UNITED STATES v. JORGE CINTRÓN-FERNÁNDEZ, A/K/A JORGE CINTRÓN, JR.

356 F.3d 340
CourtCourt of Appeals for the First Circuit
DecidedOctober 9, 2004
Docket03-1104
StatusPublished
Cited by12 cases

This text of 356 F.3d 340 (UNITED STATES v. JORGE CINTRÓN-FERNÁNDEZ, A/K/A JORGE CINTRÓN, JR.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
UNITED STATES v. JORGE CINTRÓN-FERNÁNDEZ, A/K/A JORGE CINTRÓN, JR., 356 F.3d 340 (1st Cir. 2004).

Opinion

CAMPBELL, Senior Circuit Judge.

Defendant-Appellee, Jorge Cintron-Fernandez, was convicted in the United States District Court for the District of Puerto Rico on his plea of guilty to charges relating to the adulteration and misbranding of frozen food products. After determining the amount of consumer loss, the court ruled that Cintron-Fernan-dez had a total offense level of 12 and a criminal history category of I, which would require a minimum sentence of ten months imprisonment under the Sentencing Guidelines. U.S.S.G. § 5A (Table). The district court sentenced Cintron-Fernandez to five months imprisonment but substituted home confinement in lieu of incarceration for that term. The court also imposed three years of supervised release, five months of which were to be served in accordance with the Home Confinement *342 Program. The government appeals, arguing that the district court imposed an illegal sentence. We vacate the sentence and remand for resentencing.

I. BACKGROUND

“Because this appeal involves sentencing issues following a guilty plea, we take the background facts from the presentence report.” United States v. Brady, 168 F.3d 574, 576 (1st Cir.1999).

From August of 1991 until at least December of 1997, Jocel Manufacturing Corporation (“Jocel”) manufactured and sold frozen desserts, including ones labeled “Caparra Ice Cream” and “Rico,” to restaurants and wholesale and retail customers in Puerto Rico. During most of that period, Cintron-Fernandez’s father, Jorge Cintron-Renta, was the overall manager of Jocel, and Cintron-Fernandez was Jocel’s production manager with responsibility for the production of food products.

In 1991 and 1992, the United States Food and Drug Administration (“the FDA”) warned Cintron-Renta and Cin-tron-Fernandez of the requirement that food labeled as “ice cream” contain not less than ten percent milk fat. 21 C.F.R. § 135.110(a)(2). Notwithstanding this warning, Cintron-Renta and Cintron-Fer-nandez continued to produce and sell Ca-parra ice cream with less than ten percent milk fat, and they misled the FDA about the true content and labeling of the product. Thus, while Cintron-Renta promised the FDA that Jocel would revise its formula so that its ice cream would contain at least ten percent milk fat, he and Cintron-Fernandez instructed Jocel’s employees to use a mixture of coconut oil and milk fat for the “Caparra Ice Cream” base that contained less than ten percent milk fat. They packed this product into containers with labels that failed to list coconut oil as an ingredient. Ultimately, Jocel sold “Ca-parra Ice Cream” to the public without notifying customers that it contained less than ten percent milk fat or that it contained coconut oil. This conduct occurred over a period of at least 21 months and is estimated to have resulted in a loss to consumers of at least $107,706.40.

On April 5, 2000, a federal grand jury indicted Cintron-Fernandez, Cintron-Ren-ta, and Jocel Manufacturing Corporation, for conspiracy, adulteration of food, mis-branding of food, and false, fictitious, and fraudulent claims against the United States. After discovery, Cintron-Fernan-dez entered into a plea agreement with the United States in which he agreed to plead guilty to Counts One and Six of the indictment and to adopt the government’s version of the facts. Count One charged that he had unlawfully, knowingly, wilfully, and intentionally combined and confederated with others to cause, with the intent to defraud or mislead, food labeled as “ice cream” to be adulterated and misbranded while the food was held for sale, in violation of 21 U.S.C. § 331(k), and that he had knowingly executed a scheme to defraud and obtain money by means of materially false and fraudulent representations and promises through the United States Postal Service, in violation of 18 U.S.C. § 1341, and all in violation of 18 U.S.C. § 371. Count Six charged that he had, with the intent to defraud and mislead, misbranded “ice cream” while held for sale in interstate commerce, in violation of 21 U.S.C. §§ 331(k) and 333(a)(2).

In accordance with the agreement, Cin-tron-Fernandez entered a guilty plea. A presentence report was prepared and given to the parties, which calculated consumer loss to be $107,706.40. Cintron-Fer-nandez filed an objection to the amount of consumer loss. The district court referred the issue to Magistrate Judge Gustavo A. Gelphi, who, after an evidentiary hearing, *343 concluded that $107,706.40 was an appropriate figure.

On November 13, 2002, the district court held a sentencing hearing. As Cintron-Fernandez had violated two closely related counts, the district court grouped the two counts into a combined offense level. Applying the 1997 Sentencing Guidelines, 1 the court determined that the Count One offenses were governed by § 2X1.1, which applies to conspiracies not covered by a specific offense Guideline. Rather than providing its own offense level, § 2Xl.l(a) states that courts should apply the base offense level from the Guideline for the substantive offense. Accordingly, the district court determined that both substantive offenses in Count One were governed by § 2F1.1. 2 The district court further determined that the Count Two sentences were also governed by § 2F1.1. 3

Based on § 2F1.1, the district court concluded that the base offense level was six. Since § 2F1.1 provides for increases in the offense level according to the amount of loss resulting from a crime if those losses are above $2,000, the district court, using the consumer loss figure of $107,706.40, increased Cintron-Fernandez’s total offense level six levels. U.S.S.G. § 2Fl.lb(l). Accordingly, it assessed Cin-tron-Fernandez’s total guideline sentence ■at twelve. 4 The district court further determined that Cintron-Fernandez had a criminal history category of I.

Applying this offense level and criminal history to the sentencing table, the district court then determined that the applicable guideline imprisonment range was from ten to sixteen months (Zone C) with a fine range of $3,000 to $30,000 plus a term of supervised release of at least two but not more than three years. U.S.S.G. § 5A (Table). The district court imposed a fine of $3,000 for each of the two counts and stated that appellee was to be:

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Bluebook (online)
356 F.3d 340, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jorge-cintron-fernandez-aka-jorge-cintron-jr-ca1-2004.