United States v. King

834 F.2d 109
CourtCourt of Appeals for the Sixth Circuit
DecidedNovember 25, 1987
DocketNos. 86-5646/5647/5648/5672/5674
StatusPublished
Cited by8 cases

This text of 834 F.2d 109 (United States v. King) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. King, 834 F.2d 109 (6th Cir. 1987).

Opinion

BOYCE F. MARTIN, Jr., Circuit Judge.

Doyle King, Kenneth Colliver, John Poppas, Robert Johnson, and Dallas Barnett challenge their convictions for operating an illegal gambling business involving five or more people in violation of 18 U.S.C. § 1955.1 They argue that the district court erred in instructing the jury that one contact between a layoff man2 and a gambling operation is sufficient to include the layoff man within the five persons required by 18 U.S.C. § 1955(b)(1)(h). We agree and consequently reverse for a new trial.

On March 15, 1985, at the height of two national college basketball tournaments, federal agents and local police executed “no-knock” search warrants at a number of places in central Kentucky. The places searched included John Poppas’ home, Dallas Barnett and Robert Johnson’s liquor store, and Kenneth Colliver’s home and automobile. In these and other searches, the government collected a substantial amount of gambling-related material.

Indictments for violations of federal anti-gambling laws were brought against eleven people, some of whom pled guilty. After a winnowing of charges and defendants, the trial proceeded against nine defendants on only one count, conducting an illegal gambling business in violation of 18 U.S.C. § 1955. That statute makes it a federal crime for five or more people to conduct a gambling business in violation of state law. At trial, the government argued to the jury that the defendants exchanged line information and layoff bets. Because of these mutually-advantageous and interlocking relationships, the government contended, the nominally-independent defendants could be counted together as operating a single, integrated illegal gambling business.

At the end of the trial, the district court instructed the jury on the application of 18 U.S.C. § 1955 to layoff men.3 It said, “One [111]*111contact is enough for a layoff man to become a bookmaker, and, thus, one of the five persons involved in the business.” The defendants objected and requested an instruction requiring the jury to determine that the acceptance of layoffs must “substantially affect” the bookmaker’s business for the person taking the layoffs to be counted as one of the five persons involved in the business.

One defendant was acquitted, and the jury found the eight before them guilty of operating an illegal gambling business in violation of 18 U.S.C. § 1955. Five of the convicted defendants, King, Colliver, Poppas, Johnson, and Barnett, now appeal. Each has raised a number of claims and has adopted those of the others. Colliver, Poppas, and Barnett reassert the objection to the jury instructions. Colliver complains that the admission of wagering records vio: lated his constitutional and statutory rights against self-incrimination, and King challenges the admission of some tape recordings. The other claims do not merit mentioning.

Because 18 U.S.C. § 1955 does not explicitly refer to layoff men, the defendants’ objection to the “one contact” jury instruction raises the significant issue of how layoff men should be treated under the federal anti-gambling business statute. In order to lend some perspective to this issue, we briefly review the history of gambling laws in America.4

Throughout our history, the regulation of gambling has been largely left to the state legislatures, which have, in turn, treated gambling with ambivalence. Before the Revolution, gambling was not regarded as a crime. Each of the thirteen colonies, at one time or another, had lotteries and permitted other forms of gambling. There were, of course, early efforts to suppress gambling, but these anti-gambling enactments and prosecutions were sporadic and were usually directed more at the threats to public welfare that attended gambling than at gambling itself.

The general tolerance of gambling continued into the nineteenth century. Many states ran lotteries to raise money, and unlicensed lotteries prospered. Some of these lotteries became mired in scandal, with the corruption of public officials and the disappearance of proprieters with the prizes. Public outcry produced a spate of state enactments prohibiting lotteries, the first appearing in the 1830’s. After the Civil War, however, Southern states began to turn to lotteries again as painless means of raising desperately-needed revenue. In the late nineteenth century there was a new series of scandals, most notably those surrounding the Louisiana State Lottery. The ensuing public outrage was so great that even Congress legislated on gambling. In 1890, Congress forbade the use of the postal service for the carriage of lottery paraphernalia. See Act of Sept. 19, 1890, ch. 908, § 1, 26 Stat. 465 (codified as amended at 18 U.S.C. § 1302). Five years later, Congress extended the ban to all interstate commerce with the Federal Lottery Act, the first use of the commerce clause in an area of state and local police power. See Act of Mar. 2, 1895, ch. 191, § 1, 28 Stat. 963 (codified as amended at 18 U.S.C. § 1301). After this brief foray into the field of gambling legislation, Congress resumed its hands-off approach to gambling.

During the next half century, the nature of the organizations promoting illegal gambling changed dramatically. Before the 1920’s, these organizations, although corrupt, did not typically participate in a pano[112]*112ply of criminal ventures nor indulge in violent crime. But Prohibition introduced a new phenomenon: the crime syndicate. Syndicates got their start with bootlegging, and they quickly expanded their activities to other forbidden areas. Although illegal gambling might not have created the gangster, “it proved to be an activity well suited for him to take over and develop, along with the extortion, prostitution, organized pilfering, fencing, etc. The speakeasy and the hoodlum-guarded roadhouse casino soon prospered together, both often protected by the same ‘muscle’ and immunized from official harassment by some ‘arrangements.’ ” R. King, Gambling and Organized Crime 24 (1969). With the repeal of the eighteenth amendment, organized crime was stripped of one of its most fruitful enterprises. Although some bootleggers made the transition to the legal production of alcohol, organized crime was left with gambling as its largest source of income.

In the 1950’s and 60’s, organized crime became the subject of much official concern, with investigations by congressional committees and presidential commissions. These investigations revealed that organized crime had spun an expansive network of corruption that entangled local, state, and even federal officials. The investigations also pointed to illegal gambling as the font of organized crime’s growing wealth.

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United States v. King
834 F.2d 109 (Sixth Circuit, 1988)

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