United States v. Lathrop

17 Johns. 4
CourtNew York Supreme Court
DecidedAugust 15, 1819
StatusPublished
Cited by27 cases

This text of 17 Johns. 4 (United States v. Lathrop) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lathrop, 17 Johns. 4 (N.Y. Super. Ct. 1819).

Opinions

Spencer, Ch. J.,

delivered the opinion of the court. The plea demurred to can only be supported on the ground, that, by the constitution of the United States, no state court can take cognizance of any suit in behalf of the United States, for penalties or forfeitures. The whole case, then, depends on the provisions of' the constitution of the United States.

By the first section of the third article, it is provided, that •‘the judicial power of the United States shall be vested in one Supreme Court, and in such inferior courts as the Congress may, from time to time, ordain and establish.” The second section of the same article declares, that “ the judicial power shall extend to all cases in law and equity arising under this constitution, the laws of the United States, and treaties made, or which shall be made, under their authority; to all cases affecting ambassadors, other public ministers, and consuls; to all cases of admiralty and maritime jurisdiction ; to controversies between two or more states; between a state and citizens of another state ; between citizens of different states ; between citizens of the same Asíate claiming lands under grants of different states ; and between a state, or the citizens thereof, and foreign states, citizens, or subjects.”

The act of Congress under which this suit is brought, was passed at the first session of the 13th Congress, (ch. 38.) After declaring the forfeiture for noncompliance with its provisions, it proceeds to enact, that for the recovery of all fines, penalties, and forfeitures, incurred under it, suits may be prosecuted and maintained, in the name of the United States, before any court of the state having jurisdiction in like cases, where tfie cause of action shall arise or accrue more than fifty miles distant f orn the nearest place by law established for the holding a district court, within the district in which the same shall arise or accrue.

The question which we are called upon to decide involves considerations of great delicacy and magnitude, and on which several very enlightened tribunals have held different opinions. Í cannot doubt, that in some of the enumerated cases, to which [16]*16the constitution declares the judicial power of the United Stafes shall extend, the courts of the United States, Strictly speaking, have exclusive jurisdiction; and that in others of these enumerated cases, the courts of the several states have a concurrent jurisdiction. I entirely concur in the opinion delivered by Mr. Justice Story, in the case of Martin v. Hunter’s Lessee, (1 Wheat. Rep. 323.) that the language of the constitution is imperative, “ that the judicial power of the United States shall be vested,” “ and that it shall extend,” for the reasons offered by that learned judge ; but this does not necessarily divest the state courts of jurisdiction in all those cases to which their jurisdiction extended, before the adoption of the constitution. The vesting of jurisdiction in newly-constituted courts, without any words of exclusion of the jurisdiction possessed by other courts before, does not, ex vi termini, oust those courts of jurisdiction; unless, indeed, there should be an incompatibility in the exercise of the same powers, by distinct and independent tribunals; in such case a negative might be implied from the very nature of the case.

*It is not eulogy to say, that, perhaps, there never was a human production more profoundly considered, by an assemblage of the most distinguished men, than this great national pact, which has secured to the people of the United States such innumerable blessings. Many members of that illustrious convention were eminent lawyers, conversant with the practice, organization, and proceedings of the courts of the several states; and we are, therefore, authorized to conclude, that in vesting the judicial power of the United States, they would avoid every thing leading to confusion or derangement in the proceedings of the state courts; and, if I am not greatly mistaken, it will appear, that a denial to the state courts of a concurrent jurisdiction with the courts of the United States, in some of the specified cases, and an imposition upon them of jurisdiction in others, would, in the one case, lead to the most absurd and extraordinary results, and, in the other, to a violation of fundamental principles.

There were several great objects in the view of the convention in adjusting the judiciary system. The government was invested with the powers of peace and war; they assumed the national debt, and became liable for future national engagements ; they were charged with the common defence of every portion of the empire ; the power of fulfilling these obligations required the collection of a revenue, in the shape of taxes, duties, imposts, and excises; and to preserve the public peace, and fulfil the public faith, it was all important that the power to do both should be enjoyed and exercised by the government itself. It would have been unwise and unsafe to depend on the judiciary of the several states, over whom the United States had no control, for the exposition or execution of the laws of [17]*17the United States, It would have been incompatible with the stability or permanency of the government itself.

It was necessary to guard against the probable partialities ana prejudices incident to the state courts, in legal controversies between citizens of different states. Indeed, the declaration of the extent of the judicial power of the United States, in all the specified cases, was justified by the great interests of the nation. It is not, however, necessary that *the courts of the United. States should have exclusive primary jurisdiction in all the enumerated eases. A subsequent part of the third article of the constitution declares, “ that in all cases affecting ambassadors, other public ministers and consuls, and those in which a state shall be a party, the Supreme Court shall have original jurisdiction. In all other cases, before mentioned, the Supreme Court shall have appellate jurisdiction, both as to law and fact, with such exceptions and under such regulations, as the Congress shall make.”

The requisitions of the constitution are satisfied, if the judicial power of the United States is ultimately vested in a court constituted by them, without excluding the state courts from a concurrent jurisdiction; and from whose decisions a right of appeal, both as to law and fact, is secured. I cannot but conclude, on this branch of the subject, that inasmuch as there is no express negation of jurisdiction to the state courts, in the specified cases, their jurisdiction is not taken away, except as to such of the cases as they did not before hold cognizance of, and such as, from the nature of the jurisdiction, they could not hold cognizance of, from the incompatibility between the powers granted to the courts of the United States, and a reservation of any portion of the same powers to the state courts.

This conclusion derives support from another part of the constitution. The sixth article provides, “ that this constitution, and the laws of the United States which shall be made in pursuance thereof, and all treaties made, or which shall be made, under the authority of the United States,

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Bluebook (online)
17 Johns. 4, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lathrop-nysupct-1819.