United States v. Lasaga

136 F. App'x 428
CourtCourt of Appeals for the Second Circuit
DecidedJune 27, 2005
DocketNo. 03-1592
StatusPublished
Cited by3 cases

This text of 136 F. App'x 428 (United States v. Lasaga) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lasaga, 136 F. App'x 428 (2d Cir. 2005).

Opinion

SUMMARY ORDER

Defendant-appellant Antonio Lasaga appeals the sentence imposed by the district court upon re-sentencing for his conviction, following a guilty plea, on one count of receipt of child pornography in violation of 18 U.S.C. § 2252A(a)(2), and one count of possession of child pornography in violation of 18 U.S.C. § 2252A(a)(5)(B). We assume familiarity of the facts of this case, which are recited in detail in our opinion from Lasaga’s first appeal. See United States v. Lasaga, 328 F.3d 61 (2d Cir. 2003).

As a result of the Supreme Court’s decision in United States v. Booker, — U.S.-, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), Lasaga is entitled to a remand to allow the district court to consider whether to resentence him under the post-Booker non-mandatory Guidelines regime. See United States v. Crosby, 397 F.3d 103 (2d Cir.2005). However, because the district court on remand will still be obligated to “consider” the Guidelines, we exercise our discretion to adjudicate Guidelines issues before remanding. See United States v. Fagans, 406 F.3d 138, 140 (2d Cir.2005).

Prior to Lasaga’s initial sentencing following conviction, the government sought the imposition of three upward departures: (1) a two-level departure under U.S.S.G. § 5K2.3, which allows for upward departure where a victim “suffered psychological injury much more serious than that normally resulting from commission of the offense” (the “Injury Departure”); (2) a three-level departure pursuant to U.S.S.G. § 5K2.0 based on the thousands of child pornography images found in Lasaga’s possession (the “Quantity Departure”); and (3) a departure under U.S.S.G. § 4A1.3 to increase Lasaga’s Criminal History Category from Category I to Category II on the ground that Category I underrepresented Lasaga’s past criminal con[431]*431duct and his likelihood of recidivism (the “Criminal History Departure”). In addition, the government argued that the district court should impose the statutory maximum sentence of 20 years.

At the first sentencing hearing, the district court carefully considered the government’s recommended departures and found that each departure was fully warranted by the evidence of the case. But after determining that it was not necessary to impose all of them in order to achieve a sentencing range that included 180 months — the sentence found by the district court to be most appropriate in the circumstances — the district court imposed a two-level Quantity Departure and a one-level Injury Departure, and declined to impose a Criminal History Departure. The district court then sentenced Lasaga to 180 months’ imprisonment in the aggregate, which was “near the top of the range.” In addition, anticipating that on appeal Lasaga would raise a constitutional challenge to one of the substantive counts of conviction, the district court stated that it believed that it would have sentenced Lasaga to the same amount of imprisonment even if the challenged count had been struck down as unconstitutional.

On his first appeal, Lasaga raised several claims including challenges to both departures. We affirmed Lasaga’s conviction and rejected his challenge to the Quantity Departure. Lasaga, 328 F.3d at 68. But we agreed with Lasaga that the imposition of the Injury Departure under U.S.S.G. § 5K2.3 was improper because the district court had failed to make the requisite comparative finding that the psychological injury suffered by the victim of Lasaga’s sexual abuse was much more serious than that normally resulting from the commission of the underlying offenses. We remanded to the district court “for re-sentencing consistent with this opinion.” Id. at 68.

On remand, the government withdrew its request for an Injury Departure and, instead, renewed its argument that Lasaga warranted an additional one-level Quantity Departure as well as a Criminal History Departure based on his prior uncharged criminal conduct. After concluding that this court’s mandate did not preclude the additional departures, the district court imposed both of them, with the result that Lasaga was once again sentenced to 180 months’ imprisonment.

On the present appeal, Lasaga mounts three challenges to his new sentence. First he contends that the new departures violated the mandate rule. Second, he maintains that the district court abused its discretion in imposing an additional one-level Quantity Departure without allowing Lasaga to present additional evidence on the issue of quantity. Lasaga’s third challenge, which was not asserted until his reply brief, is that the district court abused its discretion in imposing the Criminal History Departure.

We reject Lasaga’s argument that the district court violated the mandate rule when it imposed the Quantity and Criminal History Departures. The mandate rule is a variant of the “law of the case” doctrine. To promote the finality of judgments, “the rule bars the district court from ‘reconsidering or modifying any of its prior decisions that have been ruled on by the court of appeals.’ ” United States v. Stanley, 54 F.3d 103, 107 (2d Cir.1995) (quoting United States v. Minicone, 994 F.2d 86, 89 (2d Cir.1993)); see also United States v. Uccio, 940 F.2d 753, 757 (2d Cir.1991). However, the mandate rule affords the district court discretion to reconsider, on remand, issues that were not “expressly or implicitly” decided by this court, including sentencing decisions that were intertwined with the decision reversed on appeal. See United States v. Quintieri, 306 F.3d 1217 (2d Cir. [432]*4322002) (holding that de novo sentencing on remand is appropriate “for example, when the reversal [by the Court of Appeals] effectively undoes the entire knot of calculation”); see also Uccio, 940 F.2d at 757-59 (holding that imposition on remand of previously rejected upward departure did not violate the mandate rule because the issue was left open on prior appeal); United States v. Cirami, 563 F.2d 26, 33 (2d Cir. 1977).

The additional departures imposed by the district court on remand — the additional one-level Quantity Departure and the Criminal History Departure- — fall into this latter category. Both departures had been urged by the government during La-saga’s original sentencing, and the district court had expressly found that both departures were fully warranted by the facts of the ease. Moreover, the district court’s rationale for not imposing them initially— that the appropriate sentence could be reached without them — was nullified by our reversal of the Injury Departure. Thus, it was within the district court’s discretion to reconsider its earlier decision. Cf.

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