United States v. Lea, Brian W.

CourtCourt of Appeals for the Seventh Circuit
DecidedMay 2, 2001
Docket00-3146
StatusPublished

This text of United States v. Lea, Brian W. (United States v. Lea, Brian W.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lea, Brian W., (7th Cir. 2001).

Opinion

In the United States Court of Appeals For the Seventh Circuit

No. 00-3146

United States of America,

Plaintiff-Appellee,

v.

Brian W. Lea, a/k/a "Skip,"

Defendant-Appellant.

Appeal from the United States District Court for the Eastern District of Wisconsin. No. 99 CR 178--Charles N. Clevert, Judge.

Argued March 26, 2001--Decided May 2, 2001

Before Flaum, Chief Judge, and Bauer and Rovner, Circuit Judges.

Flaum, Chief Judge. After a business relationship between Brian Lea and National By-Products ("NBP") went bad, pesticides from Lea’s strawberry business were dumped onto NBP’s dead farm animals ("deadstock"). When an anonymous letter informed NBP that its deadstock, which had been rendered and sold as animal food, had been contaminated, the company was forced to shut down its Berlin, Wisconsin plant and engage in a massive recall. On September 14, 1999, Lea was indicted and charged as the saboteur. At trial, Lea claimed innocence, contending that Barry Werch, a former NBP employee, was the actual culprit. To that end, Lea sought to introduce evidence of a polygraph examination which Werch had "failed," as well as "incriminating" statements made by Werch to his wife. The district court did not allow these pieces of evidence to be admitted. On April 13, 2000, the jury found Lea guilty of dumping the pesticides. Lea was sentenced to 36 months imprisonment, a year of supervised release, and ordered to pay $2.2 million in restitution. Lea now appeals, arguing that the district court erred in excluding evidence of Werch’s polygraph examination and marital communications. He further asserts that these errors of exclusion operated to violate his Sixth Amendment right to present a defense. For the reasons stated herein, we affirm the decisions of the district court.

I. BACKGROUND

Up until the time of his conviction, Brian Lea was an entrepreneur dealing in animal remains. Lea owned and operated a mink ranch, an enterprise that sold meat to alligator farms and greyhound kennels, a deadstock pickup and removal business, an animal hide business, and a trucking business to transport his products. Lea also had concerns unrelated to animal carcasses, including a strawberry business. From 1991 through 1996, Lea had various dealings with NBP, a national corporation involved in the rendering business. NBP produced animal food and feed additives in the form of liquid fat and dry meat meal by processing otherwise wasted materials such as used restaurant grease, deadstock, and unused material from meat packing plants ("offal"). Lea and NBP developed a symbiotic relationship, whereby Lea sold his deadstock to NBP’s Berlin, Wisconsin plant, and in return was leased space at that location to process his chicken offal into mink food.

The relationship between Lea and NBP began to deteriorate in August of 1996, when NBP stopped leasing Lea space in its Berlin plant to process his chicken offal. In response, Lea ceased to vend his offal and collected deadstock to NBP, and instead marketed his products to a competitor of NBP. In order to recoup the raw materials lost by Lea’s actions, NBP created its own deadstock collection business. NBP aggressively competed with Lea for deadstock, hiring Lea’s drivers, conducting promotions to attract business, and paying for deadstock--a frowned-upon tactic in the deadstock removal field. The competition upset Lea and took a heavy toll on him financially, eventually resulting in his filing for bankruptcy.

In the early winter of 1996, Lea informed his employee, Jason Haynes, that he had dumped pesticides from his strawberry business into a NBP offal and deadstock trailer in Eau Claire, Wisconsin. Lea stated that his "only mistake" was that he had dropped his flashlight between the loading dock and the trailer and could not retrieve it. That flashlight, which was eventually recovered by NBP employees, was identified as the model of flashlight that had been purchased by Lea’s company in November of 1996. Lea also showed Haynes a letter he intended to send to the Berlin Police Department, detailing the act of contamination.

On December 28, 1996, the Berlin Police Department received an anonymous letter from a supposed former NBP employee recounting an act of sabotage against the NBP Berlin plant. Enclosed with the letter was a sample of the contaminant used by the perpetrator. Upon notification of the contamination, NBP stopped delivery of its products. When testing of those products revealed that pesticide contamination had in fact occurred, NBP shut down its plant and began a massive recall. According to NBP’s chief financial officer, the shutdown and recall cost NBP and its insurer over $2.5 million.

For obvious reasons, the investigation into the contamination initially focused on former NBP employees. On January 15, 1997, one such individual, Barry Werch was questioned by the United States Food and Drug Administration ("FDA") agent handling the matter. In that interview, Werch described the working conditions at NBP, relating that maggots crawled from the ceiling of the NBP plant. According to the agent, during the course of that interview Werch provided contradictory statements regarding his knowledge of when the tampering had taken place and his feelings towards NBP. The following day, Werch agreed to take a polygraph examination. Special Agent Robert West conducted the test, wherein Werch was asked whether he had put pesticides into NBP’s raw materials and whether he had mailed the aforementioned letter to the Berlin Police Department. Based on Werch’s responses, West classified Werch as "deception indicated," meaning that Werch had scored a minus three on at least one of the questions./1 Under normal circumstances, West conducts a post-examination interview with the testee in order to ascertain the basis for the deception. However, an angered Werch did not allow the post-instrument phase of the test to proceed, as he stormed out of the testing room.

On May 14, 1997, a second letter was received by the Berlin Police Department in which the author claimed responsibility for an additional contamination of NBP materials. That message warned that "a very major finished product contamination will occur on July or August so the world can see the putrid conditions that exist there at that time when the maggots crawl the walls and ceilings and the stench is so bad that you can cut it with a knife." Because Werch had mentioned maggots crawling on the walls during his first interview with the FDA agent, and because of similar statements which Werch had made to his then spouse, the agents considered him as a possible author of the letter.

Nonetheless, as the investigation proceeded, the authorities began to focus on Lea as a suspect. The pesticides used in the contamination were tied to Lea (via his strawberry business), as were the letters claiming responsibility for the acts. On September 14, 1999, Lea was indicted by a grand jury in the Eastern District of Wisconsin and charged with two counts of violating 18 U.S.C. sec. 1365(b). Count One of the indictment alleged that in December of 1996, Lea had caused serious injury to NBP by tainting "animal by-products, which were intended as a component of animal food and which affected interstate commerce." Count Two charged that in mid-1997, Lea had caused serious injury to NBP by tainting restaurant grease, which was to be utilized by the company in making animal food.

At trial, Lea sought to defend himself by submitting evidence of third-party (Werch) culpability. Lea submitted a request to the court to call West to testify as to the results of Werch’s polygraph examination. The district court conducted a telephone hearing with West, and thereafter, in a written order dated April 6, 2000, denied Lea’s request.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Blau v. United States
340 U.S. 332 (Supreme Court, 1951)
Pereira v. United States
347 U.S. 1 (Supreme Court, 1954)
Washington v. Texas
388 U.S. 14 (Supreme Court, 1967)
Chambers v. Mississippi
410 U.S. 284 (Supreme Court, 1973)
United States v. Nixon
418 U.S. 683 (Supreme Court, 1974)
Rock v. Arkansas
483 U.S. 44 (Supreme Court, 1987)
Taylor v. Illinois
484 U.S. 400 (Supreme Court, 1988)
Daubert v. Merrell Dow Pharmaceuticals, Inc.
509 U.S. 579 (Supreme Court, 1993)
United States v. Scheffer
523 U.S. 303 (Supreme Court, 1998)
United States v. Buddy Joe Barnard
490 F.2d 907 (Ninth Circuit, 1974)
United States v. Cornell Byrd
750 F.2d 585 (Seventh Circuit, 1985)
United States v. John Dietrich
854 F.2d 1056 (Seventh Circuit, 1988)
United States v. Ronald Lofton, Sr.
957 F.2d 476 (Seventh Circuit, 1992)
United States v. Danny Short and David S. Bittis
4 F.3d 475 (Seventh Circuit, 1993)
United States v. Carlos Sanchez
118 F.3d 192 (Fourth Circuit, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
United States v. Lea, Brian W., Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lea-brian-w-ca7-2001.