United States v. Larry E. Spears Matthew D. Jordan Albert E. Williams Anthony Q. Gibson

827 F.2d 705, 1987 U.S. App. LEXIS 12274, 23 Fed. R. Serv. 1053
CourtCourt of Appeals for the Eleventh Circuit
DecidedSeptember 15, 1987
Docket86-7078, 86-7224
StatusPublished
Cited by8 cases

This text of 827 F.2d 705 (United States v. Larry E. Spears Matthew D. Jordan Albert E. Williams Anthony Q. Gibson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Larry E. Spears Matthew D. Jordan Albert E. Williams Anthony Q. Gibson, 827 F.2d 705, 1987 U.S. App. LEXIS 12274, 23 Fed. R. Serv. 1053 (11th Cir. 1987).

Opinion

*707 HILL, Circuit Judge:

On June 13, 1983, a riot occurred at the Kilby Correctional Facility in Alabama. This appeal involves the federal prosecutions of prison officials who are charged with excessive use of force in stopping the riots and in operation of the prisons during a period of several days after the riots. Perjury charges also resulted from testimony which various prison officials gave before the grand jury.

In December of 1985, the matter was heard before a jury. Three of the seven defendants were acquitted; the jury was unable to reach a verdict as to the remaining defendants, and a mistrial was entered as to these four defendants. After scheduling a new trial, the district court judge wrote the Assistant Attorney General of the Civil Rights Division and requested that the case be dropped. On January 29, 1986, William Bradford Reynolds responded by letter and informed the court that the charges would not be dropped; the government proceeded to make a motion in limine (1) to allow government witnesses to explain why prior inconsistent statements were made, and (2) to allow the government to introduce evidence of other incidents in which the defendants abused prisoners. With regard to the first motion, the government contended that prison guards who would testify at trial originally denied witnessing the assaults committed by defendants. The government argued these witnesses should be permitted to testify that their prior inconsistent statements were a result of fear of reprisals by prison officials. With regard to the second motion, the government wished to introduce evidence of other incidents occurring during this time period in which defendants assaulted inmates. This evidence included an incident in which guards required an inmate to crawl on the floor and bark like a dog. The district court denied these motions. The government gave notice of appeal on January 31, and the trial set for February 3 was postponed. Referring to the government’s delay in making the motion in limine, prosecutorial misconduct, and imperfections in the government’s case, the district court entered an order on February 27, 1986 dismissing the indictment with prejudice. This appeal followed.

I. GOVERNMENT’S MOTION IN LIMINE

A. Prior Inconsistent Statements Made by Witnesses

The motion in limine presented by the government reads as follows:

It is anticipated that the trial testimony of [the prison guards to be called] will be, in some instances more complete than prior statements furnished to state and federal investigators and in other instances inconsistent with prior statements furnished to these same investigators. The government intends to ask these witnesses the nature of the incomplete or inconsistent statement and intends to ask the witnesses to explain why the incomplete or inconsistent statement or statements were made. It is anticipated that the witnesses will offer the following explanations: (1) They did not wish to implicate fellow Department of Corrections employees in violation of the law and/or violation of Department of Corrections regulations. (2) They were afraid if they identified superior ranking prison officials and/or fellow correctional officers in violation of the law and/or violation of prison regulations, they would either lose their jobs with the Department of Corrections or their job status would otherwise be adversely affected, and (3) They were afraid for their personal safety if they implicated Department of Corrections employees in wrongdoing to state/federal investigators.

The district court characterized the government’s motion as an effort to introduce the undisclosed mental processes of the witnesses which would be virtually immune to cross-examination. The district court proceeded to deny the motion. The court was in error on this point.

*708 This circuit has repeatedly approved allowing prosecution witnesses to explain prior inconsistent statements. See, e.g., United States v. Holland, 526 F.2d 284, 285 (5th Cir.1976); United States v. Holladay, 566 F.2d 1018, 1019-20 (5th Cir.), cert. denied, 439 U.S. 831, 99 S.Ct. 108, 58 L.Ed.2d 125 (1978). Such an explanation may include the witnesses’ subjective fears and beliefs which resulted in the prior in consistent statement. United States v. Franzese, 392 F.2d 954, 960 (2d Cir.1968), vacated on other grounds, 394 U.S. 310, 89 S.Ct. 1163, 22 L.Ed.2d 297 (1969) (quoted with approval in United States v. Cochran, 499 F.2d 380, 388 (5th Cir.1974), cert. denied, 419 U.S. 1124, 95 S.Ct. 810, 42 L.Ed.2d 825 (1975)). Furthermore, such testimony may be introduced on direct ex amination; the prosecution need not wait to rehabilitate the witness on re-direct. United States v. Ziperstein, 601 F.2d 281, 291-92 (7th Cir.1979), cert. denied, 444 U.S. 1031, 100 S.Ct. 701, 62 L.Ed.2d 667 (1980). The probative value of this evidence clearly outweighed its prejudicial impact; the district court abused its discretion by failing to grant this portion of the motion in limine.

B. Exclusion of Other Acts of Misconduct

The government’s motion in limine also sought permission to introduce evidence of “other crimes, wrongs, and acts” committed by various defendants. The government has narrowed the issue on appeal to whether the district court erred by failing to permit evidence that defendant Albert Williams ordered inmates to bark like dogs while on their hands and knees. This incident allegedly occurred in the presence of the other three defendants.

As the government notes in its brief, the primary issue which the jury must resolve in this case is whether the defendants’ actions were a good faith attempt to maintain security or a malicious attempt to inflict punishment. The defendant’s alleged conduct in requiring inmates to bark like dogs is highly relevant in determining whether the inmates were placed on hands and knees for security reasons or whether such conduct was merely to humiliate the inmates.

The probative value of this evidence outweighs its prejudicial impact. This point is virtually conceded by the defendants; the defendants, however, argue that the evidence was merely cumulative and therefore could be properly excluded by the trial court. No other evidence has been brought to our attention which would clearly demonstrate the intent and motive of the defendants. The evidence which the government sought to introduce was not cumulative. The suppression of this evidence constituted an abuse of discretion.

II.

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Bluebook (online)
827 F.2d 705, 1987 U.S. App. LEXIS 12274, 23 Fed. R. Serv. 1053, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-larry-e-spears-matthew-d-jordan-albert-e-williams-ca11-1987.