th Cir. 1971).

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