United States v. Juan Videa

• Court: Court of Appeals for the Eleventh Circuit
• Decided: November 5, 2018
• Docket: 17-14520
• Status: Unpublished

Opinion

Case: 17-14520 Date Filed: 11/05/2018 Page: 1 of 13

[DO NOT PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT ________________________

No. 17-14520 Non-Argument Calendar ________________________

D.C. Docket No. 1:17-cr-20334-FAM-1

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

versus

JUAN VIDEA, a.k.a. Johnnie, a.k.a. John,

Defendant-Appellant.

________________________

Appeal from the United States District Court for the Southern District of Florida ________________________

(November 5, 2018)

Before TJOFLAT, MARTIN, and BRANCH, Circuit Judges.

PER CURIAM: Case: 17-14520 Date Filed: 11/05/2018 Page: 2 of 13

Juan Videa appeals his 132-month sentence, imposed after he pled guilty to

conspiracy to possess with intent to distribute cocaine base and dealing in firearms

without a license. He argues his sentence is procedurally unreasonable because the

district court made no findings of fact when it overruled his objections to two

sentencing enhancements and failed to adequately explain its decision to vary

upward from the guideline range when determining Videa’s sentence. He also

argues his sentence is substantively unreasonable.

I.

Videa and two co-defendants were indicted in May 2017. The indictment

charged Videa with conspiracy to possess with intent to distribute 28 grams or

more of cocaine base and a detectable amount of heroin, in violation of 21 U.S.C.

§§ 841(a)(1), (b)(1)(B)(iii) and 846; dealing in firearms without a license, in

violation of 18 U.S.C. §§ 922(a)(1)(A), 924(a)(1)(D), and 2; and possessing with

intent to distribute a detectable amount of cocaine base, in violation of 21 U.S.C.

§ 841(a)(1), (b)(1)(C) and 18 U.S.C. § 2.

Videa pled guilty to the conspiracy and firearms-dealing counts. 1 As part of

the guilty plea, the parties stipulated to a factual proffer stating that Videa sold

guns and drugs to undercover officers several times. The proffer specified that

Videa “personally sold street level quantities of heroin, cocaine and cocaine base”

1 The government dismissed the possession count. 2 Case: 17-14520 Date Filed: 11/05/2018 Page: 3 of 13

and “personally sold firearms and ammunition” to officers, but did not state the

number of guns, the kind of guns, the weight of drugs involved in each sale, how

the drugs were packaged, the number of sales, the dates of sales, whether the drugs

and guns were sold together or separately, or the number of undercover officers

making purchases. The proffer also stated that Videa “began introducing his

associates, such as [his codefendants] to complete sales with the law enforcement’s

undercover agent” and that “[r]ecorded telephone calls and body camera footage

captured [Videa and his codefendants] making statements which confirmed that

[they] were members of a common plan to sell[] narcotics and firearms.” The

proffer finally stated that “it was foreseeable to VIDEA that the conspiracy would

involve 28 grams of cocaine base, but less than 112 grams.”

Before sentencing, a probation officer prepared a presentence investigation

report (“PSR”). The PSR calculated Videa’s base offense level as 20 under United

States Sentencing Guideline § 2K2.1. It applied several offense-level

enhancements, including a four-level enhancement under Guideline § 2K2.1(b)(5)

for trafficking in firearms as well as a four-level enhancement under Guideline

§ 2K2.1(b)(6)(B) for possessing a gun in connection with another offense. Videa

filed a sentencing memorandum arguing that his “conduct in the instant case does

not support” these enhancements.

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The government responded that § 2K2.1(b)(5)’s application was proper

because, in part, “Videa sold a firearm and distribution quantities of narcotics

together,” and “was thus on notice that his buyers were engaged in armed drug

trafficking.” The government also claimed it would offer testimony at sentencing

to show Videa knew the guns were being purchased “so that the buyer could exact

violence against a rival.” The government argued that § 2K2.1(b)(6)(B)’s

application was proper as well because “[u]nder the circumstances of the gun and

drug sales, Videa was on notice that he was selling guns to an illicit drug supplier.”

The government also anticipated presenting evidence of a wiretapped call between

Videa and a codefendant, alleging that the call showed the two discussing a “home

invasion or homicide.” The government claimed the conspiracy to commit this

crime “reasonably is understood to be aided through the use of firearms.”

The district court sentenced Videa and his codefendants at the same hearing,

but addressed each separately. The court began by asking each defendant whether

he had read the PSR. All three answered yes. The district court did not ask

whether there were any factual objections to the PSR. The government said it

needed to go “[b]eyond the factual proffer” to address Videa’s objections.

However, the government did not call any witnesses. Also, the government read

from a transcript of an intercepted phone call between Videa and a codefendant,

but it did not enter the transcript into evidence. The government said the parties

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did not dispute that Videa personally sold four guns to undercover officers. Videa

acknowledged that he sold guns and drugs to the same individuals; that the guns

were “high capacity”; and that the drugs were cocaine or heroin. He argued that

the drug and gun sales happened “[s]eparate and apart.”

The court overruled Videa’s objections to the enhancements under Guideline

§ 2K2.1(b)(5) and (b)(6)(B). It determined Videa’s final offense level to be 27, his

criminal history category to be II, and the guideline range to be 78 to 97 months.

The court sentenced him to 132 months, explaining that the upward variance was

warranted “because of [Videa’s] initiation role in this trafficking and firearms case

involving drugs and the type of firearms, and as the leader, I think that is the

appropriate sentence that is necessary to protect the public.” Videa objected to the

upward variance and to the court’s characterization of him as a “leader.” The court

said, “I think I used the initiator, and as the initiator, the coordinator . . . .” This

appeal followed.

II.

We review the reasonableness of a sentence for abuse of discretion. Gall v.

United States, 552 U.S. 38, 51, 128 S. Ct. 586, 597 (2007). We first determine

whether the sentence is procedurally unreasonable—that is, whether the district

court committed any “significant procedural error, such as . . . improperly

calculating[] the Guidelines range, treating the Guidelines as mandatory, [or]

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failing to consider the [18 U.S.C.] § 3553(a) factors.” Id. Generally, failure to

make findings of fact in support of an enhancement is a procedural error that

requires resentencing. See, e.g., United States v. Johnson, 694 F.3d 1192, 1195,

1197 & n.21 (11th Cir. 2012). However, we will not vacate a sentence “if the

record supports the court’s determination.” United States v. Daniels, 685 F.3d

1237, 1253 (11th Cir. 2012) (per curiam) (quotation omitted and alteration

adopted).

“When the government seeks to apply an enhancement under the Sentencing

Guidelines over a defendant’s factual objection, it has the burden of introducing

sufficient and reliable evidence to prove the necessary facts by a preponderance of

the evidence.” United States v. Washington, 714 F.3d 1358, 1361 (11th Cir. 2013)

(quotation omitted). “[A]bsent a stipulation or agreement between the parties, an

attorney’s factual assertions at a sentencing hearing do not constitute evidence that

a district court can rely on.” Id.

Guideline § 2K2.1(b)(5) increases a defendant’s offense-level by four points

if he engages in firearms trafficking. It applies if the defendant

(i) transported, transferred, or otherwise disposed of two or more firearms to another individual, or received two or more firearms with the intent to transport, transfer, or otherwise dispose of firearms to another individual; and

(ii) knew or had reason to believe that such conduct would result in the transport, transfer, or disposal of a firearm to an individual—

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(I) whose possession or receipt of the firearm would be unlawful; or

(II) who intended to use or dispose of the firearm unlawfully.

USSG § 2K2.1 cmt. n.13.

Guideline § 2K2.1(b)(6) also provides for a four-point increase in offense

level if the defendant

(A) possessed any firearm or ammunition while leaving or attempting to leave the United States, or possessed or transferred any firearm or ammunition with knowledge, intent, or reason to believe that it would be transported out of the United States; or

(B) used or possessed any firearm or ammunition in connection with another felony offense; or possessed or transferred any firearm or ammunition with knowledge, intent, or reason to believe that it would be used or possessed in connection with another felony offense[.]

Id. § 2K2.1(b)(6). The Guidelines commentary explains that the firearm must have

“facilitated, or had the potential of facilitating, another felony offense.” Id.

§ 2K2.1 cmt. n.14(A). If the other felony offense is “a drug trafficking offense in

which a firearm is found in close proximity to drugs,” the enhancement applies.

Id. § 2K2.1 cmt. n.14(B). The commentary defines “another felony offense” as

“any federal, state, or local offense, other than the explosive or firearms possession

or trafficking offense, punishable by imprisonment for a term exceeding one year,

regardless of whether a criminal charge was brought, or a conviction obtained.”

Id. § 2K2.1 cmt. n.14(C).

7 Case: 17-14520 Date Filed: 11/05/2018 Page: 8 of 13

III.

In resolving this appeal, we begin by noting that we cannot rely on the facts

set out in the PSR. The district court never adopted those facts. Nor can we

assume those facts based on a lack of objection from Videa since the court did not

ask him whether he had any objection to the facts set out in the PSR. The record

shows the court understood from the limited details in the factual proffer and the

nature of Videa’s objections that the parties “don’t agree on anything with the

facts.” In fact, the court repeatedly offered to vacate the guilty pleas so the parties

could litigate the facts in front of a jury. As the government also did not call any

witnesses at sentencing or offer any exhibits into evidence, the factual record on

appeal is limited to those facts in the factual proffer of the parties at the time of

Videa’s plea, as well as those facts Videa admitted at sentencing. The government

argues that these are enough to support both enhancements. We conclude to the

contrary.

As to the § 2K2.1(b)(5) enhancement for trafficking in firearms, the parties

appear to agree that the dispute is whether Videa “knew or had reason to believe”

that he sold guns to one or more individuals “who intended to use or dispose of the

firearm unlawfully.” The government argues that Videa could have had such a

belief because “the type and quantity of firearms and narcotics purchased by the

undercover officer” would have shown the buyer was a “drug dealer” who needed

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the guns “to protect his drug business.” The problem with this argument is that it

relies on an assumption that Videa sold all the guns and drugs to a single

undercover officer, and this fact is not supported by the record. The factual proffer

says Videa personally sold guns and drugs “to members of the law enforcement

investigation.” And Videa never admitted that he sold only to a single agent or

that he sold both guns and drugs in the same transaction. Indeed, Videa’s

statement that the sales happened “[s]eparate[ly] and apart” would suggest the

opposite.

The record shows, at most, that Videa sold two “high capacity” guns and

“street level quantities” of cocaine or heroin to the same individual. But again, the

record is silent as to whether more than one gun at a time was sold, whether the

guns and drugs were sold together, which sale happened first, how much time

passed between sales, or what “street level quantities” means. Too great a leap is

required from this record to say that a particular buyer is not a mere “drug user”

but instead a “drug dealer.” This record simply does not support a “reasonable

inference” in favor of a sentencing enhancement for firearms trafficking. This

enhancement thus arose from speculation, which we have repeatedly said has no

place at sentencing. See United States v. Chavez, 584 F.3d 1354, 1367 (11th Cir.

2009) (stating a district court can rely on “reasonable inference[s]” but not ones

that are “speculative to the point of being clearly erroneous”); see also United

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States v. Asante, 782 F.3d 639, 645–46 (11th Cir. 2015) (upholding § 2K2.1(b)(5)

enhancement when there was evidence of several purchases by a single buyer,

resales of guns, use of a straw buyer, or obliteration of serial numbers on guns). 2

The government alternatively asks that the enhancement be affirmed based

on proffers its attorney made at sentencing about what undercover officers said to

Videa during the transaction. It argues the proffers can be used because Videa did

not object or contradict them. But statements of counsel are not evidence, so to

accede to this request of the government’s is plainly contrary to law. See

Washington, 714 F.3d at 1361. No party can be faulted for failing to object or

contradict every statement made by another lawyer when this Court’s precedent

says those statements are not evidence, in any event. This is particularly true on

this record, which reflected from the outset that the parties agreed on very few

facts.

As to the § 2K2.1(b)(6)(B) enhancement for using or possessing a firearm in

connection with another felony offense, the government argues that Videa’s sale of

guns to the same individual to whom he was selling drugs, demonstrates Videa

2 The government also argues Videa had reason to know his codefendants were selling guns and drugs to the undercover officers based on his introducing his codefendants to those officers and his admission that they conspired to sell guns and drugs. However, the firearms- trafficking enhancement can be based only on the defendant’s own conduct and those acts he aided or abetted, counseled, commanded, induced, procured, or willfully caused. See USSG § 2K2.1 cmt. n.13(B). The record does not include the dates and circumstances of the introductions or the codefendants’ gun sales so we have no basis for determining whether the record supports the government’s argument. In any event, the district court found that Videa should not be held accountable for the sales of guns by his codefendants. 10 Case: 17-14520 Date Filed: 11/05/2018 Page: 11 of 13

knew or had reason to believe the buyer was committing felony purchase, felony

possession, or felony distribution of narcotics under Florida law. See Fla. Stat.

§§ 893.13(2)(a) & 893.13(6)(a). But again, this record does not define “street level

quantities,” or otherwise state the number of drug sales, the dates of sales, how the

drugs were packaged, the number of buyers, or the nature of any discussions

between Videa and his buyers. Therefore, there is no record support for an

inference that Videa knew he was selling to a buyer who was going to engage in

felony distribution of narcotics. See United States v. Carillo-Ayala, 713 F.3d 82,

97–98 (11th Cir. 2013) (determining defendant knew he was selling firearms and

drugs to another drug dealer based on “the number and unusual types of firearms

and other weapons that [buyer] and [defendant] discussed, the fact that [defendant]

was not selling user quantities of drugs to [buyer], and the duration and constant

reiteration of [buyer’s] interest in both drugs and guns”).

If the other felony offense for § 2K2.1(b)(6)(B) is felony purchase or felony

possession, the government has the burden of showing Videa used or possessed a

gun “in connection with” either of these felonies—meaning that the gun

“facilitated, or had the potential of facilitating” the felonies. See USSG § 2K2.1

cmt. n.14(A). While “close proximity” between firearms and drugs is enough to

demonstrate facilitation if the felony is “drug trafficking,” the same is not

necessarily true for felony purchase or possession. See id. § 2K2.1 cmt. n.14(B).

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In Carillo-Ayala, a defendant sold both guns and drugs to the same buyer. 713

F.3d at 97. However, “no drugs were present” when the firearms were exchanged

so “there [was] no reason to think [the defendant] needed to protect drugs or drug

proceeds.” Id. The record in Carillo-Ayala contained no evidence showing the

firearms were exchanged for drugs or drugs for firearms or any discussions of “a

connection between the drugs and the firearms.” Id. On that record, our Court

held that “[d]iscussing or exchanging firearms to ‘grease the wheels’ for drug

sales, by itself and without anything more, does not suffice to show that a

defendant possessed firearms ‘in connection with’ his drug offense.” Id. at 98.

Similarly, the record in Videa’s case offers very little evidence from which we can

infer a connection between the gun sales and the drug sales. And while there may

be a “reasonabl[e] question” whether Videa used the money from the gun sales to

support his drug business, see id., the burden is on the government in this case and

there is nothing in the record to support such a possibility. 3

The district court did not make findings of fact supporting the application of

Guideline § 2K2.1(b)(5) and (b)(6)(b) to Videa’s conduct. Neither does this record

3 The government argues the § 2K2.1(b)(6)(B) enhancement can be affirmed based on the transcript of an alleged call between Videa and a codefendant. Although the government read from this transcript, it never moved it into evidence and thus Videa never had an opportunity to challenge it. It thus cannot provide a basis for the sentencing enhancement. See Washington, 714 F.3d at 1361; United States v. Giltner, 889 F.2d 1004, 1008 (11th Cir. 1989) (per curiam) (“[D]ue process requires that [defendant] be afforded the opportunity to refute the information brought against him at sentencing.”).

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otherwise provide a basis for determining that these enhancements apply. We thus

vacate the sentence and remand for resentencing. 4 See Daniels, 685 F.3d at 1253.

VACATED AND REMANDED FOR RESENTENCING.

4 Because we vacate on these grounds, we need not reach Videa’s additional arguments about the upward variance or the substantive reasonableness of his sentence. 13