United States v. Leon-Gonzalez

24 F. App'x 689
Court of Appeals for the Ninth Circuit·Decided November 21, 2001·No. No. 00-50698; D.C. No. CR-00-00178-1-MJL·Published·Cited by 2 cases

Opinion

MEMORANDUM *

Defendant Julio Cesar Leon-Gonzalez appeals from his convictions for aiding and abetting the bringing in of illegal aliens for financial gain in violation of 8 U.S.C. § 1324(a)(2)(B)(ii) and 18 U.S.C. § 2, and transporting illegal aliens within the United States in violation of 8 U.S.C. § 1324(a)(l)(A)(ii). We reverse. Because the parties are familiar with the factual and procedural history of this case, we will not recount it here.

I

Prosecutorial misconduct violates a defendant’s due process rights when it so infects the trial as to render the proceedings fundamentally unfair. Darden v. Wainwright, 477 U.S. 168, 181, 106 S.Ct. 2464, 91 L.Ed.2d 144 (1986); Johnson v. Sublett, 63 F.3d 926, 929 (9th Cir.1995). After a careful review of the record, we [691] conclude that the improper argument made by the prosecutor requires reversal.

The most egregious comment by counsel was a suggestion to the jury that the jurors should draw an inference from the failure of the defense to call witness Gareia-Sanchez to testify because the defense knew he would not testify favorably. In relevant part, the argument and colloquy occurred as follows:

GOVT COUNSEL: The defendant happened to seize on the fact that somebody looked like him and just because this person isn’t here, he is claiming that he is the one who did it. Well, the defendant, as you know, has an investigator who actually interviewed this person.

DEFENSE COUNSEL: Objection, burden-shifting, your honor.

THE COURT: Overruled.

GOVT COUNSEL: The defendant, as you know, can subpoena people to testify, as he subpoenaed agent Corley and agent Hupp.

DEFENSE COUNSEL: Objection, your honor. If counsel is going to get into this, I would like an instruction saying that Otoniel was in their custody.

THE COURT: I think what she is presenting is appropriate. You can continue.

GOVT COUNSEL: If this man had anything important to offer, they would put him on the stand. They . don’t want him here. They are pointing to him. They don’t want him here.

DEFENSE COUNSEL: Objection, your honor. It was their witness. We are not the one that lost him. The Government is.

THE COURT: Let’s move on.

In making this argument, the government was well aware of the fact that the witness had jumped bail and had absconded. In fact, the witness had been named on the government’s witness list, but the government had been unable to call him due to his flight. Thus, in asking the jury to draw the inference that the defense deliberately chose not to call the witness because the witness would testify unfavorably, the government was misrepresenting the underlying facts.

We considered a similar situation in United States v. Vavages, 151 F.3d 1185 (9th Cir.1998), and concluded that reversal was required. In Vavages, the prosecutor had suggested to the jury that it draw significance from the failure of the defense to call a witness. Id. at 1191. We concluded that the argument was improper because the government had threatened the witness that a plea agreement would be withdrawn and the witness would be charged with perjury if she testified. Id. Although the government in this case did not take direct action to prevent Garcia-Sanchez from testifying, it knew of the true reason for the witness’s absence. Thus, in this case, it was improper to imply to the jury that a different reason existed, and to urge the jury to draw an inference against the defendant from the failure of the witness to appear. United States v. Kojayan, 8 F.3d 1315, 1318-24 (9th Cir. 1993).

In this case, the prosecutor also improperly vouched for the credibility of government witnesses, by telling the jury that “we know that they are honest,” that the government agents were “incredibly credible,” that they did not pursue a fingerprint examination of the evidence because they were “morally certain” it would have been a waste of time; that “we, the government, present the best evidence they have” and that “we convict guilty [692] defendants every day.” A prosecutor may not “ ‘plac[e] the prestige of the government behind a witness through personal assurances of the witness’s veracity” ’ or “ ‘suggest[ ] that information not presented to the jury supports the witness’s testimony.’” United States v. Sarkisian, 197 F.3d 966, 989 (9th Cir.1999) (quoting United States v. Necoechea, 986 F.2d 1273, 1276 (9th Cir.1993)). “The rule that a prosecutor may not express his personal opinion of the defendant’s guilt or his belief in the credibility of witnesses is firmly established.” United States v. McKoy, 771 F.2d 1207, 1210-11 (9th Cir.1985); see also United States v. Kerr, 981 F.2d 1050, 1053 (9th Cir.1992).

The prosecutor also misstated the law in informing the jury that “to find reasonable doubt you have to believe the defendant’s story,” and that “reasonable doubt is not a shield behind which the defendant can hide.” Needless to say, “[a] prosecutor should not misstate the law in closing argument.” United States v. Berry, 627 F.2d 193, 200 (9th Cir.1980) (citing United States v. Artus, 591 F.2d 526, 528 (9th Cir.1979)).

There were other instances of arguably improper argument, but it suffices to say that the argument here was sufficiently improper and prejudicial in what the district court categorized as “a very close case” to require reversal.

Of course, the heat of a trial often invokes occasional rhetorical excess, and federal criminal litigation is not for the faint-hearted. However, in our system of justice, we repose special trust and responsibility in the United States Attorney. As the Supreme Court wrote over a half century ago in Berger v. United States, 295 U.S. 78, 88, 55 S.Ct. 629, 79 L.Ed. 1314 (1935):

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United States v. Leon-Gonzalez, 24 F. App'x 689 (9th Cir. 2001).

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