United States v. Lai Ming Tanu

589 F.2d 82, 1978 U.S. App. LEXIS 7610
CourtCourt of Appeals for the Second Circuit
DecidedNovember 17, 1978
Docket223, Docket 78-1255
StatusPublished
Cited by57 cases

This text of 589 F.2d 82 (United States v. Lai Ming Tanu) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lai Ming Tanu, 589 F.2d 82, 1978 U.S. App. LEXIS 7610 (2d Cir. 1978).

Opinions

GURFEIN, Circuit Judge:

This appeal raises questions concerning delay in bringing a defendant to trial in the federal court after dismissal of state charges arising out of the same transaction. There is no problem of double jeopardy, United States v. Lanza, 260 U.S. 377, 43 S.Ct. 141, 67 L.Ed. 314 (1922); Abbate v. United States, 359 U.S. 187, 79 S.Ct. 666, 3 L.Ed.2d 729 (1959), and there would be no doubt that the federal indictment was properly brought if the question of delay were not involved.

The District Court for the Eastern District of New York (Hon. Jack B. Weinstein, Judge) dismissed an indictment against Mrs. Lai Ming Tanu for drug offenses on July 11, 1978. The conspiracy to distribute heroin charged in the indictment allegedly occurred from May 29 to May 30, 1974— more than four years earlier, but within the period of the statute of limitations. The substantive counts charged that the defendant possessed the heroin with intent to distribute on May 30, 1974. The charges thus arose from a single transaction over a two-day period, and the first trial in the federal District Court began more than four years after the state arrest.

After two mistrials, the District Court dismissed the indictment “pursuant to the Sixth Amendment, the Eighth Amendment, the inherent power of th[e] court to control its own procedures under Article III of the Constitution and the policy of the United States as reflected in Rule 50(b), in the Speedy Trial Act, and in the various plans adopted pursuant to the authority of those provisions.”1 The court added that the dismissal was not “for failure of proof” nor “for reasons of double jeopardy”2 and suggested that the Government'should appeal “to determine whether [the court] has any residual powers in this area.” The United States appeals, pursuant to 18 U.S.C. § 3731. It contends that the District Court erred in dismissing the indictment. To understand the questions of law raised by the Government,' it is necessary to review in some detail the proceedings, both state and federal, that led to the order of dismissal.

The defendant Lai Ming Tanu was arrested by New York City Police (accompa[84]*84nied by federal agents) on May 30,1974, for allegedly participating in the sale of heroin to undercover police officers with two others, Yeo Chin Nee and Lee Swee Lye. The undercover police officers were part of a joint federal-state Task Force; federal agents of the Drug Enforcement Administration (DEA) participated with New York City Police in the arrests. United States Government money was used to purchase the heroin, and the heroin was taken into custody by the DEA, not the City Police.

The federal government, at that point, had all the evidence it needed for a successful prosecution. The joint task force decided, however, to prosecute the three defendants in the state court, which imposes heavier statutory sentences.3 Accordingly, on the next day, May 31, 1974, Mrs. Tanu and the others were arraigned on state charges in the New York County Criminal Court. On June 21, 1974, they were indicted by a New York County Grand Jury on three felony counts: criminal sale of a controlled substance (about two pounds of heroin) in the first degree and criminal possession of a controlled substance in the first and third degrees. Lee Swee Lye and Yeo Chin Nee, who actually made the sale, entered pleas of guilty on February 3, 1976, in the Supreme Court, New York County, and were sentenced to imprisonment in March 1976.

After Mrs. Tanu appeared on sixty-four occasions in the state Supreme Court, where she continually requested a speedy trial, that court, in September 1976, dismissed the by-then 27 month old indictment against Mrs. Tanu (with prejudice), on the ground that the defendant had been denied her right to a speedy trial under the Sixth Amendment and under New York Criminal Procedure Law § 30.20 (McKinney 1971 & 1978 Supp). The state Special Narcotic Prosecutor elected not to appeal.

The DEA agent who was acting as liaison on the case, John Gartland, knew of the state's decision not to press the matter further but took no action at the time. Nothing was done by the United States to charge Mrs. Tanu from September 1976 to May 15, 1978 when the instant federal indictment was filed — about twenty months later.

The renewed federal interest in Tanu came about through an accident. The Government’s brief recites the following chronology of events. In February 1977, Special Agent Robert Allen of the DEA— who was not a Task Force member — received an inquiry from Singapore concerning the status of the arrest involving Lee Swee Lye. Allen did not attend to the matter until April 1977. When he finally received the Lee Swee Lye file, he noticed that Mrs. Tanu had not been convicted in the- state prosecution. Shortly thereafter, Margaret and Ernest Rossi, who had been arrested for the sale of heroin, told DEA agents that their source of supply was one “Anna Chu” — which was believed to be another name for Lai Ming Tanu. The United States Attorney’s Office negotiated with the Rossis in an effort to get them to testify against Tanu, but their efforts failed, and in October 1977, the Rossis elected to stand trial. Agent Allen then referred the matter of Tanu to the United States Attorney’s Office, which opened a file on her in November 1977. On December 20,1977, the United States Attorney requested approval to prosecute from the Department of Justice, apparently because the Department guidelines require permission from the Attorney General for a federal prosecution after a state prosecution for the same offense. See Petite v. United States, 361 U.S. 529, 80 S.Ct. 450, 4 L.Ed.2d 490 (1960). The United States Attorney received approval to prosecute in early February 1978.4

[85]*85Three months later, on May 15,1978, Mrs. Tanu was indicted by the federal grand jury for the same transaction that was the subject of the state indictment. The federal indictment also included a charge of possession of heroin found at the Pan American Motor Inn (see below), on which the county grand jury had refused to indict, together with a charge of conspiracy covering possession on May 30, 1974, the same date as alleged in the state indictment. By now, the act of possession which constituted the gravamen of both the state and federal charges (as is not uncommon in narcotics cases) had occurred four years earlier, and the state prosecution had already been dismissed twenty months before on Sixth Amendment grounds.

Judge Weinstein held initially that there was neither a Sixth Amendment nor a speedy trial ground for dismissing the federal indictment, despite the surface anomaly that the state court had already dismissed its indictment on speedy trial grounds. He accordingly ordered the case to trial, denying the Government’s motion to postpone the trial because of the defendant’s obviously pregnant condition, which the prosecution feared might elicit sympathy from the jury.

The first trial began on June 30, 1978. The Government’s case indicated that at 7:00 P.M.

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Cite This Page — Counsel Stack

Bluebook (online)
589 F.2d 82, 1978 U.S. App. LEXIS 7610, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lai-ming-tanu-ca2-1978.