United States v. Lee

70 M.J. 535, 2011 CCA LEXIS 136, 2011 WL 3200686
CourtNavy-Marine Corps Court of Criminal Appeals
DecidedJuly 28, 2011
DocketNMCCA 200600543
StatusPublished
Cited by6 cases

This text of 70 M.J. 535 (United States v. Lee) is published on Counsel Stack Legal Research, covering Navy-Marine Corps Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lee, 70 M.J. 535, 2011 CCA LEXIS 136, 2011 WL 3200686 (N.M. 2011).

Opinion

PUBLISHED OPINION OF THE COURT

BOOKER, Senior Judge:

A military judge sitting as a general court-martial convicted the appellant, after mixed pleas, of burglary, conduct unbecoming an officer and a gentleman, fraternization, and indecent assault, respectively violations of Articles 129, 133, and 134, Uniform Code of Military Justice, 10 U.S.C. §§ 929, 933, and 934. The convening authority (CA) approved the announced sentence of confinement for three years, forfeiture of all pay and allowances, and a dismissal from the U.S. Marine Corps. We set aside the guilty findings with respect to the sole Article 133 offense and one of the indecent assault allegations, but otherwise affirmed the findings and, after reassessment, the sentence. United States v. Lee, No. NMCCA 200600543, 2007 WL 1890683, 2007 CCA LEXIS 233, unpublished op. (N.M.Ct.Crim.App. 26 Jun. 2007).

Proceedings After Initial NMCCA Action

The Court of Appeals for the Armed Forces granted review of an allegation by the [536]*536appellant that his defense counsel at trial, Captain (Capt) Reh, failed to disclose a conflict of interests, namely, his transfer into prosecution duties during the course of the litigation, thereby resulting in an uninformed selection of counsel. The Court of Appeals for the Armed Forces set aside our 2007 decision and returned the record to the Judge Advocate General (JAG) to order a hearing under United States v. DuBay, 37 C.M.R. 411, 1967 WL 4276 (C.M.A.1967), focusing on nine “factual issues ... in need of resolution,” with further instructions to our court to conduct an Article 66, UCMJ, 10 U.S.C. § 866 review after receiving the Du-Bay record. United States v. Lee, 66 M.J. 387, 390 (C.A.A.F.2008).1 The CA duly ordered a DuBay proceeding to address the concerns articulated.

When we received the record of the Du-Bay proceeding, we determined that the judge who presided over the hearing was disqualified from doing so, and we therefore returned the record to the JAG for remand to an appropriate CA who then ordered another hearing.2 United States v. Lee, No. 200600543, 2009 WL 3747173, 2009 CCA LEXIS 385, unpublished op. (N.M.Ct.Crim.App. 10 Nov. 2009). We received the results of the second hearing along with additional pleadings from the parties and briefs from amici curiae. After hearing argument on the matter, we determined that several substantial questions remained unanswered, and accordingly we returned the record so that the CA could reopen the DuBay hearing so that we might receive, among other things, evidence, not a mere affidavit untested by the adversarial process, from the appellant regarding the questions from the Court of Appeals for the Armed Forces.3 We now have the results of that hearing along with further pleadings from the parties.

The testimony at the DuBay hearings establishes that Capt Reh’s transfer to prosecution duties was disturbingly not uncommon, as it allowed defense counsel who were leaving the service to wind down their cases, and it also allowed those defense counsel who wished to serve a tour in Iraq or Afghanistan to wind down their cases and to gain some prosecutorial perspective before reporting to the theater of operations. It appears in Capt Reh’s case that he was initially reassigned to prosecution duties simply to ease his release from active duty, but when an opportunity to deploy to Afghanistan arose due to another officer’s unavailability, he was able to extend his active-duty time and take advantage of the deployment opportunity. By the time the record of trial and the staff judge advocate’s recommendation were available for defense review, Capt Reh had deployed to Afghanistan and a substitute defense counsel assembled a clemency request and the response to the staff judge advocate’s recommendation.

As the appellant correctly points out in his brief, the passage of time has affected witnesses’ ability to remember critical facts, and additionally critical case files have been lost. We appreciate the DuBay judge’s difficult task of assessing credibility and, in that regard, we note the consistency of the appellant’s position, first expressed in Appellate Exhibit XXX and repeated in his DuBay testimony, as it stands in distinction to the [537]*537somewhat shifting narratives provided by other witnesses in this case. It is a disturbing day in military justice, and it weighs heavily upon our assessment of the proper way forward in this case, when we, like the DuBay judge, determine that the testimony of a convicted felon is more credible than that of the two sworn officers of the court who testified.

Factual Background to this Appeal

The appellant was represented at trial by a uniformed defense counsel, Capt Reh, and a civilian defense counsel, Mr. Sheldon. Both counsel had been involved with his case since the pretrial investigation stage, and charges were referred to a general court-martial in September 2004. Some time shortly after the charges were referred for trial, Capt Reh learned that he would be transferred to duties in the prosecution office at Camp Le-jeune.

Capt Reh formally changed positions at the end of the year, carrying over several special and general courts-martial as a defense counsel. The appellant’s trial on the merits concluded in early May 2005, that late trial date dictated in part by defense requests for continuances to conduct further investigation. Capt Reh at that point carried a respectable load of special and general courts-martial in his new capacity as trial counsel. Capt Reh’s new supervisor was Major (Maj) Keane, the Military Justice Officer at Camp Lejeune. Maj Keane served as the prosecutor in the appellant’s trial and was responsible for preparing a fitness report on Capt Reh for the period that included the appellant’s trial, although he refrained from substantive comment on Capt Reh’s defense work.

While Capt Reh and Mr. Sheldon testified that they did, at some point before the move, inform the appellant that the prosecution duties may have posed a “potential conflict,” neither defense attorney revealed that Capt Reh would be working directly for the same officer who was prosecuting the appellant; furthermore, we cannot on the record before us conclude that Capt Reh fully revealed his professional predicament to his co-counsel, as evidenced in AE XXX. The combination of the appellant’s later testimony and his corn-plaint in AE XXX tell us that he had but an imperfect understanding of the arrangement. It was only while the appellant was serving his term of confinement, reading a book provided by an acquaintance from Camp Le-jeune about an officer prosecution going on contemporaneously with the appellant’s, that he fully understood the relations among the counsel.

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Related

United States v. Christopher
Navy-Marine Corps Court of Criminal Appeals, 2017
United States v. Hale
Navy-Marine Corps Court of Criminal Appeals, 2017
United States v. Lee
73 M.J. 166 (Court of Appeals for the Armed Forces, 2014)
United States v. Lee
72 M.J. 581 (Navy-Marine Corps Court of Criminal Appeals, 2013)

Cite This Page — Counsel Stack

Bluebook (online)
70 M.J. 535, 2011 CCA LEXIS 136, 2011 WL 3200686, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lee-nmcca-2011.