United States v. Jose Sanchez

• Court: Court of Appeals for the Ninth Circuit
• Decided: March 15, 2021
• Docket: 17-50139
• Status: Unpublished

Opinion

NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS MAR 15 2021 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT

UNITED STATES OF AMERICA, No. 17-50139

Plaintiff-Appellee, D.C. No. 2:13-cr-00537-BRO-24 v.

JOSE CESAR SANCHEZ, AKA Loco, MEMORANDUM* AKA Locotroll, AKA Juan Sanchez, AKA Troll, AKA Trouble,

Defendant-Appellant.

UNITED STATES OF AMERICA, No. 17-50173

Plaintiff-Appellee, D.C. No. 2:13-cr-00537-BRO-27 v.

GISELLE CASADO, AKA Guera,

UNITED STATES OF AMERICA, No. 17-50212

Plaintiff-Appellee, D.C. No. 2:13-cr-00537-BRO-13 v.

* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. JOSE MANUEL DORADO, AKA Lazy, AKA Yogi,

UNITED STATES OF AMERICA, No. 17-50213

Plaintiff-Appellee, D.C. No. 2:13-cr-00537-BRO-14 v.

TANNOUS FAZAH, AKA Terist,

Appeal from the United States District Court for the Central District of California Beverly Reid O’Connell, District Judge, Presiding

Argued and Submitted March 3, 2021 Pasadena, California

Before: GRABER, MILLER, and LEE, Circuit Judges.

Defendants Jose Cesar Sanchez, Giselle Casado, Jose Manuel Dorado, and

Tannous Fazah timely appeal their convictions and sentences stemming from their

participation in the activities of the Florencia-13 gang. We vacate Defendant

Dorado’s sentence on Count Five, and we remand for resentencing on that count

only. We otherwise affirm.

1. The district court correctly denied Defendant Fazah’s motion to suppress.

We review de novo the district court’s legal conclusions and for clear error the

2 court’s factual findings. United States v. Peterson, 902 F.3d 1016, 1019 (9th Cir.

2018).

a. Exigent circumstances justified the officers’ entry into Fazah’s apartment.

After a man was beaten, shot, and killed in a nearby alley, two 911 callers

independently reported seeing a group of persons in the apartment complex’s

parking lot and reported seeing only a subset of persons leave the parking lot.

Some persons had arrived in a white car that remained in the parking lot. After

officers cleared the other two apartments and Fazah eventually opened the door to

his apartment, a detective saw two apparently unconscious men in the apartment.

The detective reasonably feared that the men were hurt and needed assistance;

"considering the totality of the circumstances, law enforcement had an objectively

reasonable basis for concluding that there was an immediate need to protect others

. . . from serious harm." United States v. Reyes-Bosque, 596 F.3d 1017, 1029 (9th

Cir. 2010) (internal quotation marks omitted).

Additionally, "the search’s scope and manner were reasonable to meet the

need." Id. (internal quotation marks omitted). Given that others had been hiding in

the apartment, officers reasonably opened the door to a large closet in the room

where the two prone men were lying.

The court did not clearly err in crediting the detective’s testimony, which

comported with his contemporaneous police report, that he could see the men from

3 outside the apartment. See, e.g., United States v. JDT, 762 F.3d 984, 1002 (9th

Cir. 2014) ("[I]t is the exclusive province of the fact finder to determine the

credibility of witnesses." (internal quotation marks omitted)). The photographs

taken by Fazah’s expert two years later did not definitively disprove the detective’s

testimony.

We decline to consider Fazah’s arguments, raised for the first time on

appeal, that hinge on factual development, such as whether Fazah opened the door

only because the detective had threatened to enter and whether the detective

actually inserted the key into the lock. United States v. Guerrero, 921 F.3d 895,

897–98 (9th Cir. 2019) (per curiam), cert. denied, 140 S. Ct. 1300 (2020).

b. Alternatively, even if the initial search was impermissible, suppression

would not be warranted because the officers acted in good faith. To justify

suppression, "police conduct must be sufficiently deliberate that exclusion can

meaningfully deter it, and sufficiently culpable that such deterrence is worth the

price paid by the justice system." United States v. Artis, 919 F.3d 1123, 1133 (9th

Cir. 2019) (quoting Herring v. United States, 555 U.S. 135, 144 (2009)). Fazah

has shown, at most, "isolated negligence" that does not justify suppression. Id.

2. The district court acted well within its discretion in addressing the topic

of juror safety. See United States v. Scott, 642 F.3d 791, 796 (9th Cir. 2011) (per

curiam) (holding that we review for abuse of discretion the court’s questioning

4 during voir dire); United States v. Ivester, 316 F.3d 955, 960 (9th Cir. 2003)

(holding that we review for abuse of discretion "whether and how to hold a hearing

on allegations of jury bias" stemming from a juror’s safety concerns). For

example, the court permissibly concluded that asking jurors explicitly about "fear"

would do more harm than good. And in response to Juror 9’s particularized safety

concerns, the court conducted a hearing with the juror and concluded from the

juror’s responses and demeanor that, as the juror stated, the juror could be fair to

both sides.

3. The district court’s formulation of the instructions as to Racketeer

Influenced and Corrupt Organizations Act ("RICO") conspiracy did not result in

reversible error. The instructions accurately required the jury to find that each

"defendant became a member of the conspiracy knowing of its object and

intending to help further or facilitate the scheme." See Salinas v. United States,

522 U.S. 52, 65 (1997) ("A conspirator must intend to further an endeavor which,

if completed, would satisfy all of the elements of a substantive criminal offense,

but it suffices that he adopt the goal of furthering or facilitating the criminal

endeavor."). Any error in failing to add an additional element, announced in a non-

binding, out-of-circuit case, was not obvious.

Read in their entirety, the instructions properly required that each Defendant

know about the scheme; know the scheme’s object; know that the scheme would

5 result in at least one conspirator’s committing a pattern of racketeering acts; and

agree and intend to facilitate or further that scheme. See United States v.

Rodriguez, 971 F.3d 1005, 1012 (9th Cir. 2020) ("Jury instructions must be

evaluated ‘as a whole, and in context,’ rather than in piecemeal.").

4. The district court correctly entered judgment against Defendants Dorado

and Fazah as to their violations of the Violent Crimes in Aid of Racketeering

Activity statute. The jury instructions accurately required a finding that a

"substantial purpose" of the assault was gang affiliation. Id. at 1009–11. Ample

evidence supports the jury’s finding "that gang affiliation motivated the relevant

conduct" of Defendants Dorado and Fazah. Id. at 1012. At the request of an

influential gang member, who feared a threat to his status in the gang, Dorado and

Fazah assaulted and killed another gang member.

5. We assume, without deciding, that the district court abused its discretion

under Federal Rule of Evidence 403 by admitting photographs of graffiti on the

courthouse. But any error was harmless. The photographs had very little non-

cumulative probative value, and the risk of harm was low to nonexistent. The

photographs predated the trial by two years, and no juror expressed any safety

concerns after seeing the photographs. We readily conclude that "it is more

probable than not that the error did not materially affect the verdict." United States

v. Morales, 108 F.3d 1031, 1040 (9th Cir. 1997) (en banc).

6 6. With several small exceptions, the district court did not abuse its

discretion or otherwise err in its decisions concerning the testimony by Agents

Starkey, Montenegro, and Velasquez.

The district court adequately ensured that the witnesses described the basis

of their testimony so that the jury knew whether the testimony was lay or expert in

nature. The district court did not plainly err by giving a model dual-role

instruction. Agents Montenegro and Velasquez testified in two roles, a permissible

practice, United States v. Gadson, 763 F.3d 1189, 1206–07 (9th Cir. 2014), and the

instruction accurately described our caselaw. Agent Starkey testified solely as a

lay witness, but the court gave the instruction during her testimony only after

Defendants agreed to the instruction, and the instruction pertained in part to lay

testimony. Any error concerning the inapt part of the instruction was not plain.

Nearly all of Agent Starkey’s testimony was proper lay testimony because it

stemmed from her experience in the investigation of this particular gang. United

States v. Barragan, 871 F.3d 689, 704 (9th Cir. 2017). To the extent that her

testimony at times was expert in nature, any error was harmless because she

indisputably had the credentials of an expert witness. United States v. Figueroa-

Lopez, 125 F.3d 1241, 1246–47 (9th Cir. 1997); United States v. Maher, 645 F.2d

780, 784 (9th Cir. 1981) (per curiam); see also Gadson, 763 F.3d at 1213 n.10

(applying the same principle in the context of plain-error review).

7 We assume, without deciding, that small portions of testimony by Agents

Starkey and Montenegro were impermissibly speculative or lacked proper

foundation. For example, Agent Starkey’s initial testimony about the

organizational structure, unconnected to a specific recorded call or any specific

evidence in the record; her speculation as to what caused an imprisoned gang

member’s death; and Agent Montenegro’s digression into a separate identity-theft

scheme by two gang members may have strayed from permissible bounds. We

have carefully reviewed the entire record, and we conclude that any error was

harmless. The possibly impermissible testimony either was cumulative or

pertained to tangential topics that could not have affected the jury’s verdict.

7. The district court did not commit reversible error in instructing the jury

under Count Three’s allegation of conspiracy, in violation of 21 U.S.C. § 846, to

commit at least one of the drug distribution (or possession with intent to distribute)

offenses described in 21 U.S.C. § 841(a)(1) & (b)(1). Nor did insufficient

evidence support the jury’s drug-quantity findings.

No Defendant objected to the jury instructions, so we review them for plain

error. United States v. Backman, 817 F.3d 662, 665 (9th Cir. 2016). We recently

held that

a defendant convicted of conspiracy under § 846 is subject to a penalty under § 841(b)(1)(A)–(B) if the government has proven beyond a reasonable doubt that the underlying § 841(a)(1) offense involved the drug type and quantity set forth in § 841(b)(1)(A)–(B). The

8 government does not have to prove that the defendant had any knowledge or intent with respect to those facts.

United States v. Collazo, 984 F.3d 1308, 1336 (9th Cir. 2021) (en banc). Reading

together the jury instructions and the verdict form, which required a finding that

the conspiracy that the defendant joined involved a specified quantity of drugs, we

conclude that the jury was not misled. See United States v. Pineda-Doval, 614

F.3d 1019, 1031 (9th Cir. 2010) ("To determine whether the jury was misled, we

must consider the instructions and the verdict form together.").

Sufficient evidence supported the jury’s findings of drug quantity because

evidence supported the conclusion that fellow gang members sold the requisite

quantities of drugs. See Collazo, 984 F.3d at 1319 ("When the government proves

that a defendant had a knowing connection with an extensive enterprise (such as a

drug trafficking organization) and had reason to know of its scope, a fact-finder

may infer that the defendant agreed to the entire unlawful scheme."); see also

United States v. Smith, 609 F.2d 1294, 1300 (9th Cir. 1979) ("The jury could

conclude [the defendants] knew that drugs are frequently dispensed through a

network of suppliers, wholesalers, and scattered retailers in different states and

therefore that they were not [the supplier’s] only retailers."); id. (rejecting the

significance of a defendant’s assertion that "he never met with the other retailers"

on the ground that a co-conspirator need not know "all of the participants in the

conspiracy").

9 8. Cumulative error did not affect the jury’s verdict. The "combined effect

of [any] errors" did not "amplify each other in relation to a key contested issue in

the case." United States v. Preston, 873 F.3d 829, 835 (9th Cir. 2017) (internal

quotation marks omitted).

9. The district court did not clearly err at sentencing in determining that

Defendant Sanchez was responsible for more than 150 grams of

methamphetamine. The court permissibly concluded that the sales by fellow gang

members constituted "relevant conduct" pursuant to U.S. Sentencing Guidelines

Manual § 1B1.3(a)(1)(B), because those sales were part of the "jointly undertaken

criminal activity," were in furtherance of the activity, and were reasonably

foreseeable in connection with that activity.

The court did not procedurally err, plainly or otherwise, at Defendant

Casado’s sentencing hearing. The presentence report calculated drug quantity, and

the court expressly adopted the presentence report in general and the specific drug-

quantity finding.

Defendants Dorado and Fazah join both arguments, but those arguments fail

for the same reasons. The court did not err at their sentencing hearings.

10. With the exception noted below, the district court did not err in

imposing life sentences on Defendants Dorado and Fazah.

10 The district court independently determined, for Guidelines purposes, that

Defendants were responsible for first-degree murder. Contrary to Defendants’

argument, the court did not misunderstand the nature of the jury’s finding. Nor did

the court misunderstand the elements of first-degree murder. Next, the court did

not treat the Guidelines’ "range" of life imprisonment as presumptively reasonable.

The court’s factual findings at sentencing did not increase the sentence beyond the

statutory maximum penalty of life imprisonment, 18 U.S.C. § 1963(a), so

Defendant Fazah’s constitutional challenge fails. United States v. Rodriguez, 851

F.3d 931, 948 (9th Cir. 2017).

The court did not clearly err in finding, by clear and convincing evidence,

that Defendants Fazah and Dorado were responsible for first-degree murder. The

court permissibly concluded that a gang member ordered Fazah to kill the victim,

an eyewitness testified that Fazah shot the victim, and Fazah boasted about the

crime afterwards. Although the evidence was not equally overwhelming with

respect to Dorado’s agreement to the plot, the court’s view that clear and

convincing evidence supported his culpability was not "illogical, implausible, or

without support in the record." United States v. Graf, 610 F.3d 1148, 1157 (9th

Cir. 2010). For example, after Fazah received the order to kill and handed the

phone to Dorado, Dorado assured the caller not to worry because Fazah would "get

11 at" the victim, suggesting that Dorado overheard the order to kill; and afterwards,

Dorado reported the murder as a "done deal."

11. The district court correctly calculated the mandatory minimum

sentences under 21 U.S.C. § 841 for Defendants Dorado and Fazah. Defendants’

convictions retain federal significance despite state-court recharacterizations of the

convictions. United States v. Diaz, 838 F.3d 968, 974–75 (9th Cir. 2016).

Defendants’ constitutional claims, raised for the first time on appeal, do not

constitute plain error. See, e.g., Harmelin v. Michigan, 501 U.S. 957 (1991)

(affirming a life sentence, as consistent with the Eighth Amendment, for a single

conviction of possessing 672 grams of cocaine base). Similarly, we reject

Defendant Fazah’s argument, raised for the first time on appeal, that one of his

convictions is not categorically a drug offense. This court has held that the

possible overbreadth of California’s definition of methamphetamine is a factual

question, United States v. Rodriguez-Gamboa, 946 F.3d 548, 552–53 (9th Cir.

2019), and "an error that hinges on a factual dispute is not ‘obvious,’" United

States v. Yijun Zhou, 838 F.3d 1007, 1011 (9th Cir. 2016).

12. The district court neither clearly erred in its factual findings nor abused

its discretion in applying the Guidelines, United States v. Gasca-Ruiz, 852 F.3d

1167, 1170 (9th Cir. 2017) (en banc), in rejecting a "mitigating role" reduction for

Defendant Casado or in applying gun-possession and drug-smuggling

12 enhancements for Defendant Fazah. As in United States v. Diaz, 884 F.3d 911,

916 (9th Cir. 2018), nothing in the record here suggests that the district court

misunderstood the Guidelines during Casado’s sentencing hearing.

13. As the government concedes, the district court plainly erred by

imposing, on Count Five as to Defendant Dorado, a sentence that exceeded the

statutory maximum. We remand for resentencing on that count only. United

States v. Evans-Martinez, 611 F.3d 635, 645 (9th Cir. 2010).

AFFIRMED in all respects but one: Defendant Dorado’s sentence on

Count Five is VACATED, and case no. 17-50212 is REMANDED for the

limited purpose of resentencing on that count only.