United States v. Kato

666 F. Supp. 1428, 1987 U.S. Dist. LEXIS 8221
CourtDistrict Court, D. Hawaii
DecidedMay 29, 1987
DocketCr. No. 84-01560
StatusPublished

This text of 666 F. Supp. 1428 (United States v. Kato) is published on Counsel Stack Legal Research, covering District Court, D. Hawaii primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Kato, 666 F. Supp. 1428, 1987 U.S. Dist. LEXIS 8221 (D. Haw. 1987).

Opinion

ORDER DENYING DEFENDANT’S MOTION TO DISMISS THE INDICTMENT FOR PRE-INDICTMENT AND/OR POST-INDICTMENT DELAY

KAY, District Judge.

The defendant herein, Satoru Kato was charged by indictment with two counts of distribution of heroin and one count of attempted distribution of heroin. While the charged offenses allegedly occurred in August and September of 1981 and January of 1982, the defendant was not indicted for those offenses until May of 1984. Thus, the pre-indictment delay between the time of the first alleged illegal heroin transaction and the return of the indictment against the defendant amounted to approximately thirty three months. Furthermore, the trial of this criminal matter did not commence until May 19, 1987. Thus, there was a post-indictment delay of some thirty six months. Based upon the cumulative delay of sixty nine months which transpired between the commission of the alleged first offense and the commencement of the trial of this matter, the defendant has moved for a dismissal of the indictment returned against him. The defendant argues that the sixty nine month delay has violated his right to a speedy trial as guaranteed by the Sixth Amendment to the United States Constitution.

The defendant has raised a motion to dismiss the indictment for pre-indictment and post-indictment delay earlier in these proceedings. Approximately three weeks prior to the commencement of the trial of this matter, the Honorable Robert Kelleher conducted a hearing on the motion to dismiss the indictment and denied said motion with leave to renew at the time of trial. Pursuant to Judge Kelleher’s order, the defendant renewed his motion to dismiss the indictment after all the evidence in the case had been taken. For the reasons set forth below, the defendant’s motion to dismiss the indictment for pre-indictment and post-indictment delay is again denied.

In his memorandum in support of his motion to dismiss the indictment, the de[1429]*1429fendant argues that his defense in this matter has been prejudiced by the pre-in-dictment and post-indictment delay in three ways. First, the defendant represents that key witnesses are unavailable; specifically, the defendant argues that his case has been prejudiced by the flight of Eddie Chu to the mainland and by the unexplained unavailability of Mr. Handa’s wife. Second, the defendant argues that the memories of the witnesses who testified at trial have dimmed and that the government witnesses have had to rely on their reports in order to testify. Third, the defendant argues that the government has a “report advantage;” that is, the government witnesses have detailed reports of the alleged offenses which they may rely upon in testifying in court, while the defendant, who is an elderly man, “has no such auxiliary device to refresh recollection.”

Although, the defendant’s most recent motion to dismiss the indictment seems to be premised on the Sixth Amendment alone, this court takes note of the fact that the motion would have been more properly based upon the Fifth and Sixth Amendments to the United States Constitution. Pre-indictment delay challenges are analyzed under the Due Process Clause of the Fifth Amendment, while post-indictment delay challenges are analyzed under the Sixth Amendment right to a speedy trial. Accordingly, this court has given distinct analysis to the delays which occurred before and after the return of the indictment in this case in its decision on whether or not to dismiss the indictment.

I. PRE-INDICTMENT DELAY

The Due Process Clause of the Fifth Amendment may, in exceptional situations, warrant the dismissal of an indictment because of lengthy pre-indictment delay. The seminal case dealing with the dismissal of an indictment for pre-trial delay is U.S. v. Lovasco, 431 U.S. 783, 97 S.Ct. 2044, 52 L.Ed.2d 752 (1977). In Lovasco, the United States Supreme Court went to great length to indicate that the dismissal of an indictment for pre-indictment delay is the exception rather than the rule, writing that “statutes of limitations, which provide predictable, legislatively enacted limits on prosecutorial delay, provide ‘the primary guarantee against bringing overly stale criminal charges’ ” and that “the Due Process Clause has a limited role to play in protecting against oppressive delay.” Id. at 780, 97 S.Ct. at 2048 (citations omitted).

The Ninth Circuit has established a two-prong test for determining whether pre-in-dictment delay has risen to the level of a denial of due process. “First, [the defendant] must prove that the delay caused him ‘actual prejudice.’ Second, [the defendant] must show that the length of the delay, when balanced against the government’s reasons for the delay, offends those ‘fundamental notions of justice which lie at the base of our civil and political institutions.’ ” U.S. v. Valentine, 783 F.2d 1413, 1416 (9th Cir.1986) (citations omitted).

The first prong of the test, “actual prejudice,” is a sort of threshold inquiry. If the “required showing of actual prejudice is lacking, it is unncessary for [the court] to consider” the balancing of considerations contemplated by the second prong. U.S. v. Horowitz, 756 F.2d 1400, 1405 (9th Cir.1985). “The defendant has a heavy burden to prove that a pre-indictment delay caused actual prejudice: the proof must be definite and not speculative, and the defendant must demonstrate how the loss of a witness and/or evidence is prejudicial to his case.” U.S. v. Moran, 759 F.2d 777, 782 (9th Cir.1985). The Ninth Circuit has coun-selled that a district court “must keep the defendant’s heavy burden in mind.” Id.

Appellate decisions have firmly established the fact that a defendant’s argument that the passage of time has dimmed memories is insufficient to prove actual prejudice. “[Djiminished recollection alone does not constitute substantial prejudice warranting a finding of a due process violation ... To allow criminal defendants to claim a loss of memory as the sole basis upon which to dismiss the indictment against them will ... erode the government’s ability to prosecute offenders.” U.S. v. Johnson, 802 F.2d 833, 836 (5th Cir.1986) (citation omitted). “[A]n unsubstantiated alie-[1430]*1430gation [of dimmed memory] is insufficient to establish actual and substantial prejudice.” U.S. v. Brock, 782 F.2d 1442, 1444 (7th Cir.1986). “[Prejudice which consists of ... impairment of memories does not constitute actual prejudice for purposes of the due process clause.” U.S. v. Bartlett, 794 F.2d 1285, 1290 (8th Cir.1986).

Appellate decisions have likewise established the fact that conclusory allegations that lost or unavailable witnesses have prejudiced the defense is insufficient to establish actual prejudice. In Horowitz, supra

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Barker v. Wingo
407 U.S. 514 (Supreme Court, 1972)
United States v. Lovasco
431 U.S. 783 (Supreme Court, 1977)
United States v. Barry Noel Horowitz
756 F.2d 1400 (Ninth Circuit, 1985)
United States v. Holly Brock, Jr.
782 F.2d 1442 (Seventh Circuit, 1986)
United States v. Danny James Williams
782 F.2d 1462 (Ninth Circuit, 1986)
United States v. Alexander T. Valentine
783 F.2d 1413 (Ninth Circuit, 1986)
United States v. John David Bartlett
794 F.2d 1285 (Eighth Circuit, 1986)

Cite This Page — Counsel Stack

Bluebook (online)
666 F. Supp. 1428, 1987 U.S. Dist. LEXIS 8221, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-kato-hid-1987.