United States v. Lamb

99 F. App'x 843
CourtCourt of Appeals for the Tenth Circuit
DecidedMay 20, 2004
Docket03-2188
StatusUnpublished
Cited by2 cases

This text of 99 F. App'x 843 (United States v. Lamb) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lamb, 99 F. App'x 843 (10th Cir. 2004).

Opinion

ORDER AND JUDGMENT *

TACHA, Chief Circuit Judge.

Defendant-Appellant Michael L. Lamb was convicted of possessing with the intent *845 to distribute, and conspiring to possess, more than five kilograms of cocaine in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(A)®, and 846. Gerald Schultz, Mr. Lamb’s co-conspirator, testified as a government witness at trial. Mr. Lamb challenges the District Court’s ruling that prohibited cross-examination of Mr. Schultz regarding a previous auto-theft arrest and conviction for misdemeanor assault. We take jurisdiction pursuant to 28 U.S.C. § 1291 and AFFIRM.

I. INTRODUCTION

According to the trial testimony, on September 2, 2002, Mr. Lamb and Mr. Schultz left Missouri for Chihuahua, Mexico, after having made a similar trip in the previous month. The two men arrived at a hotel in Chihuahua the following morning, leaving their car in valet parking. An unidentified individual came to their room that day, taking the keys and the valet parking receipt. Four days later, the car was returned; and both men left Chihuahua for Kansas City.

Outside Tucumcari, New Mexico, the car began experiencing mechanical difficulties. The men took the car to a repair shop; and, during repairs, a block of cocaine fell from the front of the car. The mechanic notified the local police department, resulting in the arrest of Mr. Lamb and Mr. Schultz.

Pursuant to a plea agreement, Mr. Schultz agreed to testify as a government witness against Mr. Lamb. On cross-examination, Mr. Lamb’s attorney questioned Mr. Schultz on a number of issues, including his mental health treatment, his illegal drug use both before and during the conspiracy, his plea agreement, and his false statements to police. Mr. Lamb’s attorney then attempted to cross-examine Mr. Schultz concerning his 1994 auto-theft arrest and his conviction for misdemeanor assault. The District Court prevented this line of questioning, finding it irrelevant, potentially misleading, and impermissible under Rule 404(b) of the Federal Rules of Evidence. Mr. Lamb was convicted, leading to this appeal.

II. STANDARD OF REVIEW

A defendant may challenge limitations on cross-examination through two means. See, e.g., United States v. Walton, 552 F.2d 1354, 1364 (10th Cir.1977). First, he may assert that the district court’s ruling violated the Confrontation Clause of the Sixth Amendment to the Federal Constitution. When a defendant contends that a district court ruling violated his rights under the Confrontation Clause, we review de novo whether an error occurred and, if so, we review whether the error was harmless beyond a reasonable doubt. United States v. Joe, 8 F.3d 1488, 1497 (10th Cir.1993) (quoting Chapman v. California, 386 U.S. 18, 24, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967)). Second, he may challenge the district court’s application of the Federal Rules of Evidence. Under such claims, we review for an abuse of discretion whether an error occurred and, if so, whether the error was harmless by a preponderance of the evidence. United States v. Begay, 144 F.3d 1336, 1339 (10th Cir.1998).

III. DISCUSSION

Mr. Lamb claims that the District Court violated his constitutional rights under the Confrontation Clause and abused its discretion under the Federal Rules of Evi *846 dence in limiting the scope of his cross-examination of Mr. Schultz. We disagree.

A. Confrontation Clause

“The main and essential purpose of confrontation is to secure for the opponent the opportunity of cross-examination.” Davis v. Alaska, 415 U.S. 308, 315-16, 94 S.Ct. 1105, 39 L.Ed.2d 347 (1974) (quotations omitted). The Confrontation Clause guarantees only effective cross-examination, it does “not [guarantee] cross-examination that is effective in whatever way, and to whatever extent, the defense might wish.” Delaware v. Fensterer, 474 U.S. 15, 20, 106 S.Ct. 292, 88 L.Ed.2d 15 (1985) (per curiam). “Effective cross-examination only requires that the trial judge not limit the scope of cross-examination so that it prevents the jury from having sufficient information to make a ‘discriminating appraisal’ of the relevant issue.” Miranda v. Cooper, 967 F.2d 392, 402 (10th Cir.1992). In guaranteeing this effective cross-examination, district courts have “wide latitude ... to impose reasonable limits ... [on] cross-examination based on concerns about, among other things, harassment, prejudice, confusion of the issues, the witness’ safety, or interrogation that is repetitive or only marginally relevant.” Delaware v. Van Arsdall, 475 U.S. 673, 679, 106 S.Ct. 1431, 89 L.Ed.2d 674 (1986).

Here, the relevant issue was whether Mr. Lamb, in conspiracy with Mr. Schultz, possessed over five kilograms of cocaine with the intent to distribute it. To address this issue, the District Court granted defense counsel broad latitude in cross-examining Mr. Schultz on a wide array of topics, including: his agreement to serve as a government witness, his drug addictions, his mental status after the arrest, his psychiatric and drug-related hospitalization, his trips with Mr. Lamb to Mexico, his initial false statements to police, his previous careless driving convictions, his previous driving-while-intoxicated convictions, and his driving-under-the-influenee convictions. Given this broad scope, we find that the jury had “sufficient information to make a ‘discriminating appraisal’ of the relevant issue.” Miranda, 967 F.2d at 402.

Moreover, the District Court’s exclusion of questions regarding Mr. Schultz’s previous auto-theft arrest and misdemeanor assault was not contrary to the tenets of the Confrontation Clause because these questions do not pertain either to the charges faced by Mr. Lamb or to Mr. Schultz’s credibility. First, these questions clearly reference activities that occurred well before, and independently of, the present drug-trafficking conspiracy. Second, absent specific evidence to the contrary, which is lacking in this record, neither a previous theft, see United States v. Dun-son, 142 F.3d 1213

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99 F. App'x 843, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lamb-ca10-2004.