United States v. Jorge M. Lopeztegui

230 F.3d 1000, 2000 U.S. App. LEXIS 26882, 2000 WL 1585812
CourtCourt of Appeals for the Seventh Circuit
DecidedOctober 25, 2000
Docket99-4230
StatusPublished
Cited by4 cases

This text of 230 F.3d 1000 (United States v. Jorge M. Lopeztegui) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jorge M. Lopeztegui, 230 F.3d 1000, 2000 U.S. App. LEXIS 26882, 2000 WL 1585812 (7th Cir. 2000).

Opinion

EVANS, Circuit Judge.

Were we giving awards for creativity, novelty, or perhaps even chutzpah, Jorge M. Lopeztegui would be a serious candidate to receive one. Lopeztegui, convicted on various drug charges, wants a new trial so he can raise an entrapment defense. And the basis for the defense is quite unusual. He wants to argue that the government intentionally kept him out of jail, *1002 and because he was free, he committed the crimes.

In the spring of 1998, a Wisconsin drug enforcement agent was working with a snitch named Critton, who was talking with Lopeztegui about a drug deal. At a meeting, with Critton wired for sound, Lo-peztegui agreed to sell a half a kilo of cocaine, but he had two problems: the cocaine was not readily available, and he was scheduled to be sentenced in state court the next day on an unrelated drug charge. Hearing this news, the state agent, Broeske, solved one of Lopeztegui’s problems. She approached the assistant state’s district attorney and asked him to request a postponement of the pending sentencing proceeding. The case was adjourned, and subsequently Critton purchased both crack and powder cocaine from Lopeztegui. The sales formed the basis of a federal indictment alleging two counts of delivery and one of conspiracy.

Prior to the start of his trial, Lopeztegui presented a pro se motion to dismiss the charges based on what he called “outrageous government conduct,” alleging that Broeske, the assistant district attorney, and his own state court attorney, Michael Chernin, were in cahoots; that they conspired to postpone the state sentencing in order to complete the federal investigation. Had that not happened, he would have received a prison sentence and been behind bars unable to complete the drug deals with Critton. The district judge denied the motion, Lopeztegui went to trial, and a conviction followed on all counts.

Lopeztegui’s motion for a new trial argued that newly discovered evidence provides the basis for an entrapment defense. The “evidence” is a BAPR 1 report issued by the State Bar of Wisconsin in response to a grievance Lopeztegui filed against his state court attorney, Mr. Chernin. The motion was denied and Lopeztegui appeals, raising this and two minor other issues for our review.

Rule 33 of the Federal Rules of Criminal Procedure provides that a defendant may be awarded a new trial on the basis of newly discovered evidence when that evL dence (1) came to his knowledge after trial, (2) could not have been discovered sooner with due diligence, (3) is material and not merely impeaching or cumulative, and (4) would probably lead to acquittal in the event of a retrial. United States v. Woolfolk, 197 F.3d 900, 905 (7th Cir.1999), cert. denied, - U.S.-, 120 S.Ct. 1705, 146 L.Ed.2d 508 (2000). The government, in opposing Lopeztegui’s motion, argues that the BAPR report is not “evidence,” that Lopeztegui had actual knowledge of the facts contained in the report prior to trial, and that, in any event, nothing in the report supports an entrapment defense.

The threshold issue is whether the BAPR report constitutes evidence sufficient to trigger the application of Rule 33. The government asserts that the report merely contains the conclusions and opinions of a state bar investigator, which would not be admissible in court, and therefore the report is not “evidence.” Lopeztegui counters, however, that reports and findings of public agencies are exceptions to the hearsay rule under Federal Rule of Evidence 803(8). More importantly, he really is arguing that the facts contained in the report, not the report itself, are new evidence. Clearly, the facts revealed by the investigator’s interviews of Agent Broeske, the state prosecutor, and attorney Chernin would be admissible at a new trial. Thus, they constitute “evidence.”

It is more difficult, however, for Lopeztegui to argue that the “facts” identified by the BAPR investigator are new evidence. Indeed, as we just noted, he filed a pro se motion to dismiss prior to trial in which he claimed that “[ojfficers of the court acted in conjunction with law enforcement by means of manipulating *1003 [d]ue [pjrocess in rescheduling defendant’s date of sentencing in state court for the sole purpose to [sic] subject the defendant to an undercover investigation by law enforcement.” Lopeztegui now attempts to explain this away by arguing that he initially focused his attention on his state court attorney (who was found blameless in the report) and only became aware of the extent of Agent Broeske’s participation in the sentencing hearing adjournment after the BAPR report was issued. So we’ll indulge Mr. Lopeztegui and consider the “evidence,” under an expanded view of the word, as “new.”

But even if the facts contained in the BAPR report are considered new evidence, they do not come close to supporting an entrapment defense. To prevail on an entrapment defense a defendant must prove (1) that the government induced the crime and (2) that he was not predisposed to commit it. Mathews v. United States, 485 U.S. 58, 63, 108 S.Ct. 883, 99 L.Ed.2d 54 (1988). Lopeztegui argues, citing United States v. Hollingsworth, 27 F.3d 1196, 1200 (7th Cir.1994), that he was not predisposed to commit the crimes for which he was convicted because, without Agent Broeske’s intervention, he would not have had the physical ability (i.e., the freedom) to do so.

Lopeztegui is guilty of a major misreading of the meaning of “predisposition.” It is true that Hollingsworth recognized that predisposition goes beyond the mere willingness to commit the crime, and also includes some consideration of the defendant’s ability to carry it out. Id. However, we made clear that we did “not wish to be understood as holding that lack of present means to commit a crime is alone enough to establish entrapment if the government supplies the means.” Id. at 1202.

The problem for Lopeztegui is that he initiated the drug connection with Critton. In addition, he had previously been convicted of multiple drug offenses and was on bond awaiting sentencing on another drug conviction when the events in question took place. And we can imagine no scenario where a defendant with this kind of baggage would be found to be without predisposition. This is not a case in which the government planted in Lopeztegui’s mind the idea to commit the crime, nor even a case in which it supplied the means of carrying it out. Rather, by extending Lopeztegui a little rope, the government merely gave him the opportunity to carry out the crime he already wanted to commit.

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Bluebook (online)
230 F.3d 1000, 2000 U.S. App. LEXIS 26882, 2000 WL 1585812, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jorge-m-lopeztegui-ca7-2000.