United States v. Laurie Baker

578 F. App'x 567
CourtCourt of Appeals for the Sixth Circuit
DecidedSeptember 3, 2014
Docket13-1193
StatusUnpublished

This text of 578 F. App'x 567 (United States v. Laurie Baker) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Laurie Baker, 578 F. App'x 567 (6th Cir. 2014).

Opinion

MARTHA CRAIG DAUGHTREY, Circuit Judge.

Defendant Laurie Baker pleaded guilty to a one-count indictment charging her with the statutory rape of a 14-year-old boy, a federal crime because it occurred on the reservation of the Grand Traverse Band of Ottawa and Chippewa Indians. See 18 U.S.C. §§ 1153, 2243(a). She was sentenced to 42 months’ imprisonment, an upward variance from the applicable guidelines range of 30 to 37 months. Baker now appeals her conviction, claiming that she should have been permitted to withdraw her guilty plea. She also appeals her sentence, contending that the district court failed to explain its reasons for an upward variance. We affirm.

FACTUAL AND PROCEDURAL BACKGROUND

Laurie Baker was charged in a one-count indictment with sexual abuse of. a minor by knowingly engaging in sexual intercourse with D.E.B., a male between the ages of 12 and 16, who was more than four years younger than Baker. She entered a guilty plea before a magistrate judge in January 2012, pursuant to a plea agreement that did not include a detailed description of the underlying facts. Consequently, at her plea hearing, the district court asked Baker to provide her own version of the facts. She stated under oath:

On the night that this happened, the victim was texting me and he seemed a little upset. His dad had just passed away, and his mom was in jail and looking at prison time. So I told him to come over, we could watch a movie, and he could talk to me for a while. And he said okay. And I asked him over the phone earlier during the day but he didn’t come over until after dark and he came through my bedroom window, and I asked him what he was feeling, and he is like, he was, he said he was just sad. You know, so I was — I told him, well, you can always talk to me, you know. And so then he started fondling my breasts and I told him no, that we shouldn’t do this. And he asked me why. And I told him it was because he *569 was too young. And he said, so that doesn’t matter. And so I told him no again, and then I just gave in and we had sex.

The prosecutor agreed that the defendant’s statements were sufficient to support her guilty plea but also told the court that the victim’s view of the facts was different: D.E.B. claimed that he did not consent to having sex with the defendant, that “it was not his idea, and that Ms. Baker forced herself on him.”

Noting that consent was not an element of the crime charged, the prosecutor took the position that the factual discrepancy was irrelevant to the offense of statutory rape, although it could nonetheless be an issue at sentencing when the district court would determine whether Baker was eligible for acceptance-of-responsibility credit. Baker’s counsel informed the court that he had spoken with his client about the victim’s allegation of forcible rape and believed that the disputed facts were not relevant to her guilty plea, given that Baker was willing to admit to the elements of the crime charged in the indictment — statutory rape. The magistrate judge agreed with the attorneys that the issue of consent was legally irrelevant to statutory rape and asked Baker whether she understood that consent was not a defense. Baker confirmed that she understood.

After conducting a thorough colloquy, the magistrate judge concluded that Baker was competent to enter a guilty plea and that her plea was knowing and voluntary. He accepted the guilty plea, but reserved acceptance of the plea agreement for the district judge.

A subsequently-issued presentence report recited both D.E.B.’s and Baker’s versions of the facts. According to D.E.B., on the evening of the offense Baker invited him via text message to her house to watch a movie. He entered through the front door. Baker gave him several glasses of a beverage that make him feel dizzy and caused him to have trouble walking. Later in the evening, Baker

pulled him into her bedroom, pushed him on the bed, and removed some of his clothing.... While lying on his back, D.E.B. reported Ms. Baker grabbed his penis with her hand and performed oral sex on him. She then pulled her gown up, removed her underwear, got on top of him, told him to put his arms around her, and guided his penis into her vagina. During intercourse, he stated he tried to push Ms. Baker off of him and told her to stop, but she refused. He also made the statement, “Get off me now,” but the defendant responded “No.”

Baker offered a different version of events to the probation officer, who interviewed her by telephone in the presence of counsel. She claimed that “she tried to stop D.E.B.’s advances, but things got ‘carried away,’ ” and “they eventually had sexual intercourse.” The presentence report indicated that Baker admitted to the statutory elements of the offense but noted that Baker’s and D.E.B.’s accounts were irreconcilable. The probation officer who drafted the report concluded that “the victim appears mo[re] credible” and recommended that Baker not receive acceptance-of-responsibility credit because she denied relevant conduct. Baker objected to the probation officer’s recommendation.

At Baker’s sentencing hearing in August 2012, her counsel reiterated Baker’s position that D.E.B. was the aggressor, and the district court noted the defendant’s objection to the victim’s version of the facts. The court questioned “whether we even have a valid guilty plea in light of all of this,” acknowledging that the factual dispute perhaps made no difference “in a purely legal sense,” but saying that “if Ms. *570 Baker finds it impossible for one reason or another to acknowledge that she was the aggressor, I’m not really sure where that leaves us.” Baker’s counsel expressed uncertainty as to whether Baker was “still arguing that there was coercion or duress” or “is willing to admit that she was the aggressor.” The prosecutor then discussed a letter, submitted to the court for consideration in sentencing, that was written by Baker’s mental health counselor in July 2012. The letter recounted Baker’s April 2012 description of the incident to her counselor and reported that Baker described “being raped by a minor.” The counselor also wrote, “Due to her history of trauma as a child and domestic violence as an adult, it would make sense to her to rationalize that she was somehow responsible for the attack,” and that “Ms. Baker reported to me that she was convinced to take the plea because it wouldn’t affect her living situation or custody of her son.” The prosecutor characterized the account Baker allegedly gave to the counselor as “a reversal” from Baker’s earlier statement at the plea hearing.

The district court responded that in light of the parties’ inability to agree on the facts, she was “prepared to entertain a motion to withdraw the plea.” Defense counsel raised the possibility of also moving for a mental health evaluation. The court then adjourned the hearing for 14 days to give Baker an opportunity to file motions, if she chose to do so. Baker filed both motions. The district court subsequently held a hearing at which it found Baker competent to stand trial and then invited argument on the motion to withdraw her guilty plea.

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Bluebook (online)
578 F. App'x 567, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-laurie-baker-ca6-2014.