United States v. Joshua Herman

CourtCourt of Appeals for the Seventh Circuit
DecidedJuly 18, 2019
Docket18-3057
StatusPublished

This text of United States v. Joshua Herman (United States v. Joshua Herman) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Joshua Herman, (7th Cir. 2019).

Opinion

In the

United States Court of Appeals For the Seventh Circuit ____________________ No. 18-3057 UNITED STATES OF AMERICA, Plaintiff-Appellee, v.

JOSHUA T. HERMAN, Defendant-Appellant. ____________________

Appeal from the United States District Court for the Northern District of Indiana, Hammond Division. No. 2:16-CR-00061-JTM-PRC-1 — James T. Moody, Judge. ____________________

SUBMITTED MAY 28, 2019 * — DECIDED JULY 18, 2019 ____________________

Before WOOD, Chief Judge, and BAUER and EASTERBROOK, Circuit Judges.

*We have agreed to decide this appeal without oral argument, be- cause the briefs and record adequately present the facts and legal argu- ments, and oral argument would not significantly aid the court. FED. R. APP. P. 34(a)(2)(C). Pursuant to Seventh Circuit Internal Operating Proce- dure 6(b), it has been assigned to the panel that resolved No. 17-1423, United States v. Herman, 884 F.3d 705 (7th Cir. 2018). 2 No. 18-3057

WOOD, Chief Judge. This is the second time we have been asked to review the sentence that Joshua Herman received af- ter pleading guilty to violating 18 U.S.C. § 922(g), which pro- hibits felons from possessing a firearm. Herman raised two issues on his first appeal: one concerned the district court’s failure to recognize that it had the discretion to require Her- man’s federal sentence to run concurrently with an unrelated state sentence that had yet to be imposed; and the other re- lated to the proper interpretation of U.S.S.G. § 2B3.1(b)(4)(B), which dictates that a person’s offense level for robbery must be increased by two if he “physically restrained” the victim. United States v. Herman, 884 F.3d 705, 706 (7th Cir. 2018). (That guideline applied because Herman possessed the firearm in connection with a robbery. See U.S.S.G. § 2K2.1(c)(1)(A).) We found it necessary to reach only the first issue, which we re- solved in Herman’s favor. We ended our opinion by noting that “[o]n remand, the district court should consider Her- man’s argument that the physical restraint enhancement does not apply to him … .” Herman, 884 F.3d at 708. Before we address the district court’s response on remand, it is helpful to outline the facts that gave rise to this aspect of the case. On May 4, 2016, Jacob Kirk invited Herman to Kirk’s house on 178th Street in Hammond, Indiana. Kirk’s mother, Samantha Daniels, also lived at the house. When Kirk and Herman arrived, they saw that Daniels had a Jimenez Arms handgun partially tucked into her purse. Somewhat reluc- tantly, she allowed Herman to handle the gun for a moment. At that point Herman pulled out a revolver and said “Look … stay seated. I don’t want to blow you guys back, but I will if I have to.” He instructed Kirk and Daniels not to move, and then turned and ran outside. Kirk and Daniels ignored Her- man’s order and pursued him. Herman spun around, with the No. 18-3057 3

Jimenez Arms gun in one hand and the revolver in the other and fired a shot that flew past Daniels’s head. Kirk recalled that just before Herman fired, Kirk heard him say “I told you not to … ,” and then there was a “boom.” The district court ordered briefing on the question whether the actions of pointing and shooting the gun quali- fied as physical restraint of the two victims, Kirk and Daniels. It noted that there is a circuit split on this issue. After holding a resentencing hearing, the court—relying on the information in the initial presentence report (PSR) and addendum—con- cluded: Defense counsel’s objections are not well-taken, so they’re overruled. I adopt the positions of the govern- ment and the probation officer as set forth in the ad- dendum, and I reject the position of defense counsel. Contrary to Herman’s contention on appeal, this was enough. The court was entitled to adopt the government’s version of events, as set forth in the PSR, to explain its ruling on a dis- puted point that had been thoroughly explored. FED R. CRIM. P. 32(i)(3); see United States v. Canino, 949 F.2d 928, 951 (7th Cir. 1991). The court calculated Herman’s guidelines range as fol- lows: to the base offense level of 20, it added seven levels be- cause a firearm was discharged, U.S.S.G. § 2B3.1(b)(2)(A); it added another level because a firearm was taken, id. § 2B3.1(b)(6); it added two levels based on the finding that Herman physically restrained the victims, id. § 2B3.1(b)(4)(B); and it subtracted three levels for acceptance of responsibility, id. § 3E1.1. This resulted in a final offense level of 27. Her- man’s criminal history level was V; this initially led to a 4 No. 18-3057

recommended guidelines range of 120 to 150 months. Because 120 months was the statutory maximum, however, the final guidelines result was not a range but a point: 120 months. See U.S.S.G. § 5G1.1(c). As it had done before, the court imposed exactly that sentence on him. Had it rejected the use of the physical-restraint enhancement, the final offense level would have been 25, and the recommended range 100 to 120 months. On appeal, Herman is asking for a remand for resentencing under the latter range. The guideline at the center of this case is section 2B3.1, which covers the offense of Robbery. It calls for a base offense level of 20, and then addresses various specific offense char- acteristics that cause the level to go up. The subsection of in- terest to us reads as follows: (4) … (B) if any person was physically restrained to facilitate commission of the offense or to facilitate es- cape, increase by 2 levels. The Application Notes direct us to the Commentary on sec- tion 1B1.1 for a definition of the term “physically restrained.” There we find the following: “Physically restrained” means the forcible restraint of the victim such as by being tied, bound, or locked up. U.S.S.G. § 1B1.1, cmt. n.1(L). As the district court recognized, our sister circuits have split on the question whether the physical-restraint enhance- ment can be applied to situations in which an armed defend- ant simply orders his victims not to move and does not other- wise immobilize them through measures such as those out- lined in the commentary to U.S.S.G. § 1B1.1. The government counts four circuits that take the position that pointing a gun No. 18-3057 5

at a person and commanding her not to move is enough to constitute a “physical restraint,” and four that say this is not enough. Compare United States v. Dimache, 665 F.3d 603, 606– 07 (4th Cir. 2011) (enough); United States v. Miera, 539 F.3d 1232, 1234–36 (10th Cir. 2008) (enough); United States v. Wal- lace, 461 F.3d 15, 33–34 (1st Cir. 2006) (enough); and United States v. Gonzalez, 183 F.3d 1315, 1327 (11th Cir. 1999) (enough); with United States v. Parker, 241 F.3d 1114, 1118 (9th Cir. 2001) (more needed); United States v. Drew, 200 F.3d 871, 880 (D.C. Cir. 2000) (more needed); United States v. Anglin, 169 F.3d 154, 163–64 (2d Cir. 1999) (more needed); and United States v.

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