United States v. Kennedy

12 M.J. 620, 1981 CMR LEXIS 609
CourtU.S. Navy-Marine Corps Court of Military Review
DecidedOctober 30, 1981
DocketNMCM 81 0932
StatusPublished
Cited by5 cases

This text of 12 M.J. 620 (United States v. Kennedy) is published on Counsel Stack Legal Research, covering U.S. Navy-Marine Corps Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Kennedy, 12 M.J. 620, 1981 CMR LEXIS 609 (usnmcmilrev 1981).

Opinions

PER CURIAM:

At a special court-martial bench trial appellant pleaded guilty to six specifications of false swearing, violations of Article 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 934; appellant also pleaded not guilty to a seventh specification of false swearing and an alleged 20 day unauthorized absence, a violation of Article 86, UCMJ, 10 U.S.C. § 886. The trial judge found appellant guilty of the unauthorized absence and six specifications of false swearing, as pled. Appellant was sentenced to four months confinement at hard labor, forfeiture of $295.00 pay per month for four months, reduction to pay grade E-l, and a bad-conduct discharge. The sentence was approved by the convening authority, but confinement and forfeitures in excess of ninety days were suspended for one year from the date of trial, pursuant to the pretrial agreement. The supervisory authority approved the sentence as modified by the convening authority.

Appellant assigns ten errors for our consideration. We reject Assignments of Error II, V through VIII, and X without discussion. We requested supplemental briefs on another issue. A brief discussion of the remaining assignments of error and the issue specified by the Court follows:

A.

I and IV

In Assignment of Error I appellant urges that his false swearing guilty pleas were improvident because during the providence inquiry the military judge failed to ask him, among other things, whether the statements in question were false in their entirety. Summary Assignment of Error IV contends that the military judge’s find[622]*622ings with respect to four false swearing specifications were erroneous since the alleged statements were not false in their entirety. Both assignments of error present this Court with one issue for resolution: whether to constitute the crime of false swearing, the statement in issue must be false in its entirety. After close examination of the military and civilian cases which comprise the law of false swearing and the closely related crime of perjury, we must conclude that a statement need not be false in its entirety to constitute the offense of false swearing.

Appellant had been enlisted by the Naval Investigative Service (NIS) to engage in illicit drug transactions with certain named individuals on board a local airfield. An NIS agent supplied appellant with purchase money and explained that the transactions were to be witnessed by another named informant. In a single interview on 17 March 1980, under oath, appellant described three separate drug transactions which had occurred over the previous two week period. Appellant admitted that he had entirely fabricated statements regarding one of those transactions, the subject of specifications 5 and 6 of Charge I. Under oath, appellant falsified in part statements concerning the remaining transactions. The subject statement of specification 1 of Charge I properly related the seller and the subject of the sale but falsely described the place of the sale and improperly stated that a certain witness was present. This same pattern of true seller, false location, and non-existent witness emerged at trial upon inquiry into the statements regarding the third transaction. The military judge recognized the trichotomy during the providence inquiry and pressed appellant for an explanation. Appellant admitted fabricating the details of the witness’ presence and place of transaction to satisfy the NIS requirement that the transactions be witnessed. On 24 March 1980, in a similar sworn interview with the same NIS agent, appellant related that he had purchased some amphetamines from a certain dealer. During the providence inquiry appellant admitted that the only false portion of the statement was the drug’s purchase price. Appellant had actually paid $10.00 for the drug, but he told the NIS agent that $25.00 of NIS purchase money was spent in the transaction. Appellant had pocketed the difference.

The Government could find no authority on the issue of the requisite degree of falsity necessary for a false swearing violation; indeed, appellant cites no authority for the proposition that a partial truth does not constitute a criminal act of false swearing. Nevertheless, analysis of the closely related crime of perjury lends guidance in this area.

False swearing and perjury are often used interchangeably, but they are different offenses. United States v. Smith, 9 U.S.C.M.A. 236, 237, 26 C.M.R. 16, 17 (1958). Generally speaking, however, the same rules which measure the sufficiency of proof in perjury cases apply in instances of false swearing. United States v. Purgess, 13 U.S.C.M.A. 565, 566, 33 C.M.R. 97, 98 (1963). The close relationship between these two crimes is reflected in the cross reference notations from paragraph 213^4), Manual for Courts-Martial, 1969 (Rev.) (MCM): Discussion of Proof for False Swearing, to paragraph 210, MCM: Discussion of Proof for Perjury.

Perjury as defined by common law and the UCMJ requires that the false statement be made in a judicial proceeding and be material to the issue at hand, whereas these requirements do not apply to the offense of false swearing. Smith, supra, at 237, 26 C.M.R. at 17. False swearing, however, is not a lesser included offense of perjury. Id., at 238, 26 C.M.R. at 18; paragraph 213f(4), MCM. The required ingredient of falsehood is analogous and equivalent for both offenses. See Analysis of Contents, Manual for Courts-Martial (1971), DA Pamphlet No. 27-2, p. 28-19; 70 C.J.S. Perjury, § 1 (1951); 60 Am.Jur.2d Perjury, § 2 (1972). Consequently, the elemental differences between these two offenses do not affect the present issue.

In order to constitute perjury or false swearing the matter sworn to must be [623]*623false in fact. United States v. McCarthy, 11 U.S.C.M.A. 758, 761, 29 C.M.R. 574, 577 (1960); 70 C.J.S. Perjury, § 8. The truth or falsity of the statement must be judged from the facts existing at the time of the utterance. Smith v. United States, 169 F.2d 118 (6th Cir. 1948). Neither perjury nor false swearing can be based on statements which are technically, literally, or legally true. Purgess, supra at 568, 33 C.M.R. at 100.1

A few state and federal cases directly address the degree of falsity necessary for criminal liability. It is not essential to constitute perjury that the statement be false in all respects, provided it is false in at least one material aspect. United States v. Haldeman, 559 F.2d 31 (D.C.Cir.1976), cert. denied 431 U.S. 933, 97 S.Ct. 2641, 53 L.Ed.2d 250 (1977); Cox v. State, 164 Ark. 126, 261 S.W. 303 (1924); State v. Jones, 185 Ind. 234, 113 N.E. 755 (1918).

Based upon this rationale an Indiana appellate court upheld a trustee’s false swearing conviction arising from statements made in a fiduciary accounting affidavit. In the affidavit the trustee announced, among other items, that certain properties had been sold for a certain sum. The amount recorded was different from the amount actually received. All other transactions recounted in the affidavit were accurate.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Fisher
58 M.J. 300 (Court of Appeals for the Armed Forces, 2003)
United States v. Williams
47 M.J. 621 (Army Court of Criminal Appeals, 1997)
United States v. McCline
30 M.J. 541 (U.S. Army Court of Military Review, 1990)
United States v. Byard
29 M.J. 803 (U.S. Army Court of Military Review, 1989)
United States v. Miller
18 M.J. 599 (U.S. Navy-Marine Corps Court of Military Review, 1984)

Cite This Page — Counsel Stack

Bluebook (online)
12 M.J. 620, 1981 CMR LEXIS 609, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-kennedy-usnmcmilrev-1981.