United States v. Joseph Edward Coe

891 F.2d 405, 1989 U.S. App. LEXIS 18413
CourtCourt of Appeals for the Second Circuit
DecidedNovember 30, 1989
Docket166, Docket 89-1205
StatusPublished
Cited by79 cases

This text of 891 F.2d 405 (United States v. Joseph Edward Coe) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Joseph Edward Coe, 891 F.2d 405, 1989 U.S. App. LEXIS 18413 (2d Cir. 1989).

Opinion

JON 0. NEWMAN, Circuit Judge:

This appeal raises narrow but significant questions concerning the authority of a district judge to impose a sentence higher than the applicable range called for by the Sentencing Guidelines. Joseph Edward Coe appeals from the April 21, 1989, judgment of the District Court for the District of Connecticut (Ellen Bree Burns, Chief Judge) convicting him, upon a guilty plea, of bank robbery, in violation of 18 U.S.C. § 2113(a) (1982), and escape from federal custody, in violation of 18 U.S.C. § 751(a) (1982). Coe challenges only the sentence — a prison term of 135 months for the bank robbery and a concurrent term of 48 months for the escape. This sentence exceeded the top of the applicable guideline range by four years. Coe argues that this upward departure was unlawful because the sentencing judge impermissibly relied on factors that the Sentencing Commission had already considered in formulating the Guidelines and also failed to follow procedures adopted by this Court in United States v. Cervantes, 878 F.2d 50 (2d Cir.1989), which was decided after the sentencing in this case. For reasons given below, we conclude that the case must be remanded for resentencing.

Facts

In early 1985, while serving a five-year term of imprisonment for bank robbery, 1 Coe received permission to be released from a correctional facility to a halfway house. According to the terms of the travel furlough, Coe was to leave the Federal Correctional Institution in Englewood, Colorado, on June 6, 1988, and fly, unescorted, to Hartford, Connecticut, where he was to report to the Watkinson Halfway House that evening. While on route to the airport in Colorado, Coe stopped at a local bank to withdraw approximately $1,700 from his savings account, receiving $1,000 in cash and the rest in a bank check. Although he took his scheduled flight from Colorado to Connecticut, somewhere along the way Coe apparently decided not to report to the halfway house. Instead, he boarded a bus to Atlantic City where he gambled and lost $1,000. On June 7, 1988, the Bureau of Prisons declared Coe an escapee.

After a few days in Atlantic City, Coe travelled to New Haven, where he convinced his mother to cash the bank check he had obtained in Colorado. Coe then returned to Atlantic City, gambled some more, and again lost his money. Penniless, he resurfaced in New Haven where, between June 13 and June 27, he robbed four banks and stole a car. At two of the bank robberies, Coe told bank tellers that he was carrying a gun. At the other two, he toted a rolled-up newspaper, presumably to give the impression that he was armed. At none of the robberies, though, did a bank employee see Coe in possession of a gun, and the Government has not claimed that he was armed during any of the four robberies. Finally, on June 1, 1988, Coe en *408 tered a savings bank in a neighboring town, waited in a line of customers, and then left. A bank employee reported Coe’s suspicious behavior to the police. The police stopped the car Coe was driving and, upon discovering that it was stolen, arrested him. Coe was later placed in the custody of federal marshals because he was a federal escapee.

In a written agreement, Coe consented to waive indictment and to plead guilty to a two-count information charging him with one of the four bank robberies and with the escape. As part of the agreement, he also stipulated to the other three bank robberies and to having obtained a total of $6,708 from all four robberies. In the presen-tence investigation report, the Probation Office calculated that Coe’s offense level was 21 2 and his criminal history category was V, 3 which indicated a sentence range of 70 to 87 months.

At sentencing, the District Court rejected Coe’s request for a downward departure. Instead, Chief Judge Burns elected to depart upward from the applicable guideline range for the following reasons:

[I]n viewing the guidelines and where it brings us in terms of the appropriate sentence, it certainly seems to me that given this case, the guidelines do not appropriately take into account some of the factors which we are concerned with and that is that pattern of robbery that has taken place over a short span of time and the threat to the community which that suggests. Mr. Coe represented to the tellers at the various banks that he was armed. I think it is conceded that he was not, or at least the Government cannot prove that he was, and the Court will assume that he was not, but he represented to the bank personnel that he was armed. The potential for violence in a situation of that kind is enormous and the threat, therefore, to innocent bystanders always is present. This is a factor which the Court is also very much concerned about and it would appear that the most important factor in sentencing Mr. Coe is to [sic ] going to be to protect the public from offenses which his previous pattern of behavior suggests that he is going to continue to commit.

Chief Judge Burns then imposed a sentence of 135 months on the bank robbery count and a concurrent term of 48 months on the escape count. The sentence of eleven and one-quarter years exceeded the top of the applicable guideline range by four years. The District Court also ordered Coe to make restitution of $6,708.

Discussion

1. Was the departure permissible under part 5K or part Jri? Section 212(a)(2) of the Sentencing Reform Act of 1984, as amended, provides that a judge may impose a sentence outside the range established by the applicable guideline if “there exists an aggravating or mitigating circumstance of a kind, or to a degree, not adequately taken into consideration by the Sentencing Com *409 mission in formulating the guidelines.... ” 18 U.S.C. § 3553(b) (Supp. V 1987). The Guidelines establish two different ways in which sentencing judges may exercise their discretion to depart from an applicable guideline range. The general authority is set forth in part 5K, which governs most departures. Tracking the statutory authority of section 3553(b), section 5K2.0 authorizes a departure if a case involves an aggravating or mitigating factor not given adequate consideration by the Commission or “if the court determines that, in light of unusual circumstances, the guideline level attached to that factor is inadequate.” United States Sentencing Commission, Guidelines Manual § 5K2.0, at 5.42 (1989) [hereinafter “U.S.S.G._”]; see United States v. Correa-Vargas, 860 F.2d 35, 37-38 (2d Cir.1988). Part 5K provides further guidance by identifying several considerations that may appropriately warrant departures, U.S.S.G. §§ 5K2.1-5K2.15, and part 5H identifies certain considerations that “ordinarily” do not warrant departures, id. at §§ 5H1.1-.6.

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Bluebook (online)
891 F.2d 405, 1989 U.S. App. LEXIS 18413, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-joseph-edward-coe-ca2-1989.