United States v. Jose Garcia, Jr.

CourtCourt of Appeals for the Seventh Circuit
DecidedJanuary 22, 2020
Docket18-1890
StatusPublished

This text of United States v. Jose Garcia, Jr. (United States v. Jose Garcia, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jose Garcia, Jr., (7th Cir. 2020).

Opinion

In the

United States Court of Appeals For the Seventh Circuit ____________________ Nos. 18-1890 & 18-2261 UNITED STATES OF AMERICA, Plaintiff-Appellee, v.

JOSE TRINIDAD GARCIA, JR., and ALFONSO PINEDA-HERNANDEZ, also known as Flaco, Defendants-Appellants. ____________________

Appeals from the United States District Court for the Southern District of Indiana, Indianapolis Division. No. 1:15CR00200 — Jane Magnus-Stinson, Chief Judge. ____________________

ARGUED SEPTEMBER 20, 2019 — DECIDED JANUARY 22, 2020 ____________________

Before WOOD, Chief Judge, and MANION and ROVNER, Cir- cuit Judges. MANION, Circuit Judge. Police found over 80 grams of red methamphetamine in a car. The ensuing investigation— dubbed “Code Red”—lead to the indictment of 12 people for a drug-distribution conspiracy. Eleven, including Garcia, pleaded guilty. Garcia argues the judge improperly enhanced 2 Nos. 18-1890 & 18-2261

his sentence based on a prior drug conviction. We agree with Garcia. Pineda-Hernandez alone stood trial. He claims multi- ple errors involving an alleged language-interpretation deba- cle. He also argues the judge improperly augmented his sen- tence based on his role. We disagree with Pineda-Hernandez. I. GARCIA Pleading guilty, Garcia admitted he participated in or could have reasonably foreseen the distribution of about 3.5 kilograms of a mixture containing meth and at least 1 kilo- gram of heroin. As he admitted the conspiracy involved over 500 grams of a mixture containing meth, he faced a statutory range of 10 years to life in prison with no prior conviction for a “felony drug offense.” 21 U.S.C. § 841(b)(1)(A)(viii).1 But he faced a range of 20 years to life with one prior conviction for a “felony drug offense.” Id. The government sought the 20- year minimum based on Garcia’s conviction under Indiana Code § 35-48-4-10(a)(1) for an offense that occurred in March 2014. At that time, Indiana banned manufacturing or deliver- ing “marijuana, hash oil, hashish, or salvia.” (The crime was a felony because the recipient or intended recipient was under 18. I.C. 35-48-4-10(b)(1)(A).) The district judge imposed the 20- year mandatory minimum. Garcia appeals. He concedes plain-error review applies as he failed to ob- ject below. But he argues the judge plainly erred by treating the prior conviction as a “felony drug offense” to enhance the sentence. Under plain-error review, Garcia must show “(1) an error occurred, (2) the error was plain, (3) it affected the de- fendant’s substantial rights, and (4) it seriously affected the

1 Each citation to a statute references the version in effect at the rele- vant time, unless otherwise noted. Nos. 18-1890 & 18-2261 3

fairness, integrity, or public reputation of the proceedings.” United States v. Pierson, 925 F.3d 913, 919 (7th Cir. 2019). When Garcia committed the prior drug offense, Indiana’s statute prohibited dealing in marijuana, hash oil, hashish, or salvia. Here is the text of the statute, arranged in columns: (a) A person who: (1) knowingly or intentionally: (A) manufactures; (B) finances the manufacture of; (C) delivers; or (D) finances the delivery of; marijuana, hash oil, hashish, or salvia, pure or adulterated … commits dealing in marijuana, hash oil, hashish, or salvia, a Class A misdemeanor, except … (b) The offense is: (1) a Class D felony if: (A) the recipient or intended re- cipient is under eighteen (18) years of age … . I.C. 35-48-4-10. The question is whether Garcia’s prior conviction under this statute is a “felony drug offense” for purposes of the en- hancement for his federal crime. Federal law defined “felony drug offense” as: 4 Nos. 18-1890 & 18-2261

an offense that is punishable by imprisonment for more than one year under any law of the United States or of a State or foreign country that prohibits or restricts conduct relating to narcotic drugs, marihuana, anabolic steroids, or depressant or stimulant substances. 21 U.S.C. § 802(44). Federal law also defined these particular substances. “Narcotic drug” generally includes opium, opi- ates, poppy straw, coca leaves, cocaine, ecgonine, and any compound containing any of these substances. Id. § 802(17). “Marihuana” generally means all parts of Cannabis sativa L. and every compound of this plant. Id. § 802(16). “Anabolic steroid” generally means any drug or hormonal substance re- lated to testosterone. Id. § 802(41)(A). “Depressant or stimu- lant substance” generally means a drug containing barbituric acid or amphetamine, or lysergic acid diethylamide, or any drug containing a substance the Attorney General designated as having a potential for abuse because of its depressant, stim- ulant, or hallucinogenic effect. Id. § 802(9). (Foreshadowing: “felony drug offense” includes marijuana but not salvia.) Courts use the categorical approach to determine whether a conviction under a state statute meets § 802(44)’s definition of “felony drug offense.” United States v. Elder, 900 F.3d 491, 497–501 (7th Cir. 2018). “The categorical approach focuses solely on whether the elements of the crime of conviction suf- ficiently match the elements of the crime referenced in the fed- eral statute, while ignoring the particular facts of the case.” Id. at 498 (internal quotation marks and brackets removed) (quot- ing Mathis v. United States, 136 S. Ct. 2243, 2248 (2016)). Under the categorical approach, Garcia’s appeal is easy. The problem for the government is salvia. The Indiana statute plainly Nos. 18-1890 & 18-2261 5

prohibits it, but the federal definition of “felony drug offense” plainly does not include it. So the Indiana statute is broader than the federal definition. Indiana may convict a person for violating I.C. 35-48-4-10 even though he never dealt with a drug listed in the federal definition. Thus, under the categor- ical approach, a conviction under I.C. 35-48-4-10 is not a “fel- ony drug offense” and cannot raise the mandatory minimum sentence for Garcia’s instant federal crime. The government concedes Indiana’s statute includes sal- via and concedes the federal definition of “felony drug of- fense” does not. The government essentially concedes I.C. 35- 48-4-10 is overbroad under the categorical approach. But the government argues I.C. 35-48-4-10 is divisible, so the modi- fied categorical approach applies. When a statute sets out al- ternative elements rather than merely alternative means, it is divisible, and courts use the modified categorical approach to determine which division formed the basis of the conviction. Here, if the statute’s list of drugs is a list of alternative ele- ments rather than alternative means, then we would apply the modified categorical approach to determine which of the listed drugs supported Garcia’s prior conviction. If that drug were marijuana, then the prior conviction is a “felony drug offense” enhancing the present sentence. If that drug were sal- via, then the prior conviction is not a “felony drug offense” and does not enhance the present sentence. So the ultimate question is whether Indiana’s statute is di- visible. Federal courts defer to state courts on the issue of whether a state statute is divisible. Mathis, 136 S. Ct. at 2256 (“This threshold inquiry—elements or means?—is easy in this case, as it will be in many others. Here, a state court decision definitively answers the question … .”). A state supreme court 6 Nos. 18-1890 & 18-2261

decision on point generally controls.

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